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Judicial Watch • William A. Pepper – 2009

William A. Pepper – 2009

William A. Pepper – 2009

Page 1: William A. Pepper – 2009

Category:Federal Judges

Number of Pages:13

Date Created:September 13, 2013

Date Uploaded to the Library:December 04, 2014

Tags:Pepper, William A Pepper, funds, American, Growth, william, Gross, 2009, assets, INVESTMENTS, TRUSTS, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Government Act 1978 
Rev. ~/20!0 FOR CALENDAR YEAR 2009 u.s.c app. ~ 1o1-t Person Reporting (last name. first, middle initial). Court Organization Dale Report Pepper, William District Court Northern 05/28/2010 Title (Article I11 judges indicate active senior status magistrate judges indicate full- p~-time) 5a. Report Type (check appropriate type) Reporting Period N~tnination, [)ate 01/01/2009 Districl Judge- Active Initial Annual Final 
12/31/2009 
 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
~nodifieations pertaining thereto, is, opinion, compliance 305 Main Street 
with applicable laws and regulations. Ste 329 Greenville 38702 Reviewing Offieer Dale 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete airports, checking the NONE box for each part where you have reportable information, Sign lastpage. POSITIONS. (~e~,~r,~ 
NONE (No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
 
II. AG~EMENTS. 
NON~ ~No reportable agreements.) 
DATE 
PARTIES AND TE~S 02-05-96 	SYMETRA FINANCIAL (FORMERLY SAFECO ASSIGNED BENEFITS SERVICE COMPAN~ FOR PAYMENT LEGAL FEES. PAYMENTS ARE INCLUDED INCOME PART Ill. 
 
 
Pepper, William 
 
III. NON-INVESTMENT INCOME. c~,po.i,g inaividualand spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income..) 2009 2009 DATE SOURCE.AND TYpE Public Employees Retirement System Mississippi, retirement income Earnings ~om law p~ctice ~med prior 7/21199 INCOME (yams, not spouses) $13,239.~ ~3,002.00 Spouses Non-Investment [ncollle -If you were married during an),portlon the reportlng ),ear, complete this section. (Dollar amount not required e.ccept for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
 xz~v. REIMBURSEMENTS -~o.,po,atio,. lodging.food, entertai .... 
NONE (No reportable reimbursements.) LOCATION PURPO,~E ITEMS PAID PRQVIDED NONE (No reportable g~s.) DESC~PTION 
VI. LIABILITIES. a~t~a~, 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
Name Person Reporting 	Date Report Pepper, William 
 
VII. INVESTMENTS and TRUSTS .... value, ......lions (Includes those GaS...... dependent children; see pp. 34-60 ~gng instructions.) NONE (No reportable income, assets, transactions.) 
.......................... A-~ ...... ..............~~ .............. ................ 
 
~scripllon Assem  Income during Gross value end T~sactio.s d~rh~g re~ding period 0ncl~ingt~st ~se~) repoaingpe6od of~po~ing pefi~ Place (X) afler ea~ asset :Amount[ T~(e.g. Value Value ] T~e(e.g.,  Date Value Gain [denlilyof 
 
 
exempt from prior d~scios~ Code div., ~t, [ C~e M~hod buy, sell, m~~lyy Code Code 
(A-H) orint.) O-P) Co~3 ~demption) (J-P) : (A-H) (ifp~vat~ 
~o-w) 
............... ......... ..........~ ............ 	50% inte~st Pepp~ Cossar-Fann land Rent 
Humphreys Co~ 	Langston Nowell Pep~r rental real es~te Rent 
Cleveland 	 
~GIONS BANK CLEVELAND Interest 
Cleveland State Bank CLEVELAND Interest 	 
Cleveland State Bank Clcveland Interest 	 
Planters Bank Trust Cleveland Interest 	 
STATE BANK TRUST Greenwood Interest 	Redeemed 10/6./09 	 
FIRST NATIONAL BANK ROSEDALE Interest Open 10!I 3/09 	 
BROKER ACCOUNT 
 
10. 	 
-CAPITAL WORLD GROWTH Dividend 
INCOME FUND-American Funds 	-CAPITAL INCOME BUILDERS Dividend 
A-American Ftmds 
 
 
12. 	 
-FEDERATED AMERICAN LEADERS Dividend Sold 9/22/09 
FUND 
 
 
13. 	 
FEDERATED CLOVER VALUE FUND None Buy 9/22/09 
 
14. 	 
-GOLDMAN SACtIS GROWTH DMdend 
INCOME FUND 
15, LORD ABBETT -AFFILIATED FUND Dividend 
16. 	 
NEW ECONOMY-FUND American None 
Funds 
 
 
17. 	 
-SMALLCAP WORLD FUNDCL None 
A-American Funds 
 
 
 
 
VII. INVESTMENTS and TRUSTS ..... value, ...... ctions (Include, those ....... dependent children; see pp. 34-60 fding instru~on,~) NONE (No reportable income, assets, transactions.) 
........................  .................................... ....~ ............................... .......................... 
 
Description Asse~ Income du~ng G~s val~ end Transactions during reposing 
(i~l~ing ~st ~sets) ~poning period reporting period 
 
i--?iS ............~J- .........~ .......... d~~--~J ...........(~ ............~3 ............ 
 
Place (X) a~er each Amount T~e (e.g., Value Value Tyt~ (e.g.. Da~e Value Gain }denti~ 
 
exempt from prior disclos~e Code div., rent, C~e Method buy, ~I[, mmid~yy C~e Code 
(A-H) 
 
orint.) O-P) Code3 redemption) (J-P) (A-H) (ifprivate 
18. 
-WASIIINGTON MUTUAL ~VESTORS Dividend 
 
19. 	 
-ZIMMER HOLDINGS None 
 
 
20. 	 
-WALGREEN Dividend 
 
 
21. 	 
-VAN KAMPEN UNIT TRUST (VK select Dividend 
unit 613) 
 
 
22. 	 
-TIFFANY Dividend 23, -DUKE ENERGY Dividend 
 
24. 	 
-Edward Jones Money Market fond Dividend 
 
25. 	 
BROKER ACCOUNT 
 
26. 	 
-AMCAP FUND Dividend 
 
 
27. 	 
-GROWTH FUND AMERICA Dividend 
A-American Funds 
 
 
28. 	 
-NEW PERSPECTIVE FUND Dividend 
 
A-American Funds 
29. 	 
-WAL-MART COMIVlON 
 
 
30. 	 
-AMERICAN MOVIL Dividend Dividend 	Donated 
31. 	 
-AMERICAN MOVIL 
 
None Buy 2/28/09 
32, 	-EDWARD JONES MONEY MARKET Dividend 
FUND 
 
33. 	 
-Cheesecake Factory None 
 
34. 
 -Walgreen Dividend 
 Income Gain Codes: =St,000 less ~$1,001 $2,5011 =$2,501 55,000 =55,001 $i5,000 =515,001 $50,000 
(See C.olumas and D4) =$50,001 $100,0~0 =$100,1301 51,000.000 Ill =51,000.0OI $5,000,000 =More than $5,000.000 
 Value Code* =$15,000 less =$15,001 $50,0{)0 =550,001 $100,000 00,001 5250,,00 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,OOD =$I ,000d)OI -$5,000,000 ~55,000,001 525.000.000 
 
 
P2. $25,000,001 $50,0~),000 =More than $50,000,0~o 
 Value Melh0d Codes =Appraisal =Cost (Real Estale Only) ..Assessment =Cash Market (See Column C21 =Book Value ~Olher =Estimated 
 
 
Name Person Reporting 	Date Report Pepper, William 
 
VII. INVESTMENTS and TRUSTS -i,,.o ..... I.e, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) ---] NONE (No reportable income, assets, transactions,) 
Description Assets Income during Gross value end Transalions during ~porting period reporling period 
(including trust assets) reporting period ][I) (2) (1) (2) (l] (2) (~i ..... ]~i ............ 	Code 
exempt from prior disclosure div.. rent. Code Method buy, se!!, !mmidtUyy Code Code huyerise ler 
IA-H) int.) (J-P) redemption) (J-I) (A-H) 
Code(Q.W)3 transaction)(itprivate 
............... 
 
35. 	 
-Kraft Fo~ds Dividend 
 
36. 	 
-Pfizer Dividend 
 
37. 	 
-General Electric Dividend 
 
 
38. 	 
-Regions Financial Dividend Sold 12/21109 
 
39. 	 
-FPL Group Dividend 
 
40. 	 
-Berkshire Hathtaway None 
 
41. 	 
BROKER ACCOUNT 
 
42. 	 
-FTTEMPLETON FOREIGN FUNDC Dividend 
 
 
43. 	 
-FT FRANKLIN CAPITAL GROWTH None Sold 5111/09 
FUND 
 
 
44. 	 
-FT FRANKLIN TEMPLETON Dividend ]3uy 5/11/09 
CUSDODIAN GROWTH 
 
 
45. 	 
-FRANKLIN TEMPLETON EQUITY Dividend 
INCOME 
 
 
46. 	 
-SP DEPOSITARY RECEIPTS Dividend 
 
47. 	 
-TEMPLETON WORLD FUND Dividend 
 
48. 	 
-TEMPLETON FOREIGN FUND Dividend 
 
49. 
-TEMPLETON WORLD FUND Dividend 
50 -BAXTER INTERNATIONAL Dividend 
 
 
 
 
51. 	-American Ecology Corp Dividend 
 
VII. INVESTMENTS and TRUSTS .... ~t.., ...... ~o,~ a.a.a.~ ,hos. oj~p ...... a.p.~.., ~Ua~; ~,~ ~-~0 oy~U.~ i.~..io~) 
NONE reportable income, assets, transactions.) B~_ 
 
Description As~ Income during Gross valoe end Transactions during reporting ~riod 
(including t~st assets) reposing period ~po~ing pefi~ 
 
(i~ ........(2) (1) (2) (I) (2) (3) (4) (5) 
Place (X) a~er each a~et Amount Iy~ (e.g., Value T~e (e.g, Date Value ~ G~n~ Id~lity 
 
Codel 
 
.... ptffomp~ordisel .... ......t, C~e2 Meth~ buy,~ll, 	buyer/seller 
,[nmVd~ C~e2 ~Codet 
(A-H) int.) {J-P) 	Code ~demption) (J-P) (A-It) (ifpfvate (Q-W) transaction) 
 
...................................................... ........................ ............t ................................ 
 
52. -Clean Ener~, Fuels 	None 
-Darlinglntemational Inc 
 
53. 	 
NoneJ 
 
54. 
-Electronic Arts Inc 	None 
 
55. 
-First Solar luc 	NoneJ 
 
56. 
-Google lnc 	None 
 
57. 
-Jacobs Engineering Group 	None 
 
 
58. 
-Monsanto Dividend Sold 12/21/09 
 
59. 
-Schlumberger Dividend 
 
60. 
-Waters Corp 
 
NoneJ 
 
61. 
-Daily Income Fund money mkt DRTXX Dividend 
 
 
62. 
-ENERGY RECOVERY 	None Buy 3/6/09 
 
63. 
IRA LINCOLN NATIONAL LIFE 
 
 
 
Int.iDiv. 
Shareholders Advantage 
64. AMERICAN FUNDS: 
 
65. 
--AMR AST ALLOC 
 
 
Buy 1/12/09 (addl) 
66. 
Buy 2/12109 (addl) 
67. 
Buy 3/12/09 (addq) 
68. 
Buy 4/09/09 (addl) 
 
: Income Gain Codes: =$1,000 less Pepper, William 
VII. INVESTMENTS and TRUSTS --i ......... ~,e,, ..... ~o,,s (Includes those ...... dependen children; seepp. 34-60 fillng instr, ctiotls.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Tr,msactions during reporting period 
(including trust assets) reporting period reporting period 
 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value G~B Identity exempt from prior diselosure div., rent, Code Method buy, sell, mm!ddlyy Code Code buyer/seller 
Code (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
69. --AMR BLUE CHIP 
Buy I112/09 (addl) 
70. 
Buy 2112/09/ (addl) 
 
i71. 
Buy 3/12109 (addl) 
 
72. 	 
Buy 4/09!09/ 
(addl) 
 
 
73. 
--AMR BOND 
 
 
 
Buy 1/12/09 (addl) 
74. 
 
 
Buy 2/~ 2/09 (addl) 
 
75. 	 
Buy 3/12109 
(addl) 
 
 
76. 
 
Buy 4/09/09 (addl) 
77. --DCA FIXqED 
Sold I./12/09 (part) 
78. 
Sold 2/! 2/09 (part) 
79. 
Sold 3/12/09 (part) 
80. 
Sold 4/09/09 
 
81. 	 
--AMR GBLSM CAP Buy 1112/09 
(addl) 
 
 
82. 
 
 
 
Buy 2/12/09 (addl) 
83. 
 
 
Buy 3/12.;09 (addl) 
 
84. 	 
Buy 4/09/09 
(addl) 
 
 
85. 	 
--AMR GRTHilNC Buy /12/09 
(addl) lncum Gain Cod~: =$1,900 less =$1,001 $2,50~ =$2,51~ $5,O00 =$5,~1 5,0~ =515,~1 $50,0~ Pepper, William 
VII. INVESTMENTS and TRUSTS -income, value, ...... tions (Includes those ...... dependent children; see pp. 34-60 filing instructions.) 
F---] NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
....... i:i-~--[ (1) (2) (I) (2) (3) (4) (5) Place iX) after each asset Amount Type {e.g., Value Value Type (e.g., Date Value Gain Identity 
 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm]dd/yy Code Code buyer/seller(A-H) orint.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
86. 
Buy 2/12/09 (addl) 
87. 
Buy 3/12/09 (addl) 
88. 
 
 
Buy 4/09/09 (addl) 
 
89. 	 
-AMRGROWTH Buy 1/12/09 
(addl) 
 
 
90. 
 
Buy 2/12/09 (addl) 
 
91. 	 
Buy 3/12/09 
(add]) 
 
 
92. 
 
Buy 4/9/09 (addq) 
93. --HI YIELD BOND 
Buy 1/12/09 (addl) 
94. 
Buy 2/12/09 (addl) 
95. 
Buy 3/12/09 
(addl) 
96. 
Buy 4/09/09 
97. --AMR INTL Buy 1/12/09 
(addq) 
98. 
 
 
Buy 2/12/09 (addi) 
99. 
 
Bay 3/I 2/09 (addl) 00. 
Buy 4/09/09 (addl) 
101. --AMR GOVT/AAA 
Buy 1/12/09 (addl) 
102. 
Buy 2/12/09 (addl) Income Gain Code.s: =$1,000 less =$1,001 52,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 -$50.000 ItSee Column.~ 131 and I24) =$50,0OI $100,000 =$10a,0Ol $1,0o0,00o =51 ,(KIO,O01 $5,000~000 =More than $5,000.000 alue Codes =$15,000 less =$15,001 50,000 =$50,001 5100,000 =$100,001 $250,000 
[See Colutnr, D3) =$250.001 $500,000 =5500,001 $1,000,000 ~$1,000,001 $5,000,000 =$5,090,001 $25,000,000 =$25,00~1,001 550,000,0110 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
ISee Column C2) =Book Value =Other =Estimated 
 
 
Pepper, William 	05/28/2010 
VII. INVESTMENTS and TRUSTS ....... ~.~,  ...... tions (Includes those ...... dependent children; s pp. 34-60 f!llng inMructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross valu~ end 
(including trust assets) reporting period reporting period 
 
(I) Place (X) after each asset Amount 
exempt from prior disclosure Code (A-H) 
103. 
 
104. 
 
105. 	 
IRA 
106. FEDERATED AMERICAN LEADERS 
 
107. 
 -FEDERATED CLOVER VALUE 
 
108. HARTFORD ADVISORS 
 
109. HARTFORD DIV GROWTH 
 
110. 
-LORD ABBETT AFFILIATED HARTFORD MIDCAP 
 
112. PUTNAM INVESTORS FUND 
 
113. 	 
-HARTFORD CAP APPREC 
 
 
14. CAPITAL INCOME BUILDERS 
American Funds 
 
 
15. CAPITAL WORLD GROWTH 
INCOME-American Funds 
 
 
16. NEW WORLD American Funds 17. INCOME FUND AMERICA-American Funds 18. -INVESTMENT AMERICA-American Funds 
119. -FRANKLIN MUTUAL SHARES FUND 
 Income Gain Codes: =51.000 less 
(See Colulntxs and 1~) -$50,001 $100,000 
 Value Codes =$15.000 less 
(See Columns and D3I =$250.001 5500.000 ~$25.000,001 $50.000.000 Value Method Codes =Appraisal 
(See Column C2) =Book Value 
 
(2) (I) (2) Type (e.g., Value 
die., rent, 	Code int.) (J-P) 
Int./Die. =51,001 $2,500 =5100,001 $1,000,000 =$15,001 $50,000 ~5500.(K11 $1.0OO.000 ~Cost (Real Estate Only) ~Other 
Value Method Code (Q-W) Transactions during reporting period 
(1) (2) (3) (4) (5) 
Type (e.g., Date Value Gain Identity buy, sell, mmddd/yy Code Code buyer/seller 
redemption)/ 
Buy (addl) 
Buy (addl) 
Sold 
Buy =$2,501 $5,000 =$1,000,001 $5,000,00~ =$50,001 $100,000 =$1.000.001 $5.000.000 =More than $50.000.000 =Assessment =Estimated 
 
(J-P) (A-H)~1 (if private transaction) 
3/I 2/09 4/09/09 
9/22/09 
9/22/09/ =55,001 $15,0{~) =$15,(~n =Mcae than 100,001 $250,000 ~$5.000,001 $25.000.000 -Cash Market Date Report Pepper, William 
 
VII. INVESTMENTS TRUSTS ~co~,e, ,.a~ue, ...... aons (Includes those ..... dependenl children; ~ee ~4-60 ~ding inspections,) NONE reportable income, assets~ transactions.) 
Description Asse~ Income duritlg Gross value end Transactions during re~ng period 
(I-P) Code3 ~demption} (J-P) (A-H) 
t20. -TEMPLETON GROWTH FUND 
121. 
-FRANKLIN INCOME FUND 
 
122. 
 IRA4- HARTFORD CAP APPREC 
 
 
None 
123. 
 
Income Gain Cod~.: I.O00 less =$1,001 $2,500 =S2,501 $5.000 =$5,001 $15.~100 :$15,001 S50,000 
Pepper, William 05/28/2010 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (l,,dica,epart 
Line report for 2008 New World Growth Fund should have been New World Fund Same fund reported line 116 report for 2009. Pepper, William 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutoryprovisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
 
Mai! signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544