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Judicial Watch • William H Pauley III Financial Disclosure Report for 2008

William H Pauley III Financial Disclosure Report for 2008

William H Pauley III Financial Disclosure Report for 2008

Page 1: William H Pauley III Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:11

Date Created:October 21, 2009

Date Uploaded to the Library:November 23, 2013

Tags:Conversion, Jennison, William H Pauley III, pauley, Growth, william, 2008, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Pauley III_William_H 

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-U filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 2007  Snitow Pauley, former law partnership winding-down its affairs  
(continuation payments agreement described Part II, line Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this sectiotL 
(Dollar amount not required except/or honoraria.) NONE (No reportable non-investment income.) 2007 Self-Employed Licensed Real Estate Sales Person 
2.2007 Self-Employed Floral Designer 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 

Date Report
PAULEY III, WILLIAM 05/14/2008 GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
[ZJ 	NONE (No reportable gifts.) SOURCE DESCRIPTION 
VALUE 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 31-33 ofjlling instructions.) [ZJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION 
VALUE CODE 

Date Report 

PAULEY III, WILLIAM 
05114/2008 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those spouse and dependent chitden: see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
PAULEY Ill, WILLIAM 05/14/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP J4-6o offuing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
18. 
DRYDEN INTL EQTY (PJRAX)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Dividend 
19. 
DRYDEN STOCK INDEX FUND Dividend Partial Sale 4/24 (PSIAX) 

20. 
DRYDEN CAP CORE EQTY None (PQVAX) 

21. 
FEDERATED INTERNATIONAL VALUE Dividend Conversion 817 FUND (FGFBX) 

22. 
FEDERATED INTERNATIONAL VALUE Dividend Conversion 8/7 FUND (FGF AX) 

23. 
GOLDMAN SACHS MID CAP VALUE Dividend Conversion 6/18 FUND (GCMBX) 

24. 
GOLDMAN SACHS MID CAP VALUE Conversion 6118 FUND (GCMAX) 

GOLDMAN SACHS MID CAP VALUE Dividend Partial Sale 1/12 FUND (GCMAX) 
26. HANCOCK GLOBAL LEADERS Dividend GROWTH (USGLX) 

27. 
JENNISON NATURAL RESOURCES Dividend Partial Sale 1/12 FUND (PGNAX) 

28. 
JENNISON FIN SERVS (PFSAX Dividend Partial Sale 1/12 

JENNISON FIN SERVS (PFSAX Sell 12/28 
30. MOD ERA ALLOCATION Buy 12/28 (JDTAX) 

31. 
JENNISON EQTY OPP (PJIAX) Dividend Sell 4/24 

32. 
JENNISON UTILITY FUND Dividend (PRU AX) 

33. 
JENINSON SMALL CO. FUND CLASS Dividend (PGOAX) 

34. 
DRYDEN STRATEGIC VALUE FUND Dividend A(SUVAX) Income Gain Codes: =Sl.000 less =Sl,001 -$2,500 =$2,50  $5,000 =SS,001 -$15.000 =$15,001 -$50.000  
(See Colu11111.1 and 04) =SS0,001 -Sl00.000 =SI00,001. Sl.000,000 =Sl,000,001  SS,000,000 =More than SS,000,000 Value Codes  J=Sl5,"00orless =$15,001  $50,000 =$50.001  SI00,000 =SI00.001 -S250,000  
(See ColUlllD.I and DJ) =$250.001  $500.000 =$500,001  Sl.000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000.000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Coda =Appraisal =Cost (Real Estate Only) =AJKSsment  T=Cash Marlee<  
(See Colwnn C2) =Book Value --Other =Estimated  

Date Report 
PAULEY III, WILLIAM 
05/14/2008 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1ut1es those spouse and di!pendent children; PP 14-60 filing instrucrions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
{including trust assets)  reporting period  reporting period  

(2) (I) 
(2) {I) 
(2) (3) 
(4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code {J-P)  Value Method Code3 {Q-W)  Type (e.g., buy, sell, redemption)  
52.  

53. CASH AND CASH EQUIVALENTS 
Date Value 
Identity 
Gain 
Month- Code  Code  buyer/seller  
Day  (J-P)  (A-H)  (if private  
transaction) MORGAN CHASE Interest 
U.S. TREASURY BILLS Interest Buy 8/23 
DREYFUS LIQUID ASSETS INC. Dividend 
57. 
U.S. SAVINGS BONDS Interest 

58. 
AXA FIN'L LIFE INS (Cash Surrender Dividend Value) 

AXA FIN'L LIFE INS (Cash Surrender Dividend Value) 
60. 
WACHOVIA MONEY MARKET Interest ACCOUNT 

61. 
EVERGREEN MUNICIPAL MONEY Interest MARKET FUND 

62. 
NEW YORK STATE COLLEGE TUITION Interest Buy 12124 SAVINGS FUND PROGRAM 

63. 
NEW YORK STATE COLLEGE TUITION Sell 8/16 VIN FUND PROGRAM 

64. 
WACHOVIA None 

65. 
BBT BANK None Redemption 712 

66. 
THIRD FEDERAL None Redemption 11/10 

67. 
FIFTH THIRD BANK None Redemption 2/21 

68. Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501  $5,000 =$5,001 -$15,000 =St5,00I  $50,000  
(See Columns and 04) =$50,001  SI00.000 =SI00,001  Sl,000,000 =Sl,000,001. SS,000,000 =More than $5,000,000 Value Coda =$15,000 less =$15,001-$50,000 =$50,001  SI00,000 =$100,001  $250,000  
(See Column.s and 03) =$250,001  $500.000 =$500,001-Sl,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
05114/2008PAULEY III, WILLIAM 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during GroSll value end Transactions during reporting period 
Description Assets 
(including trust assets) 
reporting period reporting period 
(3)
(2) 
(5)
(2) 
(I)
(I) (2) 
(I) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent.  Code  Method  
(A-H) int)  (J-P)  Code3  
(Q-W)  
RETIREMENT ACCOUNTS  

401K PLAN-ING Dividend 
Type (e.g., buy, sell, redemption) 
Date 
Month Day 

Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

70. 
71. 
IRA SCUDDER Interest 

72. 
ALGER CAPITAL APPRECIATION None Conversion 614 B(ACAPX) 

ALGER CAPITAL APPRECIATION None Conversion 614 A(ACAAX) 
JENNISON GROWTH (PJFAX) Dividend 
JENNISON TECH FUND (PTY AX) None Conversion 9/24 
76. 
JENNISON MID-CAP GROWTH FUND None Conversion 9/24 A(PEEAX) VIS VENTURE FUND Dividend 
(NYVTX) 
78. 
GOLDMAN SACHS TRUST FUND CAP None GRWTH PORTFOLIO (GSCGX) 

79. 
JENNISON HLTH SCI (PHLAX) Dividend 

80. 
JENNISON SELECT GROWTH FUND None Conversion 611 (SPFBX) 

81. 
JENNISON SELECT GROWTH FUND None Conversion 6/11 A(SPFAX) 

82. 
STRATEGIC PARTNERS NEW ERA None Conversion 315 GRWTH (SNGBX) 

83. 
JENNISON MID-CAP GROWTH FUND None 

Conversion (PEEBX) 
84. 
JENNISON MID-CAP GROWTH FUND None Sell 9/19 B(PEEBX) 

85. 
SELIG COMM INFO Dividend (SLMCX) lacome Gain Code: =St,000 less =St,OOt -$2,500 =$2,501 -$5,000 =S5,00I  St5,000 =St5,00I -$50,000  
(See ColWllDI and 04)  F=S50,001-SIOO,OOO =SIOO.OOl -Sl,000,000 =Sl,000,001 -$5,000,000 =More thaa $5,000,000 Value Codea =$15,000 less =Sl5,00t -$50,000 =S50 i'Ot -SI00,000 =SI00,001 -$250,000  
(Sec Columns aod DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =11.000.001  S5.ooo,ooo =$5,000,001  $25,000,000 =525,000,001  $50,000,000 =More than $50,000,000 Value Method Cod =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Colwnn C2) =Book Value =Other =Estimated  

Date Report 
PAULEY III, WILLIAM 0511412008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 fuing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets)  Income during reporting period  Gross value end reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.)  (I) (2) Value Value Code Method (J-P) Code (Q-W)  

(I) 
Type (e.g., 
buy, sell, 
redemption) 

Transactions during reporting period 
(2) Date Month Day 
(3)  (4)  (5)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

86.  WACHOVIA MONEY MARKET FUNDS  Interest  
87.  U.S. THRIFT VINOS PLAN (GOVT SECURITIES FUND)  Interest  Rollover  10/17  
88.  UTS GOV'T SEC EQUITY TRUST  Dividend Income Gain Code.: 1,000 orlCSJ =Sl,001-$2..lOO =$2,501 -SS,000 $5.001 -SIS.000 
(Sec Columns and 04) =$50,001  $100,000 =$100,001. Sl,000,000 HI=Sl.000,001  SS,000,000 =More than SS,000,000 Value Codes =SI 5,000 r,ess =SIS,001-$50,000 =$50,00  00,000 =$100,001  $250,000 (Sec ColumnJ and DJ) =$250,001 -$500,000 =$500.001  Sl,000,000 =Sl,000,001. $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 

None. 

Date Report 
PAULEY Ill, WILLIAM 
05114/2008 
IX. CERTIFICATION. certify that Information given above (including Information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned Income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544