Skip to content

Judicial Watch • William H. Steele – 2011

William H. Steele – 2011

William H. Steele – 2011

Page 1: William H. Steele – 2011

Category:Federal Judges

Number of Pages:8

Date Created:December 1, 2012

Date Uploaded to the Library:December 22, 2014

Tags:William H Steele, Steele, funds, American, Retirement, william, 2011, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Steele, William Court Organization District-So. Dist. Date Report 08/29/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge-Active Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. [{] Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
113 St. Joseph Street 
Mobile 36602 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
 
08/29/2012 
Steele, William 
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
1.12-31-11 Church Reader Fees 
INCOME 
(yours, not spouses) 
$3,710.00 
2.12-31-11 Musician Fees $715.00 Spouse Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honorarza) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 12-31-11 Self-employed (accounting consultant) 
2.12-31-11 Retirement income from Retirement Systems Alabama 12-31-11 Deferred Compensation distribution from Public Nationwide Retirement Solutions (also shown Part VII) 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see 25-27 filing instructions.) [{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
 
Date Report Name Person Reporting 
Steele, William 
08/29/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing 
instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Wells Fargo Advisors Margin balance 
 
 
 
 
08/29/2012 
Steele, William 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period 
(including trust assets) reportmg penod reporting period 
 
(I) 
(2) (2) 
(I) (2) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Place (X) after each asset Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
transaction) Regions Bank Account Interest Fidelity Puritan Dividend 
Nationwide Retirement Solutions (457b)-E Distribution (level risk only) Income Gam Codes: =$1,000 less =$1,001 -$2.500 c=$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50.001 -$100,000 =$100,001 -$1.000.000 lJl =$1.000,001 -$5,000.000 fl2 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$!00.001 -$250.000 
(Sec Columns and 03) =$250,00 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000.000 =$5.000,001 -$25,000.000 =$25.000,001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Est1matcd 
 
 
08/29/2012 
Steele, William 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transact10ns during reporting period (including trust assets) reporting penod reporting period 
(I) 
(2) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int (J-P) Code redemption) (J-P) (A-H) (if private 
 
transaction) 
18. -John Hancock Financial Industries Dividend 
19. *Wells Fargo Advisors 
20. 21. 22. 23. 24. 25. 26. 27. -Centennial Money Market -Templeton Foreign -Mutual Shares (TESIX) -Putnam Allstate Advisor (Annuity) -Putnam for Growth Income -Putnam Invt Fds Multi-Cap Value Fund -Fidelity Adv Emerging Markets Income Fund -Campbell Strategic Allocation Fund Interest Dividend Dividend None Dividend Dividend Dividend Int.ID iv. Sold (part) 02/15/11 
 
28. -Europacific Growth Fund (American Dividend Funds) 
-Fundamental Investors Inc. (American Dividend 
Funds) 
30. 
-Growth Fund America (American Funds) 
 
 
Dividend 
31. 
-New Economy Fund (American Funds) Dividend 
32. 
-Washington Mutual (American Funds) Dividend 
-Nationwide Annuity 
None Buy 
02115111 
34. *Wells Fargo Advisors -IRA (FBO) Dividend Distributed 
(part) Income Gain Codes =$1,000 less =$1,001 -$2.500 =$2.501 -$5,000 
(Sec Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000,000 =$1.000,001 -$5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 
(Sec Columns and 03) =$250,001 -$500.000 =$500,001 -$1.000.000 =$1,000.001 -$5,000,000 =$25,000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment 
(Sec Column C2) =Book Value =Other =Estimated 
 
10/26/11 =$50001 -$15,000 =$150001 -$50,000 =More than $5,000.000 =$100.001 -$250.000 =$5,000,001 -$25,000.000 =Cash Market 
 
Date Report 
Steele, William 
08/29/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg period 
(includmg trust assets) reportmg period ofreporting period 
(1) (2) (l) (2) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-HJ int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less 41,001 -$2.500 =$2,501 -$5,000 D=$5.00I -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50.001 -$100,000 =$100.001 -$1.000,000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 L=$50,00l -$100,000 =$100.00 -$250.000 
(Sec Columns and D3) =$250.00 -$500.000 =$500,00 $1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Est1matcd 
 
Name Person Reporting 
Date Report 
Steele, William 
08/29/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Vil.I -Bank name change 
VIl.3 -The Nationwide Retirement Solution (457b) only able select the Level Risk this retirement plan, and have control over the selection individual investments. Invesco Inc and Disc Admn were added this year, and AmCent Vista was deleted the investment manager. Previously, listed the investments that were chosen the Investment Manager for plan, but now understand that listing these investments not required, since have control over their selection. Therefore, the individual investments this retirement plan have been deleted from the report. 
VII.22 -Changed broker from Morgan Stanley Smith Barney LLC Wells Fargo Advisors 
VII.48 -It not anticipated that any income will derived from the LLC. All income will realized the manager. 
VII.various -*denotes header information. 
 
 
Date Report 
Steele, William 
08/29/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: William Steele 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544