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Judicial Watch • William H Steele Financial Disclosure Report for 2007

William H Steele Financial Disclosure Report for 2007

William H Steele Financial Disclosure Report for 2007

Page 1: William H Steele Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:12

Date Created:November 3, 2008

Date Uploaded to the Library:November 13, 2013

Tags:William H Steele, Steele, Putnam, funds, American, Growth, william, 2007, EPA, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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UNITED STATES DISTRICT COURT 
SOUTHERN DISTRICT ALABAMA 
UNITED STATES COURTHOUSE 
113 ST. JOSEPH STREET 

MOBILE, ALABAMA 36602 
WILLIAM STEELE Telephone UNITED STATES DISTRlCT JUDGE (251) 690-3239 
August 2008 

Judge Ortrie Smith, Chair Committee Financial Disclosure Administrative Office the U.S. Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
Re: Calendar Year 2007 Filing 
Dear Judge Smith: additional information required, need submit different format, please let know. Thank you. 

William Steele 
WHS:kr 

Name Per.on Reporting 
Date Report 
Steele, William 
04/28/2008 
VIl. INVESTMENTS and TRUSTS -income, value, transactions (1nc1u11es those spouse and dependent children; see PP. 14-60 filing instructions.;  NONE (No reportable income, assets, transactions.) Description Assets  --;---------------,----------------- Income during Gross value end Transactions during reporting period  

(including trust assets) reporting period reporting period Value 
(4) 

(5)I (1) (2) (1)

(1) 
(2)

Place "(X)" after each asset Gain 
exempt from prior disclosure Code div., ren Code2 Method buy, sell, 
MonthCode Code buyer/seller (A-H) int.) (J-P) Code redemption) 
Day (J-P) (A-H) (if private 
(Q-W) 
transaction) 
Amount Type (e.g., Value Type (e.g.,Value Date Identity 

54. Smallcap World Fund Inc. (American Dividend Funds) 
Washington Mutual (American Funds) Dividend 
56. Sun Life Assurance Co. Canada Distribution (annuity-no control)(X2005) 
Rental property,Orange Beach,AL Rent Buy 11/01 Income Gain Codos: (See Colwnns and D4) Value Codos (See Colwnns and DJ) Value Method Codes (See Column C2) ,OOO less c$50,00 -$I 00,000 c$J5,000 less c$250,00I -$500,000 25,000,00 -$50,000,000 cAppraisal cBook Value =$1,00 -$2,500 =$I 00,00 -$1,000,000 =$15,001 -$50,000 =$500,001 -$1,000,000 =Cost (Real Estate Only) =Other =$2,501 -$5,000 =$1,000,001 -$5,000,000 =$50,00 -$I 00,000 =$!,000,001 -$5,000,000 cMore than $50,000,000 =Assessment ""Estimated 5,00! -$15,000 H2=More than $5,000,000 c$!00,00J -$250,000 =$5,000,001 -$25,000,000 =Cash Market  E=$15,00l-$50,000 POSITI NS. (Reporting indivU/1141 only; see pp. 9-13 filing instr11ctUJns.) 
[Z] NONE (No reportable positions.) Cf) ,-11 o=-": ......... ::s.::  c:;:oZ  ..D  

II. AGREEMENTS. (Reporting UulividlUli only; see pp. U-16 jiling instr11ctUJns.) 
[Z] NONE (No reportable agreements.) 

oJ> -nr--m f11 

Date Report

Steele, William 
04/2812008 

Ill. NON-INVESTMENT INCOME. (Reportingindividualandspouse;seepp.17-24 offilinginstructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(youra, not spouse's) 12-31-07  Church Reader Fees 105 12-31-07  Musician Fees 880 Spouse's Non-Investment Income -Jfyou were lltllrried during anyportion the reporting year, comp/de this secfion. (Dollaramount not required except for honoraria) NONE (No reportable non-investment income.) 12-31-07  Self-employed (accounting consultant) 12-31-07  Retirement income from Retirement Systems Alabama 12-31-07  Deferred Compensation distribution from Public Nationwide Retirement Solutions 

IV. REIMBURSEMENTS -transportJUJon, kH/ging,food, enreruumnent. (Includes those spouse anddependent children; see pp. 25-27 filing instructions.) 
[Z] NONE (No reportable reimbursements.) 

Date Report 
Steele, William 
04/28/2008 GIFTS. (Includes those spouse and dependent children; see pp. 18-3I filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 offtling ills/ructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Mortgage rental property, Orange Beach, (Pt VII, line 57) 

Date Report 

Steele, William 
04/28/2008 GIFTS. (lnd11des those SJHlllSe and dependent children; see pp. 28-31 of.flling instr11c:tWns.) 
[ZJ NONE (No reportable gifts.) 

VALUE 

VI. LIABILITIES. (lncbuln those SJHlllSe and dependmt children; see pp. 32-33 of.flling 
instr11c:tWns.) NONE (No reportable liabilities.) Wachovia Mortgage Coiporation Rental property 

Date Report
Steele, William 
04/28/2008 
VD. INVESTMENTS and TRUSTS ilu:tlwre, va1 transacdons (Includes thou sp250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Ouly) =As.=sment =Cash Market  
(See Colwnn C2)  U=BookValuc =-Other  W=Estimatcl  

Date Report 
Steele, William 

04/28/2008 
VII. INVESTMENTS and TRUSTS -income. wzhte, transactions(lncludesthoseofspousean,Jdeperukntchildren;seepp. 34-60 otfilincinstructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

{I) 
(2) 
(2) 
{I) 
(2) 
Amount 
Value
Type (e.g., 
Value 
Value 
Gain 
Identity 
Place "(X)" after each asset 
Date
Type (e.g., 
Code 
div., rent, Code2 
Method 
buy, sell, 
Month-
Code
Code2 
buyer/seller
exempt from prior disclosure int) (J-P) 
{if private 
redemption) 
Day
Code3 
(A-H)
(J-P) 
transaction)
{Q-W) 
18.  -John Hancock Regional Bank  
19.  -Alliance Real Estate Investment Fund  
20.  -Jennison Blend Fund Class  

21.  AMCAP Fund (American Funds)  Dividend  
22.  Putnam Voyager  Dividend  Sell Partial  9/12  
23.  Templeton Foreign  Dividend  
24. 25.  John Hancock Financial Industries Mutual Shares (TESIX)  Dividend Dividend  
26. 27.  Alliance Large Capital Growth Putnam Allstate Advisor (Annuity)  None None  
28.  Gulf Coast Federal Credit Union  Interest  Closed acct  6/12  
29.  Steele Enterprises LLC  None  
30.  Putnam for Growth Income  Dividend  Sell Partial  9/12  
31.  Putnam Mid Cap Value Fund  Dividend  
32.  Putnam Small Cap Growth  Dividend  

Fidelity Adv Emerging Markets Income Dividend Sell Partial 9112 Fund 
34. *AG Edwards IRA (FBO) Dividend Income Gain Codes:  A41,000 less  B41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000  E415,00I -$50,000  
(See Columns and 04) =$50,00! -$100,000 =$100,00J -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes z$J5,000 less z$15,001 -$50,000 450,00 -$I 00,000 =$100,001 -$250,000  
(See Colwnns and DJ) 4250,001 -$500,000 z$500,001 -$1,000,000 41,000,001-$5,000,000 45,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes  Q=Appmisal zCnst (Real Estate Only) =Assessment =Cash Market  
(See Column C2)  U=BookValue '"0ther =Estimated  

Date Report 
FINANCIAL DISCLJSURE REPORT 
04/2812008
Steele, William 
VII. INVESTMENTS and TRUSTS -inco,,,,,, w11,,,,, transactiolt!i (lncllldes t1rOSL ofspollSI! """upetuknJ children; see PP. 34-60 offmng instrllCIWns.J NONE (No reportable income, assets, transactions.) 
Identity buyer/seller 
transaction)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(!)  (2)  (!)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  
Code!  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  
(A-II) int)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  

Sell Partial 2/21 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclostue 
-Comcast Corp. 
-AIM Funds Group-Constellation Fund 
-AIM Funds Group-Charter Fund 
-Putnam Intl. New Opportunities 
39. 
-Putnam New Opportunities 
40. -Putnam Vista Fund 
-Putnam Voyager Fund Sell Partial 1131 
42. 
-Euro Pacific Growth (American Funds) 
-Growth Fund America (American Funds) 
44. 
Centennial Money Market Interest 
EMC Corp. None 
46. Intel Corp. Dividend 
Nokia Corp. Dividend 
48. 
Time Warner Dividend Sell 9/12 
Campbell Strategic Allocation Fund Dividend 
50.  Europacific Growth Fund (American Funds)  Dividend  
51. Fundamental Investors Inc. (American Funds)  Dividend Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2)  A=1 ,000 less F=150,001 -$100,000 =115,000 less 4250,001 -$500,000 =125,000,00 -$50,000,000 =Appraisal U=BookValuc =11,001 -$2,500 4100,001 -$1,000,000 =$15,001 -$50,000 4500,00 -$I ,000,000 =Cost (Real Estate Only) V=Other  c=12,501 -$5,000 41,000,00! -$5,000,000 L=$50,00 -$I 00,000 41,000,001 -$5,000,000 =More than $50,000,000 =Assessment WEstimatcd  D=15,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 45,000,00 -$25,000,000 =Cash Market =115,001 -$50,000  

Date Report 
Steele, William 
04/28/2008 
VII. INVESTMENTS smd TRUSTS -inco-, Wllue. lrtllfstu:6ons (lnc11111es t1rOSI! ofspo11Se and deJ1endeni c/Uldren; see pp. 34-60 filing ittstr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income dwing 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period 
(2) 
(2) 
(2) 
(3) 
(5) 
Amount 
Value 
Value 
Date 
Value
Type (e.g., 
Identity 
Place "(X)" after each asset 
Gain
Type (e.g., 
Code 
div., rent, 
buy, sell, 
Code2 
Method 
Month
Code2 
Code 
buyer/seller
exempt from prior disclosure 
(A-H) int) 
Code3 
redemption) 
Day
(J-P) 
(J-P) (if private 
transaction)
(Q-W) 
52. Growth Fund America (American Funds)  Dividend  
53. New Economy Fund (American F.unds)  Dividend  
54. Smallcap World Fund Inc. (American Funds)  Dividend  
55. Washington Mutual (American Funds)  Dividend  
56. Sun Life Assurance Co. Canada (annuity-no control)(X2005)  Distribution Income Gain Codes: =Sl,000 less =$1,001 -$2,500  CS2,501-$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 More than $5,000,000 Value Codes =$15,000 orless 15,00 -$50,000  L=$50,00I-$!00,000 $100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Si,000,001 -$5,000,000  ns5,ooo,oo  S25,ooo,ooo =$25,000,001 -$50,000,000 More than $50,000,000 Value Method Codes Appraisal ost (Real Estate Only) Assessment  TMarket  
(See Column C2) Book Value  Vo-Other Estimated  

Date Report 
Steele, William 
04128/2008 
VIII. ADDITIONAL INli'ORMATION EXPLANATIONS. (ltulktdeparto/Report.) 
VIl.3 -Name change from Public Employees Benefit Co. Nationwide Retirement Solutions. This Deferred Compensation Plan (457b). Investments can selected from finite list 
VII.29 -It not anticipated that any income will derived from the LLC. All income will realized the manager. 
VII.35 and .41 -Mandatory IRA (FBO) distnoution required sale assets. 

Date Report 
Steele, William 
04/2812008 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, ifany) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INS1RUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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