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Judicial Watch • William L Garwood Financial Disclosure Report for 2009

William L Garwood Financial Disclosure Report for 2009

William L Garwood Financial Disclosure Report for 2009

Page 1: William L Garwood Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:14

Date Created:November 11, 2013

Date Uploaded to the Library:November 23, 2013

Tags:Garwood, William L Garwood, Austin, Royalty, COUNTY, texas, william, trust, 2009, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act ofi978 
FOR CALENDAR YEAR 2009 ~.s.c. app.  Person Reporting (last name_, lust. middle initial) Court Organization Date Reportt~  
Garwood, William  United States Court Appeals for the Fifth Chcuit  6/~2010 Title (Article III judges indicate activ~ o s~nior status;  5a. Report TyI~ (ch~:k a~ropriate type) R~portlmg Period Nominatio~a,  Date I101/2009  
Judge-Senior Status Initial  ~[-ff] Annual Final  12/31/2009  
5b. Amended Report Chamber~ Offlet Addr~ th b~is oftht laformatlon oatalat~d this Report tad  
903 San Jacinto, Room 300  wltl~ applicable Iaw~ and  
Austin, Texas 78701  
Rviewi~g Officer  D~*  

IMPORTANT NOTES: The instructions accompanying this form mast followeg Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. 
NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Partner (Joint Venturer) U.S. 183 Venture {See Section VIII continuation)
 Member Salvation Army, Austin, Texas, Advisory Board NONE (No reporcable agreemencs.) PARTIES AND 
Garwood, William 

Name Pel~u Reporting Date Report

IlL NON-INVE STMENT INCOME. ~Re~o,~ ~i~.a.,~,~o.~ ,oe~,~,. Iz-u of.~i,~ ~,,.,~ Fliers Non-Investment Income 
NONE (No reportable non-investment income.) 

DATE SOURCE AND TYPE INCOME 
(yours, no~ spouses) Spouses Non-Investment Income .,~, ~re married d.wl.n,g any po~on t~e ~gy~, o~ 
(~llar amount not required ~cept for ~norari~) NONE (No reportab non-inv~ent income.) 
SOURCE AND ~PE 

IV. REIMBURSEMENTS -,,~po,~,io,~ to~w,o/o~t ,~,~,~. 
(Includes those spouse and dependent children: Jee pp, 25-2 filling instruction.~.) 
NONE (No reportable reimbursements.) 
SOURCE 

DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

[~]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  NONE (No reportable liabiliti~.)  DESCRIPTION .... .... Reporthtg NONE (No reportable income, assets, transactions.) B.C. Dcscciption Assets Lncome during Gro~ vslu end Transactions during rcpo~ng period (including that assets) repov.ing period r~porting pexiod Amount] Type (e.g.,11) (2) (1) (2) (I) (2) [(3) (4) (5) Place "(X)" aRer each as.~t Value Val~ Ty~ (e.g~ Dat" Value Gain Identity 
exempt from prior disclosare Code div., rent, Code Method buy, sell, mm/dd/yy Code C.ode (A-H) orint.) redemption) (A-tl) (ifprivate
(JP) Cod3 (JP) 	26.666% General Partnership interest U.S Rent 
183 Venture 

ASsets held through Bank America, 
Austin: 	
Individual Retiremenl Account: 	
-Columbia Cash Reserves Trust Class Dividend 	Life insurance policy with Prudential Dividend 
Insurance Company 	
Bank America account, Austin Interest 

10. 	
Bank Americaaccount. Austin IntereSt 

II. 	Bank ofAmerica account, Austin Interest 
12. 	
Bank America account, Austin Interest 

13. 

14. Rowe Price Tax.Free Income Fund Interest 

15. Rowe Price New Income Fund IRA Dividend 

16. 
17. 	Dreyfus Municipal Bond Fund, Inc. Interest ncocn~ Gain Codes: =$1.0OO m lem i.001 $2~ =$~ $5.~ ~5.~1 $15.~ -$1L~I $~.~ 
(~ Col~ =~k 
FINANCLA~ DISCLOSURE REPORT Page Garwood, William 6/j~/2010 NO~ r~ortable income, ~e~, ~a~tiom.) (2) 
18. Inte~iate Muni~l Bond In~t 
20. 	
Dreyfus Intermediate Municipal Bond Fund, Interest Inc. 

21. 

22. 	
JPMorgan Chase Bank aecotmt, Austin Interest 
23. 
24. 	Interest-Salt Creek Triangle Royalty Syndicate-Cupertino,
2~. (Salt Creek Field, 
Natcona County, Wy) 

26. 	Royalty Inter~t #1. Jackson County, Royalty 
27. 

28. 	
Royalty Interest #2, Nttmna County. Royalty 

29. 

30. 	
Royalty Interest #3, Fremont Cotmty, Royalty 

31. 

32. 	
Royalty Interest #4, Sweetwate* County, Royalty 

33. 

34.
 Royalty Interest #5, Moffat County, Royalty (4) 
Buy 03/10/09 
VII. INVESTMENTS and TRUSTS -~co,.~. ~,l,,.~,~,anc~U,~o~,o/~.~,,~c~s,~,;,~n, NONE (No reportable income, ~se~, ~ra~actio~.) 
D~i~ion (incl~ing 
Pl~ "(X)" e~h cxcm~ from prior di~l~u~ 
36. 	
Royalty Interest #6, Moffat County, 

37. 

38. 	
Royalty Interest #7, Sweetwater County, 

:39. 
40. 	
Royalty Interest #8. Sweetwater County, 

41. 

42. 	
Royalty Interest #9, Sweetwater County, 

43. 

44. 	
Royalty Interest #10, Sweetwater County, 

45. 

46. 	
Mineral Interest Undivided interest 2.95097"/, mineral 

47. 	
interest various surveys Brooks
County, 

48. 

49. 	
Royalty Interest #12. Natrona County, 

50. 	Mineral Intelest 13, One-sixth undivided interest tract la,:o~ thin Coda: -$1,000 lea and D3) -$2~.~1 $~.~ ~ d~ng ~ing (~) ~nt (.g., Co~ div., (A-H) int.) v~u~ ~ing (2) Value Va~ M~h~ (I-P) ~ (Q-~  (]) (e.g., b~, ~ll, ~ption) T~0~ ~ng re~ng (~) (4) Da~ Value Gain {I-P) (A-H)  ld~tiW b~ff/~IIcr  Royalty  Royalty  Royalty  Royalty  Royalty  
None  Royalty  Royalty r~.=, Perlon Reporting 	Date Report
NONE reportable income, ~aets, tramactiom.) 	1B. 
~dpt~n ofA~ 	Income d~ng Gr~ value 
52. 	
ofl~d ~ke Count. 

53. 

54. 	
Royalty interest are overriding
royalties 

55. 

56. 	
Investments held through Merrill Lynch: 

57. 	
-Menill Lynch Ready Assets Trust Dividend 

58. 	
-Municipal Investment Tnast Fund- 10th Interest PUT Series 

59. 	
-Merrill Lynch Ready Assets Trust Dividend 

60. 	
-Merrill Lynch Ready Assets Trust Dividend 

61. 	
-Municipal Investment Tr~st Fund-10th Interest PUT Series 

62. 

63. 	
Undivided 10/12ths undivided acreage None out the east half 

64. the Devote League. possibly surface 
only, 

65. 	
Lilxrty County, Texas 

66. 

67. 	Investments held through Bank America 
(account I): 68. 	-Columbia Intermediate Municipal Bond Interest Fund Class 
Tm~ dung ~ng 
r~a=e Person Reporting 	Date of.Report
VII. INVESTMENTS and TRU ~o~e, ,a,~, t,o,~ocao~ ona,~,~ tSo~ o/,~ ch~r~; s 34~0 of~g ~u~) NONE (No reportable income, ~sets, transaction.) ...... ...............~ ...............E .... 

~fipfion A~B In.me d~ng Gross v~lue T~cfiom ~n8 ~ng 
(i~l~ing ~st as~ts) r~ing of~ing~fi~ (2) (2) (2) (3) (4) (5) 
Phce"(X)" a~r ~ch T~(e.g., Value Vs~ T~(e.g., Da~ Vatue Ga~ I~d~of cx~m~ from p~r ~l~ure C~c div., b~, sell, C~)2(/p buyer/~lZ (A-H) ant.) (J-P) 	C~ ~pfion) -(A-H) (if ~vate (Q-~ ~fion) 
69. 	
-Altera Co~ Common Dividend 
70. 	
-Emerson Elec Common Dividend
71. 	
-Johnson Johnson Common Dividend 

72. 	
-Pepsico lnc Common Dividend 

73. 	
-Diageo Plc-Spr Adr (UK-USD) Common Dividend 

74. 	
-Abbott Labs Common Dividend 

75. 	
-Bank AmericaCorp Common Dividend 

76. 
-Coca Cola Common Dividend 7"/. -General Mills Inc Common Dividend 

78. 	
-Texas Pub Fin Auth Rev Bds 5.5% Due Interest 211111 

79. 	
-Applied Materials Inc. Common Dividend 

80. 	
-Agilent Technologies Inc Common None 

81. 	
-Pfizer Inc Common Dividend Buy 10/21/09 (addl) 

82. 	
-Qualcomm In Common Dividend 

83. 	
-Federal llome Bks Cons Due Interest Matured 01/20/09 

1/20109 
84. 	
-Galveston CntyTex CTFS Oblig-OID Due Interest 2/1/11 

85. 	
-Galveston Cnty Tex CTFS Oblig-OID Due Interest Matured 02/02/09 2/I/09 Income Gain Codc~: -$1.000 e le~ -$1.001 $2,.500 -a,2,501 $5,~00 -$5,001 $15,000 -$15,001 $50.000 
(See Colmma.t tnd D3) ,-$250,001  $500,000 =$500,001 $1,000,000 ,,~ 1,000.001 $$,000,000 =$5,000,001. $25,000,000 -$2~.000.001 $50,000,000 -Mort th~ $50,000,000 (S~ Column C2) -Book =Olh~ =E~tim,~ted 
VII. INVESTMENTS and TRUSTS ~,,.o.,.,,~t,,,, r,-,~,-ao~, Clnclud~ tko~ spa~e nd dtpcndn, ehildten; ,ee ptx 34-60 filing ~tstrucao~) [~] NONE (No reportable income, assets, transactions.) B.C. 
Description AsscLs Income during Gross value end 
(including ~ust assets) reporting period reporting period (2) (1) (2) (I)
Value VaJue Type (e.g.,
Place "(X)" al~r each asset Amount Type (e.g., [exempt from prior disclosure Code div., rcn~, Code Method buy, sell(A-II) int.} (J-P) Code r~demption) (Q-W) 
86. 	
-College Station Tex (3.0. lmpt Bds-O1D Interest Due 2/15/10 

87. 	
-College Station Tex G.O. Impt Bds-OlD Interest Due 2/15/I 

88. 	
-Sheldon Tex ISD G.O. Sch Bldg Ref Interest Bds-OID Due 2/15/11 

89. 	
-Baytown Tex Wtr Sva" Rev 3.0% Due Interest Matured 2/I/09 

90. 	
-Exxon Mobil Corp Common Dividend 

91. 	
-ISHARES Inc, MSCI Australia Index Dividend 

92. 	
-SLM Corp Mtn Set Interest 

93. 	
-Laredo Tex ISD Pub FAC Corp Due 8/1/10 Interest 

94. 	
-Dominion Res Inc New Common Dividend 

95. 	
-Ft Worth Tex Wtr Swr Rev Ref Interne Bds-OID 3.0% Due 2/15/10 

96. 	
-McKinney Tex Indpt Sch Dist RefBds Interest 3.5% Due 2/15/11 

97. 	
-Columbia Tax-Exempt Reserves Trust Interest C~a.ss 

98. 	
-Bank Amer Corp (formerly Merrill Lynch Interest Inc Preferred) 

99. 	
-Duke Energy Corp Common Dividend 

I00. -JP Morgan Chase Common Dividend 
101.
 -Morgan Stanley Common Dividend 

102.
 -Comal Indpt Sch Dist Due 2/1/15 Interest Income Gain Code,: -$1,000 o =$1,001 $2,500 "$2,501 $5,000 (Se CoKtmrm amd 04) -$50.001  $100.000 -$100.001 $1,000.000 -$1,000.00 $5.000.000 
(5~ Colurans and D3) -1250.001 $50~.000 ---~f~0.001 $1.000.000 -$25.000.001 $50.000.000 -4d~ ~h~ $~0.000,000 Val~.,~ Mc~hO~ Cod~ -Apprallal =Co~ (Real Estate Only) -A.s~c~n~ 
tSe Cokann C2) -I/~ok Value =Oth~" =E~timated 
Transactions during reporting period 
(2)Dat~  (3) (4)Value Gain  (5)Identity  
mm/ddiyy  Code  Code  buyer/selle~  
(J-P)  (A-H)  (if privat~ tnasacfion)  

)2/02/09 =$5,001  $15,000 =$15.001 $.~0.~00 =Moot $$.0~XI,000 ~7,ash Mark~ 
VII. ~VES T~NTS TRU  
NONE reportable income, ~se[s, tra~actio~.) ~ription (including ~ome d~ng G~s v~ue T~fio~ ~hng ~iag  
~o~)  
103. I~. 105.  -Hun~vill Tcx Indpt Sch Dist Due 2/15/17 -S~ Antonio T~x 20~ Obligs-OID Due 2/01/19 -Piano Tex Indpt Sch Dist for Eel BDS-OID Due  Interest Inter~t Intcr~t  
I06. -Grego~ Po~l~d Tex Indpt $ch ~f BDS Due 2/15/13 107. -Cat~illar Inc Common  Inter~t Di~dcnd  
108. 109.  -Spectra Energy Corp Common (Spinofffrom Duke Energy Corp) -UBS Common  Dividend Dividend  
110.  -Baytown Tex Bds 4.0% due 2/I/20  Interest -Houston Tex Cmnty College Sys 4.0% due 2/15/21 112. -Tomball Tex Indpl Sch Dist 4.0"/@ due 2/15/21 113. -Denton Cnty Tex 4.0% due 7/15119  Interest Interest Interest  
114.  -Deere Co.  Dividend  
115.  -Magnolia Tex lndpt Sch Dist 5.0% due8/15/22  Interest  
116. -Petroleo Brasileiro Petrobr Spons ADR  Dividend  
117. 118. 119.  -Bexar Cnty Tex IlSG Fin Corp Rev Bds 5.875% due 4/1/14 -Uptown Dev Auth Tex Tax Increm Rev Bds 4.0% due 9/1/16 -Brazos River Auth Tex Rev Ref Rev Bds 4.25% due 1211117  None None Interest  Buy Buy Buy  10/06/09 10/29/09 11/24109  

{S~ Colmrms and D3) =$2~0,001 $500,000 =$500.001 $1,000,000 ~$1,000,001 $5,0~0,~0 .~5,O00.001 525.000,000 
(S~ Column C2) -[k~ok V~/~ ,=O~b~r =Estimated 
FINANCIAL DISCLOSURE ~PORT Ca~ mlllam 

VII. INVES~NTS and ~USTS -~o~ ~l~c~anct~of~ta~d~~.; NONE re~rtable income, ~sets. tra~actio~.) ~ng valu~  
Pl~e "~)" ~ch (t) (2) ~o~t~ (e.g., Value  (2) Value (e.g.,  Da~  
120.  -Shin~ Tex Rev ~s-OID 4.0% due 9/I/19  None  Buy  1~10~ -H~s CnW Tcx Heal~ FACS Rev B~-OID ~.2% due  Intent  Buy  ~/17/09  
122.  ~ld  05115/~  
123.  -N~ogdoch~ CnW H~p Sales Bds-OlD 4.15/~ue 5/15~0  lnt~r~t  111~/09  
124.  
125. Investments held through Bank America (account 2): 126. -Federal Farm Bks Cons 5.64% Due 4/4/11 127. -Greenville Tex ISD Sch Bldg RefBds Due 8115/09 128. -Brazoria Cnty Tex Mun Util Dis Bds 3.8% Due 9/I/09 129. -Cedar Park Tex Bds-OID 4.3% Due 2/15/10 30. -Denison Tex Wtrwks Swr Rev Ref Bds 4.157/o Due 9/I/10 -Denton Tex Util Sys Rev Bds OlD 4.25%Due 12/I/10 132. -Laredo Tex ISD RefSch Bldg Bds OlD4.2% Due 8/1/11 133. -Texas Pub Fin Auth Rev Uds-OID 4.375% Due 1/1/11 134. -Abilene Tex Bds-OID 4,4% Due 2/15/12  Interest Interesl Interest Interest lntez~st Interest Interest Inter:st Interest  Maturexl Matured  08/17/09 09/01/09  
135. -Tomball Tex ISD Sch list Ref Bds 4.4% Due 2/15/12  Interest  
136. -Ennis Tex Ref Impt Bd~OID 4.4% Due 8/I/12  Interest  

Name Persoa Reportiag Date Report Garwood, William 
VH. INVESTMENTS and TRUSTS ~-o.,~ ,~,~, ~.~an~a~,oS~-,~d,~,,~,~,,.~,,,~  
---]  NONE (No reportable income, assets, transactiom.) De~riplion A.~ets (inch.~dlng trust asset*) Phce "()" alLm" ~ch Income during rq:~ttJng pc~od (2)(l) Amo~.m Typ~ (e.g.,  G~o~ value end reporting period (l) (2) (l) Valu~ Value  Tran~tJov..t during evporting (2) (3)[ --~4~ TyI:~ (e.g.,D~ V~l~e  (5)  
(A-H) inL)  (J-P)  C~o  ~empti~)   (J-P)  (A-H)  (if~ ~o~)  
137.  ~alveston Cnty Tex ~FS Oblig~ID 4.6% Due 2/1/13  Inter  
138.  ~e~ Park Tex Util Sys Rev B~OID 4.625~ 8/15/13  lnmr~t  
139. -Allen Tex B~O~ 4.6% 9/1114  Inte~st  
140.  -Travis Cnty Tex Bds-OID 5.0% Due 3/1/19  Interest  
141.  -Arlington Tex Wtr Wastewater Key 4.0% Due 6/i115  Interest  
142.  -Fort I~:nd Cnty Tex Perm lmpt Bd~ 3.25% Due9/I/10  Interest  
143.  -LaPorte Tex lndpt Sch Dist Due 2/15/14  Interest  
144. -Columbia Cash Rc, crv~ Trust Class  IntJDiv.  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
Section The U.S. 183 Venture (the "Venture") joint venture which one several joint venturers; the Venture do~s not and did not engage active 
business, and its sole function and was ownership, related maintenance, leasing (and possible disposition) single tract land (which was acquired August 1982, located Travis County, Texas, and and was essentially unimproved, except for tenant house, associated outbuildings, fences and the like) hld 
passive investment; had and has "managing venturer," atl times person other than myself; relationship with and has been only Fassiv investor. 
Section VII, Line 56: Respecting all fractional overriding royalty interests (royalty interest #s 1-10 12) mineral leases listed pages and (lines 
28-56 Section VII), --l--] owns these interests and_.~acquired them inheritance many years ago and neither--] nor was pa~. any_o_f the lea.~..s (orassignments) instruments creating the interests, and interest entirely passive; not consider that (or has had, vtrtue ownership these royalty interests, any financial interest any entity making the royalty payments being the mineral lessee operator the lease question. 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) Isaccurate, true, and complete the best knowledge and belief, and that any information not reported was withheld becanse met applicable statutory provisions permitting non-disclosure. further certify that earned Income from outside employment and honoraria and the acceptance gifts which have bctn reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRINIINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Admirtistrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544