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Judicial Watch • William O. Bertelsman – 2005

William O. Bertelsman – 2005

William O. Bertelsman – 2005

Page 1: William O. Bertelsman – 2005

Category:Federal Judges

Number of Pages:13

Date Created:December 7, 2006

Date Uploaded to the Library:July 29, 2014

Tags:Victory, William O Bertelsman, Kentucky, account, trust, 2005, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, income, Judge


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JlllIU!iam :erMsman J.. lnx 1n12 ull (1159) 392-79IlU 
July 2006 
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,.__, Judicial Conference the.United States (..) ::.u 
Committee Financial Disclosure 	,-.., c.:: 
One Columbus Circle, N.E. 	UJZ 
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Washington, 20544 	-.;_ 
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Re: Calendar Year 2005 Filing 	..) ..c 
Dear Committee: apologize for the ambiguities contained therein, which hope will resolved the following information, which submitted amendment the Report. 
(1) 
The Ross Sinclair Brokerage Account consists entirely municipal bonds, which are separately listed the-Report. Therefore, the reference the Brokerage Account itself should deleted. 
 
(2) 
The E-Trade Account consists $459.57 E*Trade money market and $3,772.00 Fifth Third Bank stock. 
 
 
invested The 529 Trusts are for They are the Kehtucky and Michigan TIAA Cref follows: Trust Value Code 100% 57% 43% 
32% 68% 32% 68% 32% 68% 29% 71% 100% 100% 100% 
Judicial Conference the United States Committee Financial Disclosure July 2006 Page hope this the information you require. anything further needed, please contact me. submitted, 
WOB/ptb 
 
 
l.5.. tJ.fi.5....fi.,Po ,e. 
fi.V J.U Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Bertelsman, William Court Organization KY-ED Date Report 05/10/2006 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DistrictJudge (Senior) Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Sb. Amended Report Reporting Period 01/01/2005 12/31/2005 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. West Fifth Street, Rm. 505 Box 1012 
Covington, 41012-1012 
 
Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying thisfof.,,, must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign lust page. POSJTI ONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Adjunct Teacher (part-time)(one class) Salmon Chase College Law, Northern Kentucky University, Highland 
.Heights, Owner 529 Trust Plans #1-#9 
-.. - 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
 NONE (No reportable agreements.) 
PARTIES AND TERMS 
 
 
 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. (Includes those spouse and depe11dent children. See pp. 25-27 instructions.) 
IBJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
 
 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS -illcome, value, transactions (inc/11des those the spouse and dependent children. See pp. 34-57 filing illstructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (1) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Victory Gradison Government Reserve Dreyfus Municipal Bond Fund Dividend Interest Dreyfus Intermediate Municipal Bond Fund Interest Dreyfus Gold Fund None Legg Mason Europe Fund (stock) Dividend U.S. Blink, Fort Thomas, Interest Dreyfus Short Intermedidate Municipal Bond Fund Interest Dupree, Kentucky-Short/Med. Fund Interest Dupree, Kentucky-Tax Free Fund Interest Undeveloped Lots Charlotte Co., Florida None 
11. Providence Montessori Kentucky (School) Interest Redeemed 7/1 
12. Fifth Third Bank (Account) Interest 
13. Citizens Bank Campbell County, (shares) Dividend Sold 12/6 
14. Fifth Third Bank, Fort Thomas, .(Common Shares) Dividend 
15. Victory Established Value Fund Dividend 
16. Dreyfus Growth Income Fund Dividend 
17. Kentucky League Cities (Dayton, KY) Interest Income Gain Codes: A=$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 0=$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,001 -$100.000 =SI00,001 -Sl,000,000 =$1,000,001 -$5,000,000 H2. =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 t.=$50,001-$100,000 I00,00 -$250,000 
(Sec Columns and 03) =$250,00 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes P3=$25,000,001 -$50,000,000 =Cost (Real Estate Only) P4=More than $50,000,000 T=Cash Market 
(Sec Column C2) =Appraisal V=Othcr =Assessment 
 
VIL INVESTMENTS and TRUSTS -i11co111e, value, tra11sactio11s (includes tlrose oft/re spouse a11d depe11de11t clrildre11. See pp. 34-57 offi/i11g instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
18. Victory Gradison Government Reserve Dividend 
19. Bank ofKentucky (Account) Interest 
20. Lincoln County, (Public Property) Interest 
21. Procter Gamble -Common stock Dividend 
22. Citizens Bank Campbell Co., Kentucky (Accounts) Interest 
23. Victory Small Company Fund Dividend 
24. NCR Corp. (common stock) None 
25. Pomeroy Computer Res. (Common stock) None 
26. BankAmerica Corp. (common stock) Dividend 
27. Bank ofKentukcy (Account) Interest 
28. United States Savings Bonds (I) Interest 
29. Carrollton Henderson (Public Energy Interest Redeemed 1/1 Omitted from 2004 Report 
30. American Int! Group, Inc. Dividend 
31. Conagra Foods, Inc. Dividend 32. First Data Corp. Dividend 
33. Sherwin Williams Dividend 
34. Tyco International Ltd. Dividend 
 
 Income Gain Codes: A=S 1,000 less 1,001 -$2,500 =$2,501 -$5,000 D=S5,00J -$15,000 =$15,00 -$50,000 
(See Columns and 04) F=$50,00J -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes =Sl5,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Mclhod Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Markel 
(Sec Column C2) =Appraisal V=Othcr =Assessment l.l IE..l -.,HL Jil.,LV n.c. n.c.r 
VII. INVESTMENTS and TRusTS -i11co111e, 1alue, tra11sactio11s (i11c/udes tlzose tire spouse a11d depe11de11t clzildre11. See PP 34-57 fili11g ills tructio11s) _NONE (No reportable income, assets, transactions.) 
Deseription Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. Scudder Dreman High Return Fund Dividend 
36. Russell County, Hospital Interest 
37. Mill Valley One Ltd (Ltd partnership )(promissory note) Interest 
38. American Express Co. Dividend 
39. Kroger Co. Dividend 
40. Ross Sinclair Brokerage Account Dividend 
41. Harlan County, Health Care Faes Laurel Project Interest 
42. Eastern Univ. Revs. Sys (Due 2/1/09) Interest 
43. Victory Stock Index Fund (Account) Dividend 
44. Barbourville, EDK Bldg Rev (Union College) Interest 
45. Victory Gradison Government Reserve 46. Kentucky State Property Bldg Dividend Interest 
47. J.M. Smucker Co. Dividend 
48. Comcast Corp. Class Dividend 
49. 529 Trust Interest 
50. 529 Trust Interest 
51. 529 Trust Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 E=$15,00l -$50,000 
(See Columns and 04) F=$50,001-$!00,000 =$!00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(See Columns and DJ) N=$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) Q=Apprnisal V=Other =Assessment 
 
VII. INVESTMENTS and TRUSTS -i11come, a1ue, 1ra11sac1io11s (i11cludes 11rose of11re spouse a11d depe11de111 c1rudre11. see PP 14.s1 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
52. 529 Trust Interest 
53. 529 Trust Interest 
54. 529 Trust Interest 
5.5. Allstate Corp. Dividend 
56. PLC Dividend 
57. Burlington Resources, Inc. Dividend 
58. Chevron-Texaco Corp. Dividend 
59. Cinergy Corp. Dividend 
60. Clorox Co. Dividend Conoco Phillips Diyidend 
62. Ezxon Mobil Corp. Dividend 
63. General Mills, Inc. Dividend 
64. Kerr McGee Corp. Dividend Partial Sale 5125 
65. Pepsico, Inc. Dividend 
66. Pfizer, Inc. Dividend Partial Sale 12114 
67. Procter FGamble Co. Dividend 
68. Southern Co. Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50,001 -$100,000 =SJ00,001 -$1,000,000 =$1,000,00I -$5,000,000 =Moro than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$!00,001 -$250,000 
(Sec Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Moro than $50,000,000 T=Cash Market 
(See Column C2) Q=Apprisal V=Other =Assessment 
 
69. Sunoco, Inc. Dividend 
70. Wachovia Corp. Dividend Whirlpool Corp. Dividend 
72. Wisconsin Energy Corp. Dividend 
73. Xcel Energy, Inc. Dividend 
74. Yum Brands, Inc. Dividend. 
75. U.S. Savings Bonds (H) Interest 
76. 5-29 Trust Interest 
77. 529 Trust Interest 
78. 529 Trust Interest 
79. Louisville Jefferson Co., Metro Sewer Drain Bond Interest 
80. Elizabethtown, Public Properties Bond Interest 
81. University Louisville, Educational Bldg. Bond Interest 
82. Kentucky State Turnpike Authority Bond Interest 
83. Kentucky State Property Bldgs. Communication Revenue Bond Interest 
84. Northern Kentucky Water District Bond Interest 
85. Clay County, Justice Center Bond Interest 
 
 
VII. INVESTMENTS and TRUSTS -income, value, tra11sactions (i11c/11des tltose oftlte spouse a/Id dependent cltildre11. See PP 34-57 ofjiliiig illstructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure Iiicome during reporting period Gr.oss value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I-$5,000 =$5,001 -$15,000 E=$15,001-$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001  $100,000 =$100,00 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 0=$500,001-$1,000,000 =$1,000,00I-$5,000,000 =$5,000,001 -$25,000,000 Value Mclhod Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Column C2) =Appraisal =Other =Assessment 
 
VII. INVES.TMENTS and TRUSTS income, alue, transactions (includes those tire spouse and depe11de/lf children. See pp. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (I) (2) (1) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
86. Owensboro, Public Project Bond Interest 
87. Kentucky State Property Bldgs Revenue Bond Interest 
88. E-Trade Account Interest 
89. Ky. State Turnpike Bond 3.6% Interest 
90. Ky. State Turnpike Bond 3.75% Interest 
91. Automatic Data Processing, Inc. Dividend 
92. Johnson Johnson Dividend 
93. T-Rowe Price Equity Index 500 Interest 
94. Templeton Foreign Fund Interest 
95. Growth Fund America Interest 
96. Ky. State Property Bldg. Commn. Bond Interest 
97. Jessamine Co., School 2/1/11 3.125% Interest Buy 2/9 
98. Fleming Co., School 2.5% Interest Buy 4/1 
99. J.P.Morgan Chase Bank Interest Buy 619 00. Fifth Third Bank (CD) Interest Buy 9/23 Ameriprise Fin. Inc. Dividend Buy 10/3 Spinoff from American Exp. Income Gain Codes: =$1,000 less =$1.00 -$2,500 =$2,50 -$5,000 o=S5;oo -s15,ooo =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$!00,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 =$50,001 -$!00,000 =$I 00,00 I-$250;000 
(Sec Columns and D3) N=$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,00 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,00 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Markel 
 
(Sec Column C2) =Appraisal V=Othcr =Assessment 
 
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VITI. ADDITIONAL INFORMATION EXPLANATIONS. (llldicatepartofReport) 
Please note that the Adobe Software would not print out top each individual page. 
 
 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
 
Administrative Office the United States Courts Suite 2-301 One Columbus Circle, Washington, D.C. 20544