Skip to content

Judicial Watch • William O. Bertelsman – 2010

William O. Bertelsman – 2010

William O. Bertelsman – 2010

Page 1: William O. Bertelsman – 2010

Category:Federal Judges

Number of Pages:12

Date Created:September 9, 2013

Date Uploaded to the Library:July 29, 2014

Tags:bertelsman, William O Bertelsman, william, 2010, assets, INVESTMENTS, transactions, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Bertelsman, William Court Organization KY-ED Date Report 05/I 1/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (Senior) Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address West Fifth Street, Rm. 505 Box 1012 Covington, 41012-1012 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
Adjunct Teacher (part-time)(one class)(non-compensated) 	Salmon Chase College Law, Northern Kentucky University, Highland Heights, Owner 529 Trust Plans 1-#9 through Kentucky Education Savings Plan and Michigan Education Program 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
 
Bertelsman, William 
 
 
 
 
 
05/11/2011 
Bertelsman, William 
III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -lf you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainmen 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES  LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
 
 
 
05/11/2011 
Bertelsman, William GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
05/11/2011 
Bertelsman, William 
 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
 
Date Report 
Bertelsman, William 
05/11/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) 
Date Value Gain 
 
Identity Place (X) after each asset 
exempt from prior disclosure 
Amount Type (e.g., Value Value (e.g., 
div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
{A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
18. Sheiwin Williams Dividend 
 
19. DWS Dreman High Return Fund Dividend Income Gain Codes: =$1,000 less 41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes l=$1S,000orless 415,001 -$50,000 L=$50,001-$!00.000 =$100,001-$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25.000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
05/11/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
05/11/2011 
Bertelsman, William 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period 
(I) (2) (1) 
Place (X) after each asset Amount Type (e.g., Value 
exempt froin prior disclosure Code div., rent, Code2 buyer/seller 
(A-H) int.) (J-P) 
 
52. Kentucky State Property Bldgs Revenue Interest Bond 
E-Trade Account Interest 
54. Ky. State Turnpike Bond 3.6% due 7/1/13 Interest 1nCome Gain Codes: =$1,000 less =$1,001 -$2,500 42,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001 -$!00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$!00,000 =$I 00,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column CZ) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Bertelsman, William 
05/11/2011 
VII. INVESTMENTS and TRUSTS -income, va1ue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell; Code2 Code lmyer/seller int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) 
(Q-W) 
69. 
Spectra Energy Dividend 
 
70. 
Jefferson, Fin. Crp. due Ill Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250.001 -$500,000 =$500,001 -$1,000,000 ,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
Date Report 
 
05/11/2011 
VII. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactiiirts during reporting per iod 
(including trust assets) reporting period ofreporting period 
(!) (2) (I) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type(e.g., Date Va.Iue Identity 
exempt from prior disclosure  Code div., rent, Code2 Method buy, sell, Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (AH). (ifprivate 
(Q-W) transaction) 
 
86. 
Citizens Bank No. Ky. (CD) Interest 
 
87. 
Citizens Bank No. (CD) Interest 
 
88. 
Citizens Bank No. (CD) Interest 1ncomc Gain Codes: =$1,000 less B=$1,00l -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other -Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description ofAssets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting periOd 
 
Place (X) after each asset Amount (e.g., Value Value Type(e.g., Date Value Gain Identity exempt from prior disclosure Code div., tent, Code2 Method buy, sell, Code2 Code buyer/seller 
(A-H) int.) (J-P) redemptio11) 
(A-H) (if private 
transaction) 
(Q-W) 
103. Honolulu City Hawaii Cnt Waste due 7/1/19 Interest Buy 09116110 
104. New York St. Dorm Auth. due 2/15/20 Interest Buy 10/06/!0 
105. St. Ppty Bldg due 8/1/20 Interest Buy 06/30/10 
106. Utah State due 7/1/14 Interest Buy 03/04/10 
107. Sold 10/13/10 
108. Ivy Asset Strategy Fund Dividend Buy 07/31/10 =$J ,000 less =$15,00I -$50,000 (See Columns and D4) 
Value Codes 5,000 less (See Columns and D3) 
Value Method Codes =Appraisal 
(Sec Column C2) =Book Value 
 
 
Name Person Reporting 
Date Report 
 
 
05111/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
 
 
 
 
Date Report 
 
05111/201 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: William Bertelsman 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544



Sign Up for Updates!