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Judicial Watch • William O. Bertelsman – 2011

William O. Bertelsman – 2011

William O. Bertelsman – 2011

Page 1: William O. Bertelsman – 2011

Category:Federal Judges

Number of Pages:12

Date Created:December 1, 2012

Date Uploaded to the Library:July 29, 2014

Tags:bertelsman, William O Bertelsman, william, 2011, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112012 Government Act 1978 FOR CALENDAR YEAR 2011 U.S.C. app.  101-1 II} Person Reporting (last name, first, middle initial) Bertelsman, William Court Organization KY-ED Date Report 05/10/2012 Title (Article III judges indicate active senior status; magistrate JUdges indicate full-or part-time) U.S. District Judge (Senior) Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Fmal Reporting Period 01/01/2011 12/31/2011 Chambers Office Address West Fifth Street, Rm. 505 Box 1012 
Covington, 41012-1012 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT] NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Adjunct Teacher (part-time)(one class)(non-compensated) Salmon Chase College Law, Northern Kentucky University, Highland Heights, Owner 529 Trust Plans 1-#9 through Kentucky Education Savings Plan and Michigan Education Program 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
0511012012 
Bertelsman, William 
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see 25-27 filmg instructions) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
05110/2012 
Bertelsman, William GIFTS. (Jnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE 	DESCRIPTION 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
05/10/2012 
Bertelsman, William 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(includmg trust assets) reporting period reporting period 
 
(2) (I) (2) (I) (2) (3) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gam Code (A-H) Identity buyer/seller (if private transacllon) Victory Gradison Government Reserve Dividend 
Goldline (formerly Dreyfus Gold Fund) None 
Legg Mason Europe Fund (stock) Dividend 
 
 
U.S. Bank, Fort Thomas, Interest Income Gain Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000.000 Ill =$1.000.001 -$5,000,000 li2 =More than $5.000.000 Value Codes =$15.000or less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500.00I -$1,000.000 =$1.000.001 -$5.000,000 =$5.000.001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other W=Estnnatcd 
 
 
05/10/2012 
Bertelsman, William 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(including trust assets) reporting penod reporting penod 
 
(I) (2) (I) (2) (I) 
(3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idenllty 
exempt from prior disclosure Code div, rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes. =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 D=$5.001-$15,000 415,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000 Ill =$1.000.001 -$5.000,000 fl2=More than $5,000.000 Value Codes J=$15.000or lcss K=$15.001-$50.000 L=$50.00I -SI00.000 =$100.001 -$250.000 
(See Columns and D3) =$250.00I -$500 000 =$500.00I -$1.000.000 =$1.000.001 -$5.000,000 =$5.000.001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column Cl) =Book Value =Other =Estimated 
 
 
05/10/2012 
Bertelsman, William 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting period reporting period 
 
(1) 
(I) (2) (3) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type g., div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) ldentny buyer/seller (if pnvate transaction) 
Conoco Phillips Dividend Donated (part) 
 
36. Exxon Mobil Corp. Dividend Income Gam Codes =$1.000 less 6=$1,001-$2.500 c=$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50.000 
(Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$1,000.000 =$1.000,001 -$5,000.000 tl2 =More than $5.000.000 Value Codes 415.000 less K=$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(See Columns and D3) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Olhcr W=Est1matcd 
 
05/10/2012 
Bertelsman, William 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc111t1es those spouse ant1 t1epent1ent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) 
(2) 
(2) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 tJl =$1.000,001 -$5.000.000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1.000.001 -$5.000,000 =$5.000,001 -$25,000,000 =$25.000,001 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=01hcr W=Est11natcd 
 
 
 
05/10/2012 
Bertelsman, William 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period 
(including trust assets) reporting penod reporting period 
 
(I) (I) (2) (3) (4) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int Value Code2 (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code2 (J-P} Gain Code (A-H) Identity buyer/seller (if private transaction) 
69. Hopkins Mn. Indpt. School (due 12/1/17) Interest 
 
70. 
Arizona Sch. Faes. Brd. (due 9/1/17) Interest 
 
71. 
California St. (due 8/1/18) Interest Sold 1/21/11 Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5.000 =$5,001 -$15.000 =$15,001 -$50.000 
(Sec Columns and D4) =$50.001 -$100,000 =$100,001 -$1,000.000 Ill =$1,000,001 -$5.000,000 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250,001 -$500.000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
05/10/2012 
Bertelsman, William 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transact10ns during reportmg period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/sellerexempt from prior disclosure 
(A-H) int.) Code3 redemption) (J-P) (A-H) (ifpnvate 
(Q-W) transaction) Income Gam Codes =$1,000 less =$1,00 -$2,500 =$2.501  $5,000 =$5.001  $15,000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 100.000 =$100.001 -$1.000,000 =$1.000,001 -$5.000.000 fl2 =More than $5.000.000 Value Codes =$15.000 less K=$15,00I -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(See Columns and 03) =$250.00 -$500.000 =$500,001 -$1,000.000 =$1,000,001 -$5.000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other -Est1111atcd 
 
 
Date Report 
Name Person Reporting 
0511012012 
Bertelsman, William 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(I) (5) 
Gain Identity (2) (3) Date Value 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redempl!on) (J-P) (A-H) (if private (Q-W) transaction) 
103. State Turnpike Auth due 7/1/19 Interest Buy 3/22/11 
104. Franklin PPC First due 4/1/20 Interest Buy 4/27/11 
105. New Jersey State due 8/1/20 Interest Buy 1/21/1 
I06. Natural Gas Communications Interest Buy 7/18/11 07. Oil Arn. Issuer BAC due 11/19/12 Interest Buy 512511 
108. Loomis Sayles Strategic Class Interest Buy 4/6/11 
109. Medtronic Dividend Buy 512311 
110. !Shares Trust Russell Midcap Growth Dividend Buy 1/31/11 Income Gain Codes =$1.000 less 41,001 -$2.500 =$2,501 -$5,000 D=$5.00l -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50.001. $100,000 G=$I 00.00 -$1.000.000 =$1,000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15,000 Jess K=$15,001 -$50.000 L=$50.001 -$100.000 100.00 -$250.000 
(Sec Columns and D3) =$250,00 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25,000.001 -$50,000.000 =More than $50.000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other W=Est1matcd 
 
 
Name Person Reporting 
Date Report 
05/10/2012 
Bertelsman, William 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicatepartofreport.) 
 
Date Report 
Bertelsman, William 
0511012012 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: William Bertelsman 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544