Skip to content

Judicial Watch • William O. Bertelsman – 2012

William O. Bertelsman – 2012

William O. Bertelsman – 2012

Page 1: William O. Bertelsman – 2012

Category:Federal Judges

Number of Pages:11

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:bertelsman, William O Bertelsman, Kentucky, Estimated, william, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Rev. 112013 Person Reporting (last name, first, middle initial) Bertelsman, William Court Organization KY-ED Date Report 05/08/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (Senior)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 1213112012 Chambers Office Address West Fifth Street, Rm. 505 Box 1012 
Covington, 41012-1012 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Salmon Chase College Law, Northern Kentucky University, Highland Heights,  Owner  529 Trust Plans #2-#9 through Kentucky Education Savings Plan and Michigan Education Program 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 

[{] NONE (No reportable agreements.) 

PARTIES AND TERMS Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME Spouse's Non-Investment Income -lfyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 

[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
Bertelsman, William 
05/08/2013 

V GIFTS. (lnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 

[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Bertelsman, William 
05/08/2013
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) (2) (3) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  Victory Gradison Government Reserve  Dividend 
Goldline (formerly Dreyfus Gold Fund) None 
Legg Mason Europe Fund (stock) Dividend 

U.S. Bank, Fort Thomas, Interest Dupree, Kentucky-Short/Med. Fund Interest 
Dupree, Kentucky -Tax Free Fund Interest 
Fifth Third Bank (Account) Interest 
Fifth Third Bank, Fort Thomas, Dividend (Common Shares) 
Victory Established Value Fund Dividend 

10. 
Dreyfus Growth Income Fund Dividend 
11. Bank Kentucky (Account) Interest 
12. Procter Gamble -Common stock Dividend 
13. Victory Small Company Fund Dividend 
14. BankAmerica Corp. (common stock) Dividend 
15. 
Bank Kentucky (Account) Interest 
16. 
United States Savings Bonds (I) Interest 
17. 
Sherwin Williams Dividend Income Gain Codes: =$1.000 less  8=$1,001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

Bertelsman, William 
05/08/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; seePP 34-60 

instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period Income Gain Codes: 41,000or less =$1,001 -$2.500  c=$2.501  $5.000 =$5.001  $15,000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.00I  00.000 4100.001  .000.000 =$1.000.001  $5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.00l $50.000  L=$50.00I -$I 00.000 4100.001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000 4500.00  $1.000.000 =$1.000.001 -$5.000.000 45.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

Bertelsman, William 
05/08/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) 
(3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date 
Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) 
35. 
Pepsico, Inc. Dividend 

36. 
Procter Gamble .Co. Dividend 

Southern Co. Dividend 
38. Sunoco, Inc. (now Suncoke Energy Dividend Income Gain Codes: =$1,000 less 41.001 -$2.500  c=$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(See Columns and D4)  F=$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

Bertelsman, William 
05/08/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent c1tildren; see PP 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g., div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code  (I) Type (e.g., buy, sell, redemption)  (2) Date mm/dd/yy  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private  

transaction) 
52. Hart Co., Public Property due 4/1/13 Interest 
Bowling Green, Independent (due Interest 5/1/13) 
Western Union Co. Dividend 
55. Spectra Energy Dividend Income Gain Codes: =$1.000 less 41.001 -$2.500  c=$2.501 -$5.000  D=$5.00l -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 J00.00 -$1.000.000  =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000 =$50.00 -$I 00.000  M=$100.001  $250.000  
(Sec Columns and D3) =$250.00 -$500.000  0=$500.001  $1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

1-11 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 
(2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less 41.001 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 415.001 -$50.000  
(See Columns and 04)  F=$50.001 -$100.000 =$1 00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.00 -$100.000 =$100.00 -$250.000  
(Sec Columns and D3)  N=$250.001 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

Bertelsman, William 
05/08/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dming reporting period (including tmst assets) reporting period reporting period 
Place "(X)" after each asset 

Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(I) (2) (3) 
transaction) Income Gain Codes: =$1.000 Jess =$1.001 -$2.500  c=$2.501 -$5.000  D45.00! -$15.000 =$15.001 -$50.000  
(See Columns and D4)  F=$50.00l -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001  $50.000 =$50.001 -$I00.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000  Pl=$5.000.001 -$25.000.000  
1'3=$25.000.001 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

05/08/2013
Bertelsman, William 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report.) 

Bertelsman, William 
05/08/2013 certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: William Bertelsman 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. 
Washington, D.C. 20544