Skip to content

Judicial Watch • William S. Duffey Jr. – 2012

William S. Duffey Jr. – 2012

William S. Duffey Jr. – 2012

Page 1: William S. Duffey Jr. – 2012

Category:Federal Judges

Number of Pages:13

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:William S Duffey Jr, Appraisal, Assessment, Estimated, Estate, 2012, Gross, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, reporting, Federal Judge, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Rev. 112013 Government Act 1978 FOR CALENDAR YEAR 2012 U.S.C. app 101-1 Person Reporting (last name, first, middle initial) Duffey, Jr., William Court Organization Northern District Georgia Date Report 0510712013 Reporting Period l/l/2012 12/31/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) District Court -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Chambers Office Address 
1721 United States Courthouse Spring Street, S.W. Atlanta, 30303-3309 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

05/07/2013
III. 0N-INVES TMENT INC 0ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion oftlte reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Holtzbrink Publishing Holdings, -royalties from copyrights 
2.2012 Penguin Group (USA) Inc. -royalties from copyrights 
3.2012 Atlanta Christian Academy -speaking fees 
4.2012 Jackson Elementary -speaking fees 
5.2012 Self-employed writer 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes !hose spouse and dependent children; see pp. 25-27 filing ins/rue/ions.) NONE (No reportable reimbursements.) 
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  Chemonics International, Inc.  11/ 11/2012 I1/15/2012  Kyiv, Ukraine  Seminar Gov.  Travel 

[{] NONE (No reportable gifts.) 
SOURCE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 
ins/ructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR 
VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$I 00.00 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =CoSI (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Duffey, Jr., William 
05/07/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (2) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
18.  -General Electric Capital Corp Income Gain Codes: =$1.000 less B=$1.001 -$2.500 c=$2.501 -$5.000 0=$5.001 -$15.000 =$15.00 -$50.000 (Sec Columns and D4) f=$50.001 -$!00.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes J=$15 .000 less =$15.001 -$50.000 =$50.001 -$100.000 M=$ !00.00 -$250.000 

(Sec Columns and 03) =$250.00 -$500.000 0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) V=Othcr =Book Value 	W=Estimated 

05/07/2013
VII. INVESTMENTS and TRUSTS -income, vallle, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(2) (I) (2) (I) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1.000 less =$1, 001 -$2.500  c=$2.501 -$5,000  D=$5.00I -$15.000 =$15.00  $50.000  
(Sec Columns and D4) =$50.001 -$100.000 4100.001  $1.000.000 =$1.000.001 -$5.000.000  H2=Morethan $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000  L=$50.00I  00.000 =$! 00.001  $250.000  
(Sec Columns and D3) =$250.00  $500.000 =$500.00  $1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25, 000.000  
1'3=$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

05/07/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during rep01iing period (including trust assets) reporting period ofreporting period 
(2) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less  B41.00l -$2.500  c=$2.501 -$5.000  D=$5.001 15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$100. -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000or lcss  K=$15.00l -$50.000  L=$50.00 -$I 00. 000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.00I -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

{l) {l) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mmlddlyy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
69.  Distribution  

70. -Guggenheim Mngd. Futrs. Strath (X) Dividend Sold 09/20/12 Income Gain Codes: =$1.000 less =$1,00 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(See Columns and 04)  f=$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000  L=$50.001 -$100.000  M=$100.001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

0510712013
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those ofspo11se and dependent children; see pp. 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (I) 
(I) 
(2) (3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
86. 	
Buy 09/20/12 (add'!) 

87. 
-!shares Russell 2000 Value 	Sold 03/28/12 (part) 

88. 
-!shares Russell Midcap Buy 03/28/12 (add'!) 

89. 
Buy 09/20/12 (add'!) 

90. 
-!shares Russell Midcap Sold 03/28/12 (part) 

91. 
-!shares SP 500 GRWTH Index Buy 03/28/12 (add'!) Income Gain Codes: =$1,000 less =$1,001 -$2.500 42.501 -$5.000  D45.00I -$15.000  E=$15.00I -$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  IJ2=More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000  L=$50.00 I00.000 =$!00.001 -$250.000  
(Sec Columns and D3)  N=$250.001 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

05/07/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
103. -Thornburg Intl Value Position:2 Buy 03/28/12 (add'l) 
104. Buy 09/20/12 (add'l) 
105. -Virtus Insight Emrg Mkts Buy 03/28/12 lncomc Gain Codes: =$1.000 less =$1,001 -$2,500  c=$2.501 -$5.000 =$5.001 -$15.000 415.001 -$50,000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$I 00,00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.00 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.00 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Duffey, Jr., William 
05/07/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions nc!udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) 
(I) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1.000 less =$1,001  $2.500  c=$2.501  $5,000  0=$5.00l $15.000 =$15.00 -$50.000  
(Sec Columns and 04)  F=$50.00l -$100.000  G=$100.001 -$1.000.000  Ill =$1.000.001. $5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000  L=$50.00 I00.000 I00.00 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicatepart ofreport.) 
*Ownership interest percentage 0.208971 During the reporting period, CB Capital L.P. held interests the following companies: -Alimera Sciences, Inc. -Focus Receivables Management, Inc -Global Care, Inc -Healthcare Solutions, Inc. -Liaison Technologies, Inc. (acquired nuBridges, Inc.) 
**Ownership interest percentage 0.690685%. During the reporting period, CB Capital II, L.P. held interests the following companies: -Alimera Sciences, Inc. 
-Brand Group Holdings, Inc. 
-Brightree, LLC 
-Cartera Commerce, Inc. 
-Controlscan, Inc. 
-Healthcare Solutions, Inc. 
-Navitas Lease Finance Corp. 
-PMW Technologies, Inc. d/b/a PeopleMatter 
-PODS Holding, Inc. 
-REACH Health, Inc. 
-SnagAJob.com, Inc. 
-SG-BPG, LLC/BPG Holdings, LLC 
-CBG Holding, Inc. 
-Stratos Management Systems Holding LLC 

05/07/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Williams. Duffey, Jr. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544