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Judicial Watch • William S Duffey Jr Financial Disclosure Report for 2009

William S Duffey Jr Financial Disclosure Report for 2009

William S Duffey Jr Financial Disclosure Report for 2009

Page 1: William S Duffey Jr Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:15

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:William S Duffey Jr, duffey, ISHARES, william, 2009, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
1/2olo FOR CALENDAR YEAR 2009 u.s.c, app. Person Reporthag (last name, first, middle initial) Court Organization Date Report  
Duffey, Jr., William  Northern District Georgia  5112/2010 Title (Arsclu FII judges indicate active senior status;magistrate judges indicate full- part-tlme)  5a. Report Type (check appropriate type) Nomination, Date Reporting Period I/1/2009  
District Court-Active Initial Annual Final 12/31/2009  

5b. Amended Report Chambers Office Addres~ the ba~l~ the information eenlained thi~ R~port and any modffications pertaining therein, Is, opinion, compliance with applicable laws and regulations.
1721 United States Courthouse Spring Street, S.W. Atlanta, 30303-3309 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed Complete all parts, checking the NONE box for each part where you have reportable informaliot~ Sign lust pag~ POSITIONS. m,,o~n~g inai~uut o~~ ,eo r~. 9-13 filing instructiott~.) 
[~] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY  NONE (No reportable agreements.)  PARSES  

Duffey Jr., William 

Nam~ofPerson Reporting DateofReport
III. NON-INVESTMENT INCOME. 0~epo,~,~,~spo~e~e~p,. 17.24 filing instructions.) Filers Non-lnvestment Income 
NONE (No reportable non-investment income.) 

DATE SOURCg AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you wer married during any portion the reporting year, complete this sectiott 
(Dollar amount not required except for honoraria.) 

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
 2009 Mary Hall Freedom House, Inc. Salary
 2009 Holtzbrink Publishing Holdings, royalties from copyrights
 2009 Penguin Group (USA) Inc. royalties from copyrights
 2009 Random House, Inc. royalties from copyrights
 2009 Self-employed writer 

IV. REIMBURSEMENTS -t,~,~por~o., ~odgi~r,/oo,~, ,~,~,~,~,~,,~ 
(Includes tho~e ~pouse and dependent children; see pp. 25-27 filing tnstructlons~) [----] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Chemonics International, Inc. 2/8/09-2/19/09 Kyiv, Ukraine Seminar w/Gov. Travel 
Chemonics International, Inc. 9/12/09-9/22/09 Kyiv, Ukraine Seminar w/Gov. Travel GIETS. (Includes those spouse and dependent children; see pt~. 28-31 filing instructions.)  
NONE (]go reportable gifts.)  
SOURCE  DESCRIPTION  
VI. LIABILITIES. (inct~z~s  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIpTION  

~,~ Per,on Reporting 	l)at~ Report
VH. INVESTMENTS and TRUSTS ~co.....~., ..... ao~ a,~t~a~.ho, o/spo.~, ..aa.p..a,., ~h~..~ ~,,~. ~.~0 ~.,,ao.~) NONE (No repomable income, msets, ~ans~tions.) B.C. 
Description A~ts In.me d~ng ~oss val~ end Tra~actio~ during m~ning pefi~ 
(including trust assets) ~ng ofr~o~ p~iod ) 	(t) (~) (2) (3) (4) (~) 
Place "(X)" afl~ ~ch asset Amo~t Ty~ (e.g., Valus Value T~e (e,g., Date Vflu~ Gain Idmti~ Code
exempt from pfi~ di~lo~ div., Code Me~od buy, sell, ~d~ Code Code buyer!seller (A-~ ~t.) (I-P) 	Code r~emp~on) (J-P) (A-~ (if private (Q-W) ~a~aon) 	
Brokerage Ac~unt 	
-MS Bank Deposit Program Interest 	-American LTD Term Tax-Ex Bond Interest Sold 06/16/09 -Franklin Mutual Recovery (name change~ Dividend 	
-Atlanta WTR-A Interest 	
-Van Kampen Emerging Markets (name None Sold 02/26/09 change) (part) 	
Buy 3/19/09 (addl) 	
-Van Kampen EQI GRW (name change) None Sold 03/02/09 

I0. 	-Unit Van Kampen Equity Allocation Dividend Sold 03/02/09 Portfolio 
11. Distribution 
12. 	
-Black.rock Global Allocation Dividend Buy 03/13/09 

13. 	
Sold 06/16/09 

(part) 
14. 	-Van Kampen Capital Growth None Buy 03/19/09 
15. 	
-Van Kampen Muni Income Dividend Buy 03/02/09 

16. Interest 	Sold 2/I 0/09 I., 

(part) 
17. 	IRA Dividend
 Income Gain Codes: -$1,000 less -$1,001 $2,500 -$2,501 $5.009 -$5,001 $15,000 -$15,001 $50,0~)0 (se Colunms and 134) =$50,001 100,000 -$100,00l $1,000,000 ~$1,000,001 $5,1X10,000 -Mo titan $5,000,000
 VMue Codes -$15,000 less ~$15.0O $50,000 ~$51),00 100,000 100,001 $250,000 

(See Colurrms at~d D3) -$250,001 $500,000 =$5{X),001 $1.000,000 =$1,000,001 $5.0t~0,000 5,(100,001 $25.000,000 
P~. e$0.5,000,0(11 $50,000,000 =More than 50,000,000 Value Method Codes -Appraisfl =Cost (Real Esl~t~ Only) -Assessment =~ash Market 
(Se~ Column C2) ~Book Value -Other ~stimsted 

Name Person Reporting 	Date el" Report
FINANCIALDISCLOSURE REPORT Duffey, Jr. William 
VII. INVESTMENTS and TRU -i~co,,~ ,,a.o, ..... lions (Includes tSos* ..... depend*ha chltd, tn; s~ pp. 34-S0 offalng instruct;on.~) NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting peciod reporting period 
Amount Type (e.g., Value Type (e.g., Date Value Gain Identity ofPlace "(X)" after each asset Value 
exempt from prior disclosure Code div., rent, .~ode buy, sell, mm/dd/yy Code Code buyer/seller Method
(A-H) orint.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. Interest 

19. 
-MS Bank Deposit Program 

20. 
-FHR 2920WG 5.25% 	Sold 12/15/09 

(part) 
21. -Federal NationalMtgAssn 	Sold 12/25/09 
(pan) 
22. 
-MS International FundC 	Sold 03/02J09 

23. 
-Franklin Income (name change) 	Sold 02/26/09 

(pan) 
24. 
-MS Mortgage Securities Trust 	Buy 03!02/09 

25. 	
Sold 03/19/09 

26. 
-AIPABSRT 

27. 
-Fed Home BK2/2/18 	Sold 04/13/09 

28. 
-MS Equally Weighted SP 500 	Buy 04/21109 

29. 
-Wells Fargo Company 	Buy 04/21/09 

30. 
-Duke Energy Corp 	Buy 04/21/09 

31. 
-Wellpoint Inc 	Buy 04/21/09 

32. 
-Caterpillar FINL 	Buy 04128/09 

33. 
-Dell In 	Buy 04/21/09 

34. 
-Rio Tinto Finance USA Limited 	Buy 04/21/09
 Income Gain Coder: -$1,~00 less =$1,001 $2,500 =$2,501 $5.000 ~-$5,0(11 $15,000 
(See CoL~ D4) =$50.~ 100.0~ ~.001 1,000,~0 =$1,0~,001 5.0~.0~ =Mo~ ~an
 V~ue C~e~ -$1J,~0 le~ =$15.001 $50,~ ~$50,~1 ~,O~ -$100,~1 $250,~0 =$25,000,001 $50,0~,~0 ~Mor
 Value Mc~od -Ap~isal ~ost (g~l Estate Only) =As~nt ~sh M~k~ 
(Sea ~lu~ "B~k Vat~ -~timtl~ 

~amc of.Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS ~,o,.. va~.o, transactions (IncI.des those ...... dependent children; $cepp. 34-60 fillng instrmction.s.) 
NONE (No reportable income, assets, trm~actions.) B.C. 
Dcscriptioo AssEts Income durhng Gross value End Transa~ions during reponing (includin~ trust assets) r=porti~g pc~od reportir~g p~riod (2) (2) (1) (2) (3) (4) (s) Plac~ "(X)" ai~Er each asset .~wnount Typ~ (e.~., Value Value T)?e (e.. Da~ Value Gah~ IdenfiU exempt from prior disclosure d~v., ~ent, buy, sell, Cod= Coda
Code Code MEthod ram/rid/p/ (I-P) buyerl$e]le.r (A-H) int) (I-P) Code redemption) (A-H) (ifprlwle (Q-W) ~a~o~) 35, -General E]~c~c Capital Corp Buy 04/21/09 36, -Morgan Stanley Buy 04/21/09 
37. 
-Comcast Corp New 	Buy 04/21/09 

38. 
-Goldman Sachs Group Inc 	Buy 04/2 1/09 

39. 
-Marathon Oil Corp 	Buy 04/21/09 

40. 
-V~rizon Communications Buy 04/21/09 4[. -Glaxosmithkline Cap Inc Buy 04/21/09 

42. 
-K_~il Foods Inc 	Buy 04/21/09 

43. 
-Tyco Imemational Finan 	Buy 04/21109 

44. 
-ATT Inc Buy 04/2/09 4~. -Metlif~ Inc Buy 04/21/09 

46. 
-Boeing 	Buy 04/2]/09 

47. 
-CVS Caremark Corp 	Buy 04/2]/09 
48. 
-Indiana Michigan Power 	Buy 04//I/09 

49. 
-Altria Group lac 	Buy !04/21/09 

50. 
IRA Interest 

51. 
-MS Bank Dcposi[
 Income Gain Code~: -$1,000 less ~$1,001. $2,500 -$2,$01 $5,000 ~$5,001 $15,000 =$15,001. $50,000 (Sc Colar~n~ and D4) =$50.001 $100,000 -$100,001 $1,000,000 ~$1,000,00 $5.000,000 ~Mor~ ~han $5,0D0,000
 Vslue Codes -$15,000 lcs~ ~$11,001 $50,000 
(See Colurans ~nd D3) -$250,001 $500.009 -$500,D01 $1,000,000 =$1,000,00l $5,000,000 "$5,000,001 $25,000,000 Valu~ Method Code~ =Appraisal -.Co~t (Real E:~tat Only) ~Assezsment =C~sh Mtrko. 
blameofPerson Reporting 	DateofR,port age Duffey, Jr., William 5/! 2/20 

aons anc~udo, ,~o~ oy~, a~, ~r~; Pr. ~*-~0 om~ ~,.~#o~.~
VH. INVESTMENTS and TRUSTS ~eom~ ~,~, ..... NO~ repomable income, ~sets, tramactions.) B.C. 
De~fption Asse~ 	~me Gross value end T~ac~ions during ~po~ng ~fiod 
(~cluding ~st assets) ~on~ peri~ ~ning p~od (2) (2) (2) (3) (4) (5) 
Pl~ "~" Amo~t T~e (e.g., Value Value T~e (e.g., Datei Value Gain Id~ti~ 

ex~pt ~ior di~Io~re 	~v., rent,Me~od

C~e Code buy. sell.m~ ~de Code buy=/sdler 
(A-H) inL) (J-P) Code r~empfion) (J-P)(A-~ (if p~vate 
(Q-~ ~an~ction) 

52.
 -AWABSRT 

53. 	
-Ke~onh 

54. 
Roth Dividend 
55, -V~ ~mp~ Gro~ ~me Sold 3/0~09 

56. 	
-Van ~mpen ~o~te Bond Buy 3/0~09 
Ro~

57. Dividend 

58. 
-V~ Kampen Growth Income 
59, NWMu~I Estate CompLife None 

60. Mutual65 ~fe None 

61. Inves~ents None 
~2. Capital L.P. Interest 

63. Di~dend 

64. Capital II, L.P. Mtcrest 

65. Dis~bufion 

66. Dividend 

67. 	
Bevy Bya~, Inc. None 

68. 	
Gold cairn None Income Gain Codes: -$1.000 less =$1,001 $2,500 =$2,501 $5,000 -$5.001 $15,000 =$15,001 $50.000 (Sc Colurar~ tad D4) F-$50,001 $100,000 -$100,001 $1,000,000 -$I,000.001 $5,000,000 -More than $5,000,000 Value Codes -$15.000 less -$15,001 $50.000 -$50,001 $100.000 =$100,001 -$250,000 
(Se~ Cotumr~ tad D3) -$250,001 1500,000 -$500,001 $1,000,000 -$1.000,001 $5,000,000 =$5,000,001 $25.000,000 
P.~ -$25,00a,001 $50.000,000 =Mor~ than $50,000,000 =Cash Magacet 
(~ee Coluttm C2) ~Bo~k Vldue =Other -Estimated Value Method ~..od =Appmlsal -43o~t (Real Estate Ordy) -As~-osment 
r~amc Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS ........ ~,, ...... tigris (Includes those spouse and dependent children; set pp. Z#-~O filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 	Income during Gross value end Transactions during reporting peaSod 
(including trust assets) reporting period reporting period 
(1) ) (1) 	(2) (1) (2) (3) (4) (5)
Place "(X)" after each asset ~anount Type (e,g. Value Value Type (e.g., Value Gain ldentit7 exempt from prior disclosure div., rent, Code Method buy, sell, Code Code buyer/seller
Code 
(A-H) int.) (J-P) 	Code redemption) (.I-P) (A-H) (if private (Q-W) ~amaction) 
69. 
Brokerage Account 

70. 
-MS Bank Deposit Program Interest 

71. 
-MS Equally Weighted 500 None 	Sold 02/26/09 

72. 
-Blackrock Global Allocation None 	Sold 03102/09 

73. 
-Blackroek National Muni Interest Buy 03/02/09 

74. 	
Sold 12/07/09 J

(part) 
75. 
Brokerage Account 

76. 
-MS Bank Deposit Program Interest 

77. 
-Ishares Dow InsUS Financial Sector None 	Sold 02126/09 

78. 
-Ishares Cnsmr Non Cyclcl None 	Sold 03/02/09 

79. 
-Ishares Healthcare Sorer None 	Sold 02/26/09 

80. 
-Ishares Indl Seter None 	Sold 03/02/09 

81. 
-Ishares MSCI Emerging Mkts None 	Sold 02/26109 

82. 
-lshares MSCI EAFE Fund None 	Sold 03/02/09 

83. 
-Standard Poors Midcap 400 None 	Sold 03/02/09 

84. 
-Ishares Barclays 1-3 Year Cred Dividend 	Buy 04122/09 

85. 	
Sold 09/15/09 Income G.in Codes: Colurtm$ and Value ~d~ =$1,000 less =$50,~1 $100,~ -$15,0~ l~s ---$1,001 $2,500 -$100,~] $I,000.~ =$15,001 $50,000 =$20501 "$5,000 -~1,000,~1 15,0~,0~ -150.~1 $1~,~ =$5,001 "$15,000 -Mo~ $5,000,~0 -$1~.001 $~0,0~  
(~ Coin.s 03) -$2~,~1 1500,0~ -$500,001 $1,000.~0 "$1,~.~1 $5,0~,0~ "$5,000.001 $25,0~,0~ Value ~des -~p~ ~st (Real Esta~ Only) -Assess~nt  

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS income. ~a~o, ...... tions (Includes those spouse and dependent children: $et pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (1) (2) (I) (2) (3) (4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/sdler(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) 	w~nsaction) 
86. 
-Ishares Barclays 1-3 TSY Dividend 	Buy 04/22/09 

87. 	
Sold 09/15/09 

88. 
-Ishares Baxclays Tips Dividend 	Buy 04/22/09 

89. Distribution 	Sold 06/26/09 

(part) 
90. 
-Ishares SP 500 GRWTH Index Dividend 	Buy 04/22/09 

91. 	
Sold 06102/09 
(part) 

92. 
-Ishares SP 500 Value Index Dividend Buy 04/22/09 

93. 	
Sold 06/02/09

(paa) 
94. 
-Ishares SP Midcap 400 Index Dividend Buy 04/22/09 

95. 
Sold 06/02/09 
~6. -Ishares SP Smallcap 600 Index Dividend Buy 04/22/09 

97. 	
Sold 12/11/09 

98. 
-Nuveen Municipal Value INC Dividend Buy 04/22/09 

99. Interest 	Sold 06102/09 

(pan) 
100. -Powershares COMM TRK INC None 	Buy 06/26/09 
101. 	
Sold 12/11/09 

102.
 -SPDR GOLD GOLD SHS None 	Buy 04/22/09
 Income Gain Codes: =$1,000 less =$1,001 $2,500 -$2,501 $5,000 -$5,001 $15,000 =$15,001  $50,000 (See Columns az~d D4) =$50,001 100,000 0O,001 1,000,000 ,000,00 $5,000,000 =More than $5,0D0,000
 Value Codes =$15,000 less -$15,001 $50,000 -$50,001 $100,000 -$100,001 $250,000 
(See Columns aad D3) -$250,001 $500,000 -$500,001 ,000,000 ~$1,000,0Ol $5,000,000 -$5,000.001 $25.000,000 -$25,000,001 $50,000,000 ~More th~n $50,000,000 Value Method Codes -Appraisal =Cost (Real Estate Only) -Assessment =Cash Market  
(See Colunm C2) "Book Value =Other -Estimated  

]~ame Person Reporting 	Date l~eport
VII. INVESTMENTS and TRUSTS ...... ~.~, ...... tion$ (Incl~de$ those spouse and dependent children; see pp..~#-60 offring instructions.) 
--] NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  
Place "(X)" after each asset Amount  (2) Type (e.g.,  (]) Value  (2) Value  Cl) Typ* (e.g.,  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  (Q-W)  

103. 	Sold 
104.
 -Vanguard EMRG MKTS ETF Dividend Buy 

105. 	
Sold 

106.
 -Vanguard European ETF Dividend Buy 

107. 	
Sold 

108.
 -V~mguard Pacific ETF Dividend Buy 

109. 	
Sold 

(part) 
110. -Vanauard REIT ETF Dividend Buy Distribution 12. IRA Dividend 
113. Interest 14. Distribution 15. -Morgan Stanley Bank Deposit Program 16. -The Technology Sel Sec SPDR Sold 
117. 
-Ishares Dow Jns Fincl Sectr 	Sold 

118. 
-Ishares Basic Mils Sctr 	Sold 

119.
 -Isharcs Dow Jns Cons Cyclcl 	Sold Income Gain Codes: -$1,~00 Iesx -~l,001 $2.500 -$2,501 $5.000 (See Columns and D4) =$50,001 -$I00,000 =$100,001 $1,000,000 =$1.000,001 SS,000,000 Value Code~ -$15.000 less =$15,001 $50#00 =$_10.00] ~0.000 (S~e Columm ~nd D3) N-$250.001 1500.000 -$500.001 $1.000,000 =$1.000,001 -$5,000.000 
Transactions during reporting period 
(2) (3) (4) (s) 
Dat* Value Gain Identity 
mm/dd/yy Code Cod~ buy=r/sello" 

(.I-P) 	(A-H) (if private tranzactlon) 
12/1 !/09 
04/22/09 
06/02/09 04/22/09 06/02/09 
04/22/09 06/02/09 06/26/09 
3/0709 3/2/09 3/2/09 2/26/09 ~$ ~;,001 5,000 E=$15,001. $50.000 =Mort tlum =$100,001 $250.000 =$~.000,001 $25,000,000 -$25.000,001 $50.000.000 =More than $50.000,000 Value Method Code~ -Apprtisal -Cost (Re~l Estat~ Only) -Assc~m~at =Ca-~,h Mtrk~  
(S Columa C2) -Book V~.lu ~Dth~ -Est~r~tc.d .... ~ve~,o~ ~o,~
VII. INVESTMENTS and TRUSTS -income, value, tranxac~ion, (lncludt~ those oDpo~e and dependent children; see Pl. 34-60 fil~.g instru~onz) ---] NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Trunsactions daring eporting perio  
(including trust assels)  r~ortit~g period reporting period  
(1)  (2)  (1)  (2)  (l)  (2)  (3)  14)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior c[isclosur~ Code  div., rent,  Code  Method  buy, sell,  mm]dd/yy  Code  Code  buyer!sailer  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if privaIe.  
(Q-W)  transaction)  

120. -Isharcs Healthcare Sctr 	Sold 3/2/09 -Powershares Dynamic Pharmaceutacal 	Sold 2/26/09 
122. 
-Powershares Exchange 	Sold 3/2/09 

123. 
-Eaton Vance Led Durations 	Sold 05/26/09 

124. 
-Ishares SP Glbl Engy Sctr Idx 	Sold 03/02/09 

125. 
-FHR 3237 	Sold 05/26/09 

126. 
-GNMA Pool 	Sold 12/20/09 

(part) 
127. 
-US TSY Note 8/15109 	Sold 05126/09 

128. 
-MFS Charter Income SBI 	Sold 5~6/09 

129. 
-US TSY Fed 2/15/09 	Matured 02]15/09 

130. 
-lshares MSCI Gro~,~h Index 	Sold 03/02/09 

131. 
-FHLMC 7/15/14 	Sold 05/26/09 

132. 
-Ishares Glbl Tech Sectr 	Sold 2/26/09 

133. 
-Ishares IBOXX InvostGR. 	Sold 12/16/09

(part) 
134. 
-[shares Barclays AGG (name change) 	Sold 5/26/09 

135. 
-FHLMC 11/20/15 	Sold 05/20/09 

136. 
-Ishares Barclays Tips 	Buy 02/25/09 Income Gain Codes: =$1,000 less =$I,001 $2,$00 =$2,501 $5,000 -$5.001 $15,000 E-$15,001 $50,000 
(See Columns end D4) =$-~0.001 100,000 100,00  $1,000,000 !,000,001 $5.000,000 -More than $5,000.000 Value Codes =$15,000 less =515,001 $50,000 ~$50,001 $100.000 =$1 
(See Columns and D3) -$250,001 $500.000 -$500,001 $1,000.000 l,O00.00l $5,000,000 -$5,000,001 $25.000,000 =$25,000,001 $50,000,000 -More Value Me~od Codes -Appraisal ~C~ (Reel Es~.te Only) -A~mcnt -C~s~ Market (See Column C2) =Book Value ~Oth~r =Estimated 
fee.o.Repo.l.~ .... Duffey, Jr., William 
VII. INVES TMENTS TRUSTS ~=~, ~t~, ,...~..io.. a~a~ ~o,. o~,~ .... dep~nd~nt ch~rn; 3e1 34-60 fd~g NONE reportable income,. ~sets, transac~ons.)  
~scfiption Assm  In,me d~g  Gross ~luc ~nd  Tr~aotions d~ng m~ming  
(includes assem)  mpoging ~od r~o~ing period  (2)  {2)  (2)  (3) (4)  
Plac~ "(X)" aRer each asset  Amo~t Type (e.g.,  Value Value (.g.,  ~at~  Valu~  Gain  Id~  
exempt prior disclose  C~  ~v., rent,  Code  Mrth~  buy, sell,  m~d~ C~r 2C~e  b~er/sellr  
(A-~ int.)  (J-P)  C~  redemption)  O-P)  (A-H)  (if pfiwt (Q-W)  ~m~fion)  

137. 	
Sold 12/I~09 

138.
 -Ishares Barclays I-3 Y~Cmd 	Buy 05~6/09 

139. 	
Sold 12/16/09 

140. 
-Ishares Barclays 1-3 TSY Buy 5/26/09 141, Sold 12/16/09 

(pa~) 
142. 
-Ishares IBOXX H/Y Corp BND 	Buy 12/16/09 

143. 
-Isharcs Morgan Bond 	Buy 12/16/09 

144. 
-Ishares MSCI Canada Index 	Buy 12/16/09 

145. 
-Ishares MSCI Japan Index Fund 	Buy 12/16/09 

146. 
-Ishares MSCI Pac EX-JPN IDX 	Buy 12/16/09 

147. 
-Ishares SP 500 Value Index 	Buy 05/26/09 

148. 	
Sold 12/I 6/09 

(part) 

149. 
-Ishares SP 500 GRWTH Index 	Buy 05/26/09 

150. 	
Sold 12/16/09 

(p~) 

151. 
-lshares SP Midcap 400 Index 	Buy 05/26/09 

152. 
-[shares Smalleap 600 Index 	Buy 05/26/09 

153. 
-Ishares MSCI Small Cap 	Buy 12/16/09 Income Oai~ Cod~s: =$1,000 less =$1.001 $2,5~0 =$2,501 $5,000 =$5,001 $1~,0~ =$15,~1 150.000 (See Col~s and -150,~1 $l~.~O =$100.001 $1.000,0~ -$1,0~,001 $5.~,~0 =M~ $5,~0.000
 Value ~es =$15,000 lesa =$15,~1 150,~ (Sos CoI~ D3) *$~0.~1 $500,~ ~5~,~1 I,O~.000 1.000.O01 $5,0~,0~ =$5,~0.001 $~,0~,~
 Value M~ C~rI -~w~isll ~{at Only) (S~ ~l~ "B~k Value -Other -~ti~ 

~am, Person Reporting 	Date Report

5/12/2010 
VII. INVESTMENTS and TRUSTS .... r~alu, transactions (Includes those ..... dependent children; see pp. 34-60 of.filing instructions.) 
NONE (No reportable income, assets, trar~actions.) B.C. 
D~criptinn Asse~s Income during Gross value end Transactions during reporting poriod (including trust assels) reporting p~riod reporting period 
(1) (2) (l) (2) (l) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclo~re Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) mansacti0n) 
154.
 -Powershares Comm TRK INC 	Buy 12/16/09 

155.
 -Vangaurd EMRG MKTS ETF 	Buy 12/16/09 

156.
 -Vangaurd European ETF 	Buy 12/16/09 

157.
 -Vangaurd Intermediate Term BND 	Buy 12/16/09 

158.
 -Vangaurd REIT ETF 	Buy 6/26/09 

159. 
-SPDR Gold Gold SHS 	Buy 05/26/09 

160. 	
Sold 12/16/09 

161. 
-Standard Poors DEP ILECPTS 	Buy 03/27/09 

162. 	
Sold 5/26/09 

163.
 -Vanguard Pacific ETF 	Buy 5/26/09 

164. 	
Sold 12/16/09 

165.
 OneGeorgia Bank 	None Income Gain Codes: -$1,000 less =$1,001 $~500 =$2,50 $5.000 (See Co]~tarts and D4) f$50,001 $100,000 -S100,001 $1.000,000 -$1.000.001 $5,000,000 ~More than $$,000.000 V~l~e Codes $,000 less =$15,001 $50,000 =$50,00 $100,000 100,001 $250,000 
(See Colmams D3) -$2~0,001 $5~0,~00 ~$500,001 $1,000,000 ~$1,000.001 $5,000,000 -~;2~o000,001 $50.000,000 -More than Value M~lhod Codea -AppraisaJ -Cos~ (Real E.~tat~ Only) -Assessmgnt "Cash Market (See Colum~ C2) -Book Value -Other 
Fame Person Reporting Date Report
FINAN CIAL DISCLOSURE REPORT Page Outley, Jr., William 5112/2010 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
*Ownership interest percentage 0.208971%. During the reporting period, CB Capital L.P. held interests the following companies: 
-Central Security Group, Inc. 
-VCG, LLC 
-Global Care, Inc. 
-NuBridges, Inc. 
-Alimera Sciences, Inc. 
-Focus Receivables Management, Inc. 
-Hcalthmark Partners, Inc. 
-Healthcare Solutions, Inc. 
-$.P.L Dynamics incorporated 

**Ownership interest percentage 0.743396%. During the reporting period, CB Capital II, L.P. held interests the following companies: 
-SnagAJob.com, L.P. 
-CBG Holdings, Inc. 
-Alimera Sciences, Inc. 
-All Web Leads, Inc. 
-Brightree, LLC 
-Healtheare Solutions, Inc. 
-Prommis Solutions, Inc. 
-FX Bridge Technologies Incorporated 
-PMW Technologies, Inc. d/b/a PeopleMatter 
-SG-BGP, LLC/BPG Holdings, LLC 
-Vesdia, Inc. 
-The VIP Tour Company, Inc. (d.tb/a Tickets Now) 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) 
accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable staiulory 
provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are 
compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copieg to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.t~. Washington, D.C. 20544