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Judicial Watch • William S Duffey Jr Financial Disclosure Report for 2010

William S Duffey Jr Financial Disclosure Report for 2010

William S Duffey Jr Financial Disclosure Report for 2010

Page 1: William S Duffey Jr Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:13

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:William S Duffey Jr, duffey, ISHARES, william, 2010, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978
Rev, 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..~ 101-111) Date Report Person Reporting (last name, first, middle initial) Court Organization 
Duffey, Jr., William Northern District Georgia 

5/10/2011 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period magistrate judges indicate full- part-time) Nomination, Date I/I/2010 District Court Active Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
1721 United States Courthouse 

with applicable laws and regulations. Spring Street, S.W. 
Atlanta, 30303-3309 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followe~L Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. tRe~,o.ing individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

11. AGREEMENTS. mepo,~ing individual only; see pp. 14-16 filing instructions.) 
[~] 	NONE (No reportable agreements..) DATE PARTIES AND TERMS 
Duffev, Jr., William 
Name Person Reporting

I11. NON-INVESTMENT INCOME. mepo.ing individual and spouse; seepp. 17-24 filing instructions.) Fiers Non-Investment Income NONE (No reportable non-investment income.) 
DATE 	SOURCE AND TYPE Spouses Non-Investment ncome -If !.ou were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 	NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2010 	Mary Hall Freedom House, Inc. Salary
 2010 	Holtzbrink Publishing Holdings, royalties from copyrights
 2010 	Penguin Group (USA) Inc. royalties from copyrights
 2010 	Random House, Inc. royalties from copyrights 

5.2010 	Sel f-employed writer 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children." see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE 	Chemonics International. Inc. 10/23/2010-10/28/201C Kyiv, Ukraine Seminar w/Gov. 	
FJC Educational Terrorism 03/03/2010-03/05/201C Durham, Seminar Seminar 	
Texas Tech 04/I 5/2010-04/I 6/201C Lubbock, Seminar 	
Chemonics International, Inc. 04/18/2010-04/23/201~ Kyiv, Ukraine Seminar w/Gov. 

Date Report 5/10/201 
INCOME (yours, not spouses) 
ITEMS PAID PROVIDED Travel Travel 
Travel Travel ancludes those ouse and dependen~ children; see pp. 28-31 filing instructions.)  
NONE (No reportable gifis.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. ancl.de~ ,hose oSs, oase and deeende.t children; see pp. 32-33 filing instructions.)  
NONE (No reportable liabilities.)  
CRED1TOR  DESCRIPTION  VALUECODE  

VII. INVESTMENTS and TRUSTS -inco,.e. ,.otue. t.onsaeaons a.a.,m those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Income during Gross value end 	Transactions during reporting periodDescription Assets 
(including trust assets) reporting period reporting period (2) (~) (2) (3) (4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) O-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) 	transaction) exempt from prior disclosure 	Brokerage Account 	-MS Bank Deposit Program Interest 	
-Franklin Mutual Recovery Dividend 	
-Atlanta WTR-A Interest Sold 10/05110 	
-Investco Emerging Markets (name None Buy 10/05/10 change) (addl) 	
Sold 02/lO/lO (part) 	
-Blackrock Global Allocation Dividend Buy 10/05110 (addl) 	
Sold 04128/I (pan) 	
-lnvestco Capital Growth (name None Sold 02110/10 change) (pan) 

10. 	
-Investco Muni Income (name Dividend change) 

11. Interest 

12.
 IRA#1 Dividend 

13. Interest 

14. 	
-MS Bank Deposit Program 

15. 	
-FHR 2920 5.25% Sold 07/15/10 

16. 	
-Federal National Mtg Assn Sold 12/25/10 (pan) 

17. 	
-Franklin Income 
Income Gain Codes: =$1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001 $15,0~ =$15,001 -$50,000 (see Columns and D4) =$50,001 =$100,001 1,000,001 $5,000.000 =More than 
Value Codes =$15,0(~ less $15.001 $50.000 -$50,001 $100,000 -$10~,001 $250,000 
(Scc Columns and D3) =$250,001 $509.00~ 500.001 1,000.000 =$1,000,001 $5,000,000 =$5,000,001 $25.000.000 Value Method Codes =$25,000.0~1 $50.000.000 =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =Ass.cssmcnt  =Cash Market  
(See Column C21 =Book Value Other =Estimated  

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -inc~rae~va~ue~transacti~n~(~nc~udesth~se~fsp~useanddependentchi~dren;seepp~34~6~f~inginstructi~ns-) NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each assel Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, ~11, rnm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 	(if private
(JP) (A-H)
(Q-W) 	transaction) 
18.
 -AIPABSRT 

19. 	
-Investco Equal Wghtd SP 500 (name Buy 06130/I 
change) (addl) 

20. 	
-Wells Fargo Company 

21. 	
-Duke Energy Corp 

22. 	
-Wellpoint Inc 

23. 	
-Calerpillar FINL 

24. 	
-Dell Inc 

25. 	
-Rio Tinto Finance USA Limited 

26. 	
-General Electric Capital Corp 

27. 	
-Morgan Stanley 

28. 	
-Comcast Corp New 

29. 	
-Goldman Sachs Group lnc 

30. 	
-Marathon Oil Corp 

31. 	
-Verizon Communications 

32. 	
-GlaxosmithklineCap lnc 

33. 	
-Kraft Foods lnc 

34. 	
-Tyco International Finan Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50.000  
(See Colunms and D-I) =$50,00 00,0~) ~$100.001 -$1,0~,000 =$1,0OO,00 $5.00~,000 =~tor than $5,000,000 Value Codes -$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$1 00,00 -$250,0~1  
(Sec Columns and D3) =$250.001 $500,000 =$500,001 $1,000,000 =$1,000,0~1 $5,000,090  P2=$5,000,001 $25,000,000 =$25.000.001 $50.000.009 Morethan $50.000,000 Value Mclhod Codc~ =Appraisal =Cost (Real Eslate Only) =As.,cssmcnl =Cash Market  
(See Column C2) =Book Value =O~.hcr =Estimated  

Duffey, Jr., William 5/10/201
NONE (No reportable income, assets, transactions.) [3. Description Assets Income during (including trust assets) reporting period (i) (2) Place "(X)" after each asset Amount Type (e.g., exempt from prior disclosure Code div., rent, (A-H) int.) Gross value end reporting period (2) Value Value Code Method (J-P) Code (Q-W)  (z) Type (e.g., buy, sell, redemption)  Transactions during rep~zaing period (2) (3) (4) Date Value Gain mm/dd}yy Code2 Code (J-P) (A-H)  (5) Identity buyeNseller (ifpfivate transaction)  
35. -ATT Inc  
36. -Metlife Inc  Sold  03/29/10  
37. -Boeing  
38. -CVS Caremark Corp  
39. -Indiana Michigan Power  
40. -Altria Grouplnc  
41.  IRA#2  Interest  
42. -MS Bank Deposit Program  
43. -AIPABSRT  
44. -Keyworth Bank  
45.  RothIRA#1  Dividend  
46. -Investco Corporate Bond (name change) 47. Roth IRA  Dividend  
48. -Investco Growth Income (name change) 49. Mutual Estate CompLife  None  
50. Mutual Life  None  
51. Investments  Interest Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5.001 $15.000 =$15.001-$50,000  
(See Columns and D-.I) =$50.0(11 $100.000 I00.001 =$1,00~,001 -$5.000.000 =Mo~ than $5.000.000 Value Codes =$15,000 less =$15.001 $50.000 =$50,001 $100,0~0  F.t =$100,001 $250.000  
(See Columns and D3) =$250,001 $500,001 1,000,0~0 =$1,0~0.001 $5,000.000 -$5.000.001 $25,000.000 =$25.000.001 $50,000,00(I =More than $50,~.000 Value Method Codes =Appmisal =Cost (Real Estate Only) =Assessment =Cash Market  
(S~c Column C2) =Book Value -O~hcr =Eslimated  

Duffey, Jr., William 	5/10/201
VII. INVESTMENTS and TRUSTS -i.eo,~e, ,.aluo, .... actions (Includes those spouse and dependent children; seepp. 34-60 filing instructionsO 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (2) (i) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idcmity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyerlseller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivale (Q-W) Iransaction) 
52. Dividend 

53. Distribution 

54. Capital L.P. Interest 

55. Distribution 

56. Capital II, L.P. Interest 

57. Distribution 

58. Dividend 
59. 
Betsy Byars, Inc. 	None 

60.
 Gold coins 	None 

61. 
Brokerage Account 

62. 
-MS Bank Deposit Program Interest 

63. 
-OrteGA 	None Buy 02/I 1/10 

64. 
-Blackrock National Muni Interest 	Sold 12/17/I0 

65. 
-Van Eck Intl Inv Gold Dividend Buy 02/19/10 

66. 
-Dreyfus Intermediate Muni Interest 	Buy 02/22/10 

67. 	
Sold 12/17/10 

68. 
-American Mutual Dividend 	Buy 02/19/10 Income Gain Codes: =$1,000 less $1,091 $2,500 =$2,501 $5,000 =$5,001 $15,000 -$15.001 $50,000 (See Columns and -$50.001 100,000 100.001 1.0~.000 1.000.001 $5.000.000 =More than 5.000,000 Value Codes =$15,000 less $15,1KII $50.000 =$50,001 SI00,0~O =$100.001 $250,000 
(See Columns and D3) =$250.0OI $500.0~0 =$50~.001 $1.000.00~ =$1.000.0~1 $5,00~.0~0 =$5,000.001 $25,000.000 -$25.00~.0~ 50.090.000 More than $50,000,0~0 Value Method Codes =Appraisal =Cos IRea Er, tatc Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other Estimated  

Duffey, Jr. William 	5/10/201
VII. INVESTMENTS and TRUSTS .... value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (~) (2) (]) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd!yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private transaction) 
69. 	
Sold 12/17/10 

70. 
-Evergreen Muni Int./Div. 	Buy 02/19/10 

71. 	
Sold 12/17/10 

72. 
Brokerage Account 

73. 
-MS Bank Deposit Program Interest 

74. 
-Ishares BarclaysTips Dividend 

75. 	
-Ishares SP 500 GRWTH Index Dividend Sold 02/10/10 (part) 

76. 	
-Ishares SP 500 Value Index Dividend Sold 02/10/10 (part) 

77. 
-Ishares SP Midcap400 Index Dividend 

78. 	
-Nuveen Municipal Value INC Dividend Sold II/10/10 (part) 

79. Interest 

80. Distribution 

81. 	
-Vanguard EMRG MKTS ETF Dividend Sold 02/10/10 (part) 

82. 	
-Vanguard European ETF Dividend Sold 02/10/10 (part) 

83. 
-Vanguard Pacific ETF Dividend 

84. 
-Vanauard REIT ETF Dividend 

85. 
-Blackrock Apex Mun Inc Dividend 	Buy 1/10/10 Income Gain Codes: 1.000 less -$1.001 $2,500 =$2,501 $5,000 -$5.001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50.001 $100.000 =$100.001 $1,000.000 =$1.000.001 $5.00~.0~0 =More than $5.000.000 Value Codes 15,000 less $15,001 $50,000 $50.001 100,000 100,001 $250.~ 
(See Columns and D3) =$250.1001 $500.00~ =$500.001 $1.000,000 =$1,000,0~1 $5,000.0~0 =$5,090,001 $25,000.0~0 $25.000.0~1 $50.00~.000 =More than Value Method Codes =Appraisal =Cost (Real Eslate Only) =Assessment =Cash Markcl  
(See Column C2) =Book Value Other =Eslimated  

Duffey, Jr., William 	5/10/2011
VII. INVESTMENTS and TRUSTS -i.co,... ,,atue, transactions (Includes those oJspouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Income during Gross value end 	Transactions during reporting periodDescription Assets reporting period (~) (2) (2) (3) (4) (5) (including mast assets) reporting period (2) 
Place "(X)" after each asset Amounl Type (e.g., 

Value Value Type (e.g., Date Value Gain Identity 
Code 	buy, sell, mm/dd/yy Code Code buyer/seller
exempt from prior disclosure 	div., rent, Code Method 
(A-H} int.) (J-P) 	Code redemption) O-P) (A-H) (if private (Q-W) transaction) 
86. Interest 

87. 
-Invesco Muni Inc Opp III Interest 	Buy 1/10/10 

88. 
-Ishares Barclays I-3 Year Cred Dividend 	Buy 12/27/10 

89. 
-SPDR Trust Series None 	Buy 12/27/10 

90. 
IRA Dividend 

91. Interest 

92. Distribution 

93. 
-Morgan Stanley Bank Deposit Program 

94. 	
-GNMA Pool Sold 12/20/10 (part) 

95. 	
-Ishares IBOXX Invest Buy 07126/0 (addl) 

96. 	
-Ishares Barclays Tips Sold 06/07/10 (part) 

97. 	
Buy 07126/10 (addl) 

98. 	
-Ishares Barclays I-3 TSY Sold 06/07/10 (part) 

99. 	
Buy 07126/10 (addl) 

100.
 -lshares IBOXX H/Y Corp BND 	Sold 07/26/10 (part) 

101. 	
Buy 06/07/10 (addI) 

102.
 -lshares Morgan Bond 	Sold 07/26/10 (part) Income Gain Code,;: -$1.O~lorlcss =$1.001 $2,500 =$2,501 $5.000 =$5,001 $15.000 =$15.001- $50.000 =$100.001 $1.000.000 1,0~0.001 $5.000.000 =More than $5,000.000
I.See Columns and D4) =$50.001-$10~.000 Value Codcs =$15,000orlcss =$15.001 $50,000 =$50,O01 $100,000 =$100,001 -$250,000 
(See Columns and D3) =$250.001- $500,000 =$500.001 $1,000.000 $1.000,001 =$5,000,001 $25,000.0~0 =$25.000.001 $50.000.000 More than $50,000.000 

3.Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
[See Column C2) =Book Value Other =E~timaled 

Duffey, Jr., William 	5/10/201 II. -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(I)  (2)  (I)  (2)  (t)  (2)  (3)  (4)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyerlsel]er  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103. 	
-Ishares MSCI Canada Index Buy 07/26/10 (addl) 

104. 	
-Ishares MSCI Japan Index Fund Buy 07126110 (addl) 

105. 	
-Ishares MSCI Pac EX-JPN IDX Sold 07/26/10 (part) 

I06. -[shares SP 500 Value Index 	Sold 07/26/I (part) 
107. 	
Buy 06/07/10 (addl) 

108. 	
-Ishares SP 500 GRWTH Index Buy 07/26/10 (addl) 

109. 	
-Ishares SP Midcap 400 Index Sold 06/07/I (part) 

ll0. -Ishares Smallcap 600 Index 	Sold 06/07110 (part) 
III. -Ishares MSCI Small Cap 	Sold 07/26/10 
(part) 
112. 	-Powershares Comm TRK INC Sold 07/26110 (part) 
I13. Buy 06/07/10 (addl) 
114. 	-Vangaurd EMRG MKTS ETF Sold 07/26/I (part) 
115. 	Buy 06/07/10 (addl) 
116. 	
-Vangaurd European ETF Sold 07/26/10 (part) 

117. 	
-Vangaurd Intermediate Term BND Sold 06/07/I0 (part) 

118. 	
Buy 07126110 (addl) 

119. 	
-Vangaurd REIT ETF Sold 07/26/I (pan) =$15.001 $50.000 Income Gain Codcs: =$1.000 less =$1,001 $2,500 =$2,501 $5,000 =$5.001 $15,000 
(S~e Columns and =$50.001 $100.000 =$100.001 $1,000.000 1,0~,001 $5,000.000 =More Ihan $5.000.000 Value Codes =$15.000 less =$15,001 $50,000 =$50,001 $100,000 -$100.001 $250.000 =$500,001 $1,000.000 1,000.001 $5,000,000 =$5,000.001 $25.000.000
(See Columns and D3) -$250.001 $500.000 =More than $50,000,000 $25.000.001 $50.000.000 Value Melhod Codcs =Appraisal =Cost (Real Estal Only) =Assessment =Cash Market (See Column C2) =Book Value :O~hcr =Estimated 
5/10/201
VII. INVESTMENTS and TRUSTS inco,,,e, ,,al,,e, trans~ctlo.s ancl.des thos. o/~po.~e and dependent children; see pp. 34-60 filing instructions,) 
NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets) Place "IX)" after each asset exempt from prior disclosure  Income during reporting period (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end reporting period (i) (2) Value Value Code Method (J-P) Code (Q-W)  (i) Type (e.g., buy. sell, redemption)  Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  
120. -JP Morgan HIBRG Stat Mkt Neu  Buy  06/07/I  
121. -RYDEX/SGI Managed Fut Str  Buy  06/07/I  
122. One Georgia Bank  None Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,OOO 5,001 15,0OO =$15.0OI -S50.000  
(See Colunms and D4) =$50.001 $100.000 =$100,001 -$1,0~,0~0 1.000,001 $5.0OO,0OO =Mo~ Ihan $5,0OO.000 Value Codes =$15,000 less =$15,001 $50,000 -$50,001 $100,000 =$1OO.0OI $250.0OO  
ISce Columns and D3) =$250.001 $500,000 =$500.001 $1,000.000 =$1,000,001 $5,000,000 =$5.000.0OI $25.000,000 =$25,000,001 $50.000,000 =More Ihan $50,1~0.000 Value Method Codes =Appraisal =Cost (Real Estate Only) As,,cssmcnl =Cash Market  
(.Scc Column C2) =Book Value =Other =Eslimated  

Name Person Reporting Date Report
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Imticate part report.) 
*Ownership interest percentage 0.20897 I%. During the reporting period, CB Capital L.P. held interests the following companies: 
-Central Security Group, Inc. 
-VCG, LLC 
-Global Care, Inc. 
-NuBridges, Inc. 
-Alimera Sciences, Inc. 
-Focus Receivables Management, Inc. 
-Healthmark Partners, Inc. 
-Healthcare Solutions, Inc. 

**Ownership interest percentage 0.743396%. During the reporting period, CB Capital II, L.P. held interests the following companies: 
-SnagAJob.com, L.P. 
-CBG Holdings, Inc. 
-Alimera Sciences, Inc. 
-All Web Leads, Inc. 
-Brightree, LLC 
-Healthcare Solutions, Inc. 
-Prommis Solutions, Inc. 
-REACH Health, Inc. 
-PMW Technologies, Inc. d/b/a PeopleMatter 
-SG-BGP, LLC/BPG Holdings, LLC 
-Vesdia, Inc. 
-Controlscan, Inc. 
-Navitas Lease Finance Corp. 

Name Person Reporting Date Report
Duffey, Jr., William 5/10/201
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best kno~vledge and belief, and that any information not reported svas svithheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts svhich have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: William Duffey, Jr. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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