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Judicial Watch • William W. Caldwell – 2006

William W. Caldwell – 2006

William W. Caldwell – 2006

Page 1: William W. Caldwell – 2006

Category:Federal Judges

Number of Pages:8

Date Created:September 13, 2007

Date Uploaded to the Library:August 29, 2014

Tags:William W Caldwell, Caldwell, school, william, stock, district, 2006, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-JJJ) Person Reporting (last name, first, middle initial) Caldwell, William Court Organization U.S.D.C. Middle Dist. Date Report 510212007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Judge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address P.0.Box 11877 Harrisburg, 17108-1877 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
[KJ NONE (No reportable positions.) 
POSITION ORGANIZATION/ENTITY .,, C);:,:: :::0 
...... 
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O-P .,, 
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fl1 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[KJ NONE (No reportable agreements.) 
 
 
 
Date Report 
5/02/2007 
Caldwell, William 
 
JIJ. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
(yours, not spouses) 
Commonwealth -2006 Retirement income 368.60 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[RJ NONE (No reportable non-investment income.) SOURCE AND 
 
 
JV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[RJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
 
 
Date Report 
Caldwell, William 
5/02/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[K) NONE (No reportable gifts.) 
 
VALUE 
 
 
 
 
 
VJ. LJAB JLJTJE (Includes those spouse and dependent children. See pp. 32-33 instructions.) [K) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
5/02/2007 
Caldwell, William 
VII. INVESTMENTS and -income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust asets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-HJ int.) (J-P) Code redemption) Day (J-P) (A-HJ (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less l,001  $2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001-$50,000 
(See Columns and 04) =$50,001  Sl00,000 =$100,001  Sl,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=Sl5,001-S50,000 =$50,001 -$100,000 =SI00,001 -$250,000 
(See Columns and DJ) =$250,001  $500,000 =$500,001  $1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =S25,000,00I  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column CZ) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
Date Report 
Caldwell, William 
5/02/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. Harsco Corp. stock Dividend 
19. Actuant Corp. stock None 
20. Dentsply Intern. stock Dividend 
21. Maxim Integrated stock Dividend 
22. Maxim Integrated stock Dividend Buy 9115 
23. Carlisle Corp. stock Dividend 
24. Pfizer stock Dividend Sold 11/27 
25. Safeguard Scientific stock None Sold 11/27 
26. Hewlett-Packard stock Dividend 
27. Johnson Johnson stock Dividend 
28. Smith Barney -Money market Acct. Interest Cashed 3/20 
29. Dell, Inc. stock None Sold 11/27 
30. Tidewater, Inc. stock Dividend 
31. Tidewater, Inc. stock Dividend Buy 9115 
32. Sunrise Senior Living stock None 
33. Capital World Growth Fund Dividend 
34. Income Fund America Dividend Income Gain Codes: =$1,000 less =Sl,001  $2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001  $50,000 
(See Columns and 04). F=$50,00I -$100,000 =$100,001 -Sl.000,000 =$1,000,001 -S5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=Sl5,00I  S50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,00  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =S25,000,001 -$50,000,000 R=Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
Date Report 
Name Person Reporting 
5/02/2007 
Caldwell, William 
VII. INVESTMENTS and TRUSTS income, value, transactions (Inctudes those the spouse and dependent children. see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type(e.g. div., rent, int.) (1) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type(e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. Investment Co. America Fund Dividend 
36. Littelfuse, Inc. stock None 
37. Zimmer Holdings, Inc. stock None 
38. Zimmer Holdings Inc. stock None Buy 1/20 
39. EuroPacific Growth Fund Dividend Buy 4/4 
40. GMO Foreign Fund Dividend Buy 5/3 
41. Blairsville-Saltzburg School District -Bond Interest Buy 911 
42. Eastern York School District -Bond Interest Buy 9/20 
43. Hanover Public School District -Bond Interest Buy 10/10 
44. Fox Chapel Area School District -Bond Interest Buy 12/I 
45. Shaler Area School District -Bond Interest Buy 12/28 fncome Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,50 -SS,000 =$5,001 -$15,000 15,001 -$50,000 
(See Columns and 04) F=$50,00 -$100,000 =$100,001 -$1,000,000 =Sl,000,001-S5,000,000 H2=More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 =SS0,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) N=$250,00l -SS00,000 0=$500,001 -$1,000,000 =Sl,000,001 -SS,000,000 =S5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 T=Cash Market 
(See Column C2) =Appraisal V=Other S=Assessment 
U=Book Value W=Estimated 
 
Date Report 
Caldwell, William 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporl) 
Lines throgh Section VII have not reported the income attributable each asset that was sold. 
Total income received 2006 from Fulton Financial Corp. 
reported line 
 
 
 
 
Date Report 
5/02/2007 
Caldwell, William 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544