Skip to content

Judicial Watch • William W. Caldwell – 2007

William W. Caldwell – 2007

William W. Caldwell – 2007

Page 1: William W. Caldwell – 2007

Category:Federal Judges

Number of Pages:8

Date Created:October 2, 2008

Date Uploaded to the Library:August 29, 2014

Tags:William W Caldwell, Caldwell, william, 2007, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Reporr Required rhe Ethics Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-11 Person Reporting (last name, first, middle initial) Caldwell, William Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Judge Court Organization U.S.D.C. Middle Dist. Sa. Report Type (check appropriate type) Nomination. Date Initial [ZJ Annual Final Date Report 05/1/2008 Reporting Period 0110112007 12/31/2007 
Sb. Amended Report Chambers Office Address P.O.Box 11877 Harrisburg, 17108-1877 the basis the formation contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable Jaws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. Sign last page. POS ITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) [2J NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructwns.) 
[Z] NONE (No reportable agreements.) 
 
03.Af 303 
 
 
 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income) 
 
 INCOME 
(yours, not spouses) (Monthly) Commonwealth -2007 Retirement income 9,368.60 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
l2J NONE (No reportable non-investment income) SOURCE AND TYPE 
 
 
 
 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment (Includes those spouse and dependent children; see pp. 25-2 offiling instructions.) 
12] NONE (No reportable reimbursements.) ITEMS PAID PROVIDED 
 
 
 
 
Date Report 
Caldwell, William GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
 
 
VJ, LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION 
 
 
 
 
 
 
Date Report 
FINb.NCIAL DISCLOSURE REPORT Page 
Caldwell, William 
05/J/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
Transactions during reporting period 
Gross value end 
Description Assets 
reporting period 
reporting period 
(including trust assets) 
(I) (2) 
(I) 
(I) 
(2) 
Date 
Gain 
Type (e.g., 
Value 
Identity 
Type (e.g., 
Amount 
Value 
Value 
Place (X) after each asset 
Code 
buy, sell, 
Month- 
Code 
div., rent, 
Code 
Code 
buyer/seller 
Method 
exempt from prior disclosure (A-H) 
redemption) 
Day int.) 
Code 
(J-P) 
(A-HJ (if private 
transaction) 
(Q-W) Inco Gain Codes: Sl,000 less =Sl,001  $2,500 =S2,50  S5,000 =S5.00  15.000 =S15.001. S50.000 (See Columns and 04) =$50,001 -SI00,000 =SI 00,00  1,000,000 1,000,00  $5,000,000 =More than 
$5,000.000 Value Codes =SI 5,000 less =Sl5,00I  S50,000 =Sl0,001 -SJ00,000 =SI00,001  S250,000 
(See Columns and D3) =$250,00I -S500,000 =$500,001 -s1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -S25,000,000 =$25,000,00I -S50,000,000 =Mo $50,000,000 
Codes =Co (Real Estate Value Method =Appraisal Only) =Asses ent =Cash Market (See Colum C2) =Other =Book Value =Estimated 
 
Date Report 
051112008 
Caldwell, William 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: ,000 less 8=$1,00t -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =S15,00I -$50,000 (See Columns and D4) =$50,001 -SJ00,000 =SI00,001 -$1,000,000 =$1,000,001  $5,000,000 H2=More than $5,000,000 
Value Codes =$15,000 less =$15,00I -$50,000 =$50,00 -$I 00,000 =SI00,001 -$250,000 
 
(SeeColwnns and 03) 	N=$250,001 -$500,000 =$500,001 -$1,000,000 =S!,000,001 -$5,000,000 =$5,000,001 -$25,000,000 
Pl=$25,000,00! -$50,000,000 =More than $50,000,000 
Value Method Codes 	Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) U=Book Value V=Other =Estimated 
 
 
 
 
Date Report 
Name Person Reporting 
Caldwell, William 
0511/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 of/Wng instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end 
Transactions during reporting period 
Income during 
Description Assets 
reporting period 
reporting period 
(including trust assets) (2) 
(3) 
(4) 
(5) 
(2) (I) (2) 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(Ml) int.) (J-P) Code 
(Q-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month- 
Day 
 
Value Code (J-P) 
Gain 
Identity Code 
buyer/seller 
(Ml) 
(if private transaction) 
35. Seneca VL, School District -Bond Interest Buy 11120 
36. Proctor Gamble -stock Dividend Buy 10/12 
37. Quality Systems, Inc -stock None Buy 9110 
38. Covidien LTD -stock None spin off 10115 
39. Tyco Electronics -stock None spin off 10115 
 
 
Date Report 
Caldwell, William 
05/1/2008 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaleparto/Report.) 
 
 
Date Report 
Caldwell, William 
0511 2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544