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Judicial Watch • William W. Caldwell – 2011

William W. Caldwell – 2011

William W. Caldwell – 2011

Page 1: William W. Caldwell – 2011

Category:Federal Judges

Number of Pages:8

Date Created:February 26, 2013

Date Uploaded to the Library:August 29, 2014

Tags:William W Caldwell, Caldwell, william, 2011, district, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act of! 978 
Rev. ... FOR CALENDAR YEAR 2011 U.S.C. app 101-11 
1-Person Reporting (last name, first, middle initial) Caldwell, William Court Organization U.S. District Court, Middle District Pennsylvania Date Report 04/30/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge, Senior Status Sa. Report Type (check appropriate type) Nomination Date Initial [Z] Annual Final Sb. Amended Report Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
P.O. Box 11877 Harrisburg, 17108-1877 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! NS. (Reporting individual only; see pp. 9-13 instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
04/30/2012 
Caldwell, William 
 
JU. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing ins/ructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) monthly Commonwealth Pennsylvania -2011 Retirement Income $19,368.60 Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
 
JV, REJMB URSEMENTS -transportation, lodging,Jood, entertainment. 
(Includes those spouse and dependen/ children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
 
 
04/30/2012 
Caldwell, William 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc1udes t1tose ofspt111se dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Desciiption Assets Income during Gross value end Transactions during reporting period 
(including tmst assets) reporting period ofreporting period 
 
(2) 
(I) (2) (3) (4) 
(5) 
Place after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
,exempt from pdor disc!Osuie, Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
 
transaction) Income Gain Codes: =$1,000 less =$1,00 I-$2.500 =$2.501 -$5,000 =$5.001 -$15.000 =$15,001  $50,000 
(Sec Colunms and 04) F=$50.001-$100,000 =$100,001 -$1.000.000 fll =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15,000 less K=$15,00I -$50.000 =$50.00 I-$I 00.000 =$100.00  $250,000 
(Sec Colmnns and D3) =$250,001 -$500,000 =$500,001  $1,000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25,000.001  $50,000.000 =More than $50.000,000 Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment 
(Sec Column C2) V=Othcr =Book Value =Estimated 
 
 
Date Report 
Caldwell, William 
04/30/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing ;ns1r11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) (1) (2) (I) (2) 
(4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 Method buy, sell, mmlddlyy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) 
(Q-W) 
 
1.Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501-$5,000 D=$5,00l -$15,000 E=$15,001-$50.000 
(Sec Columns and D4) F=$50,001 -$!00,000 G=$ I00.00 -$1.000.000 Ill =$1.000.001 -$5.000.000 =More than $5,000.000 Value Codes J=$15,000orlcssK=$15,001 -$50.000 L=$50.001 -$100.000 =$!00.001 -$250.000 
(Sec Columns and D3) =$25 0,00 -$500.000 =$500.00I -$1,000.000 =$1.000,001 -$5.000,000 =$5,000.001 -$25,000,000 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value =Other W=Estimated 
 
 
04/30/2012 
Caldwell, William 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and depende11t children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 415,001 -$50;000 
 
04/30/2012 
Caldwell, William 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) Holdings listen herein lines 39-50 Section VII replace the bond fund indicated line Section VII. Date Report 
 
Caldwell, William 
04/30/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which hve been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: William Caldwell 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544