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Judicial Watch • William W Caldwell Financial Disclosure Report for 2009

William W Caldwell Financial Disclosure Report for 2009

William W Caldwell Financial Disclosure Report for 2009

Page 1: William W Caldwell Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:8

Date Created:November 6, 2013

Date Uploaded to the Library:November 23, 2013

Tags:William W Caldwell, Caldwell, Sachs, school, william, stock, district, 2009, investment, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 Rev. ~/~010 FOR CALENDAR YEAR 2009 u.s.c, app.  1o1-111) P~on Reporting (last no.me, lltst~ middle initial) Court Orgaoization Date Report Catdwell, William U.S.D.C. Middle DisL 
05/3/2010 Title (Article IlI judges indicate ~ctivo senior statu~;  5~. Rel~rt Type (check appropriate type) Reporting Period  
magistrate judges indic~le full- part-time) Nomination.  Date  01/01/2009  
Senior Judge Initial Annual Final 12/3 I,r2009  

5b. Amended Report Chember~ Office Address the bnsl~ the information ontained IEL~ Report and any
mudifieationa pertnlning thereto, IF, opinion, compliance with applicable Inwl and regnlatlonl.
P.O.Box 11877 Harrisburg, 17108-1877 
Revicwin[ Officer Date 
IMPORTANT TES: The instructions accompanying this form mast followecL Complete all parts, checking the NONE box for each part where you have reportaMe tnformatiot~ Sign lastpag~ POSITIONS. o~,~o,n.~ ~.u,.~ o~y; ae, ~-l o~ra~g ~,=t~o,~) 
NONE (3[o reportable positions.) 
POSITION NAME ORGANIZATION/ETNTITY 
NO~ reportable a~e~ents,) PAR~S 

Caldwell, William ....t rer, a,po,,og
III.
 NON-~ST~NT INCOME. ~o,~z ~,~a,~ ,~0~,; ,~,~.
 Filers Non-Investment Income 
NO~ reportable non-investment incomeO 

SOURCE AND ~PE 
(yo~, not spouses)
 (Monthly) Commonwealth ofPA 2~9 Ret~ement income 	$19,368.60 Spouses Non-Investment Income -if you were married during anyportlon the reportingyear, complett thlx stctlo~ 
(Dollar amount not required except for honoraria.) 	NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

(Include~ thee d~tnt ch~" see pp. 25.27 fling ~t~c:~.) 
NO~ repo~able reimbursements.) SOURCE LOCATION ~EMS PA~ PRO~ED 
Name Perso. Reporting Date Repor~  NONE (No reportable g~s.)  DESCRIPTION  VALUE  NONE (No reportable liabilities.) CREDITOR,  DESCRIPTION  

NONE reportable income, assets, transactions.,)  
Description Ass~ (including ~st Place "(X)" a~er ea~ ~set exempt from pdordisclos~  In~m~ daring re~Sing ~d~ Amount T~e (e.g.,C~c div., rent, (A-H) int.)  Gross value n~ repo~iag Value Value Code Meth~ (J-P) ~de3 (Q-W)  T~e (e.g., buy,~ll, redempti~)  T~asactions during ~ing Date Vtlue Grin m~d~yy C~e Code IOP) (A-H)  Idemi~ buyer!seller (if private ~nsaction)  Fulton Fin~cial Co~. stock Allied Idsh B~k stock  Dividend None  Sold(p~) Sold  0~0/09 0~09/09  Intel Co~. stock Morgan Smdey Smi~-B~ey Bond F~d  Di~dend Interest  Sold (pan)  0~2~09  Tyco In~:mafional, stock  Dividend  Harso Corp., stock  Dividend  Maxim Integrated, stock  Dividend  Sold 1/13/09!  Carlisle Corp., stock  Dividend  He~lett-Packard, stock  Dividend  
10, Johnson Jolmson, stock  Dividend  
i  Tidewater, Inc., stock  Dividend  
12. Capital World Growth Fund  Dividend  Sold  06/09/09  
13.  American Investment Co. America-Fund  Dividend  Sold  06/09109  
14.  LittelXts,, Inc. stock  None  
15. Zimmer Holdings, Inc. stock  None  
16.  EuroPacific Growth Fund  Dividend  Sold  06/09/09  
17. GMO Foreign Fund  Dividend  Sold  06/II109! Income Gtta 
Name or" Person Reporting Date Report
FINANCIAL DISCLOSUREREPORT C=~dwe~l, Wml=m 
NONE (No reportable income, aszels, transactions.) 
Description Assets Income during Gros~ value end Transactions during reporting period 
(including trust assc~z) reporting ,pcriod o1" reporting period (~) (2) (2) (~) (~) Place "(X)" after each as~t Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclos~t: Code div., rent, Code Methc~ buy, ~11, rnnddd?yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (I-P) (A-It) (if private 
(Q-W) transaction) 
18. 
Blairsville-Saltzburg School District- Bond Interest 

19. 
Eastern York School District Bond Interest 

20. 
Hanover Public School District- Bond Interest 

21. 
Fox Chapel Area School District Bond Interest 221 Shaler Area School District Bond Interest 

23. 
~r~bu~g Salem School Di~ct- Bond Interest Sold 09/15/091 

24. 
Wyoming Area School District Bond Interest 

25. 
ltanover Area School District Bond Interest 

26. 
Northeast Bradford SchoolDistrict Bond Interest 27, Muhlenberg School District Bond Interest 28, Unionville-Chadds Ford School District-A Interest 

Bond 
29. 
Blackhawk Penn School District Bond Interest 
30. 
Lower Merion School District Bond Interest 

31. 
Seneca VL, School District Bond Interest 

32. 
Proctor Gamble- stock Dividend 

33. 
Quality Systems, Inc stock None 34, Covidien LTD stock Dividend 

VII. ~EST~NTS and TRUSTS ........  t~,, ....~o~ a~a~a,~ ,,o~, o1~ ..... ~,~,~d~., ,,~t~,,,; ,,, r~. 3~-~o ...... ~.~.~  

NONE reportable income, assets, transaction.) [C. 
Gross value end T~nsacfions during reining period (i~ludiag ~st assc~) r~o~ing ~od ~ofling pcri~ 
~cfiption Asse~ Income during (2) (~) ~2) (4) (5) 
Pt~ "(~" ~er each as~t ~mount (e.g., Value Value Type (e.g., Date Value Gain] td~ti~of ex~pt f~m prior di~lo~e div., r~t, CMe Method buy, sell, ~d~yy Code Code buys/seller (J-P) r~ption) (J-P) (A-H). (if ply,re
(AH)I inL) 
(Q-W) ~an~ctlon) Code3 
35. 
Tyco Elec~onics- stock Dividend Sold 09122/09 

36. 
O~to~ Financial S~.-stock Dividend 

37. A~a SD- ~nd [ntercst 

38. 
Flee~o~ ~ea Sch~l Dis~ct-bond [nter~t Buy 01/05/09 

39. 
Gol~an Sachs International Equi~ F~d Inte~st Buy 06/19/09 

40. 
~l~an Sachs Emerg~g M~k~ F~d Inter~t Buy 0~19/09 

41. 
Gol~an SacM U.S.Equi~, Div. F~d lnmmst Buy ~!19/09 

42. 
Goldm~ Sachs High Yield F~d Inmost Buy 06/1@09 

43. 
Gol~ Sachs High Yield M=i F~d Intrust Buy 0~1 ~09 ~er#ng M~ke~ C~cy Note None Buy 09101/09 

45. G10 C~yNote None Buy 09/01109 
Name Person Reporting FINANCIALpage DISCLOSURE REPORT Caldwetl, William  Dale Report 05/~/2010  
VIII. AIII3ITIONAL INFORMATION EXPLANATIONS.  
Section VII Line Smith-Barney merged with Morgan Stanley  

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable statutory 
provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions ors U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signaturet 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C, app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committe~ Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 2054~