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Judicial Watch • William W Caldwell Financial Disclosure Report for 2010

William W Caldwell Financial Disclosure Report for 2010

William W Caldwell Financial Disclosure Report for 2010

Page 1: William W Caldwell Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:8

Date Created:November 11, 2013

Date Uploaded to the Library:November 23, 2013

Tags:William W Caldwell, Goldman, Caldwell, Sachs, school, william, stock, district, 2010, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Caldwell, William U.S.D.C. Middle Dist. 05/03/2011 Title (Article II1 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporffng Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
Senior Judge Initial .... Final 12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations. 
Harrisburg, 17108-1877 

Reviewing Officer 	Date Box 11877 
IMPORTANT NOTES: The instructions accompanying this form mast followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. mcporting individual only; seepp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. me, oning individual only; seepp. 14-16 filing instructions.) NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS 

Caldwell, William 
Name Person Reporting Date Report

05/03/2011 
III. NON-INVESTMENT INCOME. meporti.g individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income  NONE(No reportable non-investment income.)  
DATE  SOURCE AND TYPE  INCOME  
(yours, not spouses) (Monthly)  Commonwealth 2010 Retirement Income  $19,368.60 Spouses Non-Investment Income -lf you were married during any portion the reporting year, complete this section.  
(Dollar amount not required except for honoraria.)  
NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmeng  
(Includes those spouse and dependent children; see pp. 25-27 offiling instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED GIFTS. ancludes those spouse und dependent children; see pp. 28-31 f!ling instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. andudes those olspouse and dependent children; see pp. 32-33 filing instruction)  
NONE (No reportable liabilities.)  
CREDITOR SCRIPTION  VALUE CODE  

Caldwell, William 	05/03/2011
VII. INVESTMENTS and TRU STS -in,ome, vulue, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) NONE(No reportable income, assets, transactions.) 
B.C. 
Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Description Assets Income during 
(2) (1) (2) (3) (4) (5) Place "(X)" aRer each asset Amount Type (e.g., Value Value Type (e~g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method  buy, sell, mm/dd/yy Code Code ....... buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) 
(1) (2) 
transaction) 
Fulton Financial Corp. stock Dividend 
Intel Corp., stock Dividend 
Morgan Stanley Smith-Barney Bond Fund Interest 
Tyco International, stock Dividend 	Sold 11/09/10 	
Harsco Corp., stock Dividend Buy 06/11/10 
(addl) 	
Carlisle Corp., stock Dividend Sold 11/09/10 (part) 
Hewelett-Packard, stock Dividend 
Johnson Johnson, stock Dividend 
Tidewater, Inc., stock Dividend 	Sold 11/09/10 

10. 
Littelfuse, Inc., stock 	None 

11. 
Zimmer Holdings, Inc., stock 	None 

12. 
Blairsville-Saltzburg School District-Bond Interest 

13. 
Eastern York School District Bond Interest 

14. 
Hanover Public School District Bond Interest 

15. 
Fox Chapel Area School District Bond Interest 

16. 
Shaler Area School District Bond Interest 

17. 
Wyoming Area School District Bond Interest 	Sold 12/03/I0 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50.001 100,000 =$100,001  $1,000,000 =$1,000,001 $5,000;000 =More than $5,000,000
 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000
 Value Codes =$15,000 lcss =$15,001 $50,000 =$50,00i 100,000 =$100,001 $250;000 
(See Columns and D3) =$250,001 $500,000 --$1,000,001 $5,000,000 =$500,001 1,000,000 5,000,001 $25,000,000 =$25,000,00! $50,000.000 =More than $50,000,000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Other =Book Value =Estimated 
Caldwell, William 	05/03/2011
VII. INVESTMENTS and TRUSTS -income, val.e, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description ~)f Assets Income during Gross value end 	Transactions during reporting period 
(inc uding trust assets) reporting period reporting period 
(1) 	(2) (1) (2) (1) (2) (3) (4) (5) Identity
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd./yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 	
Hanover Area School District Bond Interest 

19. 	
Northeast Bradford School District Bond Interest Sold 12/08/10 

20. 	
Muhlenberg School District Bond Interest 

21. 	
Unionville-Chadds Ford School District Interest Bond 

22. 	
Blackhawk Penn School District Bond Interest 

23. 	
Lower Merion School District Bond Interest 

24. 	
Seneca VL, School District Bond Interest 

25. 	
Proctor Gamble stock Dividend 

26. 	
Quality Systems, Inc. stock None Sold 11/09/10 (part) 

27. 	
Covidien LTD stock Dividend Buy 06/11/10 (addl) 

28. 	
Orrstown Financial Serv. stock Dividend 

29. 	
Nazareth Area bond Interest 

30. 	
Fleetwood Area School District bond Interest 

31. 	
Goldman Sachs International Equity Fund Interest 

32. 	
Goldman Sachs Emerging Markets Fune Interest 

33. 	
Goldman Sachs U.S. Equity, Div. Fund Interest 

34. 	
Goldman Sachs High Yield Fund Interest =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100;000 =$100,001 $1,000,000 =$1,000;001 $5,000,000
 Income Gain Codes: =$1 000 less =$1,001 $2,500 =$2,501 $5,000 =More thfi~ 000 000
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 255,000,001 $25;000,000 =$25,000,001 $50,000,000 =More than $50,000~000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment --Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, vulue, transactions (Includes those spouse and dependent children; see pp. 34-60 f!ling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

(5) 
Place "(X)" after each asset 	Amount Type (e.g., Value Value Type (e.g., Dat~ Value Gain Identity Code buy~se!!mmidd/yy Code2 Code 1..   buyer/seller
exempt from prior disclosure div., rent, Code2 Method (A-H) int.) (J-P) Code red~pi]~fi) 0~P) (A-H) (ipriva!e 
transaction)
(Q-W) 
35. 
Goldman Sachs High Yield Muni Fund Interest 

36. 
Emerging Markets Currency Note 	None 

37. 
G10 Currency Note 	None Sold 02/04/10 

38. State G.O. Bond Interest Buy 08/24/10 

39. 
Michigan Bond Auth. Interest Buy 06/30/10 

40. 
Tuscon, Hiway Bond Interest Buy 06/11/10 

41. 

42. 

43. 

44. 

45. 

46. 

47. lnc0me Gain Codes =$1 000 less  B=$1,001-$2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000  
(See Columns and I)4) =$50,001 $100,000  G=$100,001-$1,000,000 --$1,000,001 --M6re than $5;0~0~000 Value Codes =$15,000 less  K=$15,001 $50~000 =$50,001 $100~000 =$I00,001 $250;000  
(See Columns and D3) =$250,001 $500,000 =$500,001 I;000;000 =$1 0001001 -$5 000 000 =$5 000 001 $25,000~000 Value Method. Codes -$25,000,001 $50,000,000 =Appraisal =Cost (Real Estate Only) =More than $50i000;000 =AsseSsment ~Cash Market  
(See Column C2) =Book Value =Olher =Estimated  

Name Person Reporting Date Report

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndlca~e part report.) 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/William Caldwell 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544