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Judicial Watch • Yeakel III Earl Lee – 2010

Yeakel III Earl Lee – 2010

Yeakel III Earl Lee – 2010

Page 1: Yeakel III Earl Lee – 2010

Category:Federal Judges

Number of Pages:16

Date Created:September 15, 2013

Date Uploaded to the Library:January 26, 2015

Tags:Yeakel, meals, lodging, mutual, 2010, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I 11) Person Reporting (last name, first, middle initial) Yeakel III, Earl Court Organization District Court, W.D. Texas Date Report 06/01/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address United States Courthouse 200 West 8th Street Austin, Texas 78701 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY 
Theodore Roosevelt Association Trustee Chairman Austin Rotary Club Foundation 
 
Member University Texas Longhorn Foundation Advisory Council Member Texas Commission Uniform State Laws Member National Conference Commissioners Uniform State Laws Member Board Advisors, Austin Lawyers Chapter, The Federalist Society 
 
Executive Committee Member Robert Calvert Chapter, American Inns Court President Austin Intellectual Property Chapter, American Inns Court 
II. AGREEMENTS. (Reporting individual only; see pp.14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
 
Yeakel 111. Earl 
 
 
 
 
 
Date Report 
Yeakel III, Earl 
06/01/2011 
III. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2010 Employees Retirement System Texas -Retirement 20!0 Nitsche Ferguson Ins. Agency Inc. -Commission Sales 
JV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION Practising Law Institute January 10-13, 2010 San Francisco, California National Conference Commissioners Uniform State Laws January 27-31, 20!0 Orlando, Florida William Sessions American Inn Court February 18-19, 2010 San Antonio, Texas Practising Law Institute March 11-12, 20!0 Chicago, Illinois 
 
PURPOSE ITEMS PAID PROVIDED 
PLI Program-Patent Reissue Reexamination Strategies Transportation, Meals, Lodging 
Committee Style Transportation, Meals, Lodging 
 
Meeting lnn Meals Lodging 
 
PLI Program-Patent Transportation, Meals, Lodging Reissue Reexamination Strategies 	 
Thomson Reuters March 14-16, 2010 San Jose, California Patent Disputes Program Transportation, Meals, Lodging 	 
National Conference April 21-25, 2010 Chicago, Illinois Committee Style Transportation, Meals, Lodging Commissioners Uniform State Laws 	 
Continuing Legal Education June 2-4, 2010 Westminister, Colorado 8th Annual Rocky Transportation, Meals, Lodging Colorado, Inc. 	Mountain Intellectual 
Property Technology 
Institute 	 
State Bar Texas July 29-30, San Antonio, Texas 6th Annual Advanced Transportation, Meals, Lodging Patent Litigation Course 	 
National Conference September 8-12, 2010 Chicago, Illinois Committee Style Transportation, Meals, Lodging Commissioners Uniform 
 
 
State Laws 
10. 	National Conference November 18-20, Washington, D.C. Committee Revise Transportation, Meals, Lodging Commissioners Uniform 2010 NCCUSL Drafting Process State Laws 
 
 
 
 
Date Report 
Yeakel III, Earl 
06/01/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 
 
instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR Prosperity Bank Line Credit DESCRIPTION VALUE CODE 
 
 
 
 
Date Report 
06/01/2011 
Yeakel III, Earl 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(iriclllding trust assets) SCHW Common Stock (see note) Dividend CVX Common Stock Dividend .::liJCOme. 45,001 -$15.000  =$15.00I -$50.000 
03in Codes: =$1,000 less 41,001 -$2,500 42,501  $5,000 
(See Columns Bland D4) F=$50,00I -$JOO,OOO =$100,001 -$1,000,000 =$J,OQO,OOL:. $5.000,000 HZ. =More .thanJ5,000,000 
 
-$250,000 
(See Columns and D3) =$250,001 -$500.000 =$500,00t -$l ,000,000 =$1,000,001 $5,000,000 $5,000,001  $25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,00() 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,001. $100,000 M.7$100,001 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =EStimated 
 
 
 
Date Report 
Yeakel Ill, Earl 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description ofAssets. Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(3) (5) 
Place (X) after each asset (e;g., Value.    . Date Value Gain Identity 
exempt from prior disclosure div., rem;. Code2 .... Method buy, sell, Code buyer/seller 
 . .(AH)  redemption) (J-P) (if private transaction) 
 
18. 
Fidelity Govt Reserves Mutual Fund Dividend Sold 11/15/10 (part) 
 
19. 
Vanguard Prime Money Market Mutual Dividend Sold 12/13/10 
 
 
Fund (part) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000 (See Columns and 04) =$50,001  $100,000 =$100,001 -$1.000,000 .=$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000orless =$15,001 -$50,000 =$50,00l -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00I -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 
 
 
 
Date Report 
Yeakel III, Earl 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets} reporting period reporting period 
(2) (2) (3) 
Place (X} after each asset Amount Type(e.g., Value  Value Type(e.g., Date Vaine Gain Identity 
Code div., rent, Code2 Method. buy, sell, Code buyer/seller int.) Code3 redemption) (J-P) (A-H) (if private 
transaction} 
FPA Capital (Mutual Fund) Dividend Sold 03/08/10 Income Gain Codes: A=$1,000 less =$1,001 -$2.500 c=$2,501 -$5,000 D=$5.001 -$15,000 E=$15,001-$50,000 
(See Columns andD4) F=$5(),()()I -$1()(),000 0=$100,()()J .$1,()()0,000 =$1,0()(),()()J -$5.0()(),()()() =More than $5,()()0.()()0 Value Codes J=$15.000 less K=$15,001 -$50.000 L=$50,001  $1()0.000 =$100.001 -$250.000 
(See Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=Book Value =Other W=Estimated 
 
 
Date Report 
 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions eridg 
 
Place (X) after each asset 
exempt from prior disclosure 
 
69. 	 
Ivy High Income (Mutual Fund) Buy 03/31/10 
(add!) 
 
 
70. 
Ivy High Income (Mutual Fund) 	Buy 04/22/10 
 
 
(add!) 
71. Ivy High Income (Mutual Fund) 	Sold 11/03110 Income G3in Codes_: A=$1.000 less =$1,001 -$2,500 =$2.501 -$5,000 0=$5,00J -$15,000 =$15,00l -$50,000 
(SeeColumnsBI andD4) =$50.001 -$100,000 =$100,001 $1,000,000 m,,,s1,ooo,001 -$5,ooo,ooo =More than $5,000,000 Value Codes =$15.000orless K=$15,00l -$50,000 =$50,001 -$100,000 =$100.001 -$250,000 
(Sec Columns and 03) =$250,00 -$500.000 =$500,00l -$1,000,000 =$1,000,001 -$5,000,000 45,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Other W=Estimated 
 
 
 
 
 
Date Report 
Yeakel III, Earl 
0610112011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
 
 
 
 
Date Report 
Yeakel III, Earl 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Incomeduring Gross value end Transactio during reporting period 
(including trust assets) reporting perioq reportii:ig 
(5) 
 
Place (X) after each asset 
Value Value, (e,g.;   ;; 
Value Identity 
exempt from prior disclosure Code buyer/seller 
(A-H) int) (JP) Code.3   (if private 
transaction) 
103. Blackrock Energy Resources Fund Buy 06/18/10 Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000 
(See Columns and =$50,001 -$100,000 =$100,001-$1.000,000 =$1,000,001 -$5,000,000 =More tban $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100.001 -$250,000 
(See Columns and D3) =$250.00I -$500.000 =$500,00I -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Yeakel III, Earl 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including assets) reporting period ofreporting 
(2) (5) 
P1ace (X). a:n:er each sset (e.g.; Value Value Type(e.g., Date Value .Gain Identity 
exempt fromprior disclosure div., Code2 buy, sell; Code Code buyer/seller 
 :or it:) Code3 ..  (ifprivate transaction) 
 
120. 
Loomis Sayles Strategic Income Fund None Buy 11/03/10 (Mutual Fund) 
 
121. 
Pimco Total Return Fund (Mutual Fund) Dividend Buy 03109110 
 
122. 
Pimco Total Return Fund (Mutual Fund) Buy 03111/10 (add!) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2.501 -$5.000 =$5.001 -$15,000 =$15.001 -$50.000 
(See Columns and 04) =$50,001 -$100,000 G=$JOO,OOl -$1,000,000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15,000 less K=$15,001 -$50,000 L=$50,001 -$100.000 =$100.001 -$250.000 
(See Columns and D3) =$250,00 $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000,001 -$50.000.000 P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =Estimated 
 
 
 
 
 
Date Report 
Yeakel III, Earl 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Asset{. (including trust asse)  Income during Gross value end ofreporting period Transactions during reporting period 
Plc.e exempt asset prior disclosure Amount Code (A-H) (2) Type(e.g., div, rt, Value Code Value Method Code3 (Q-W) Type (e.g,, buy, sell, redemption) Date Value Code2 (J-P) (4) Gain (A-H) Identity buyer/seller (ifprivate . iransaction) 
137. !Shares Barclays Treas Inflation Protected Secs-Mutual Fund Sold (part) 09/16/10 
138. !Shares Barclays Treas Inflation Protected Secs-Mutual Fund Sold (part) 10/26/10 Income Gain Codes: 41,000 less 41,001 -$2,500 =$2.501 -$5.000 045.00 -$15.000 =$15,001-$50,000 
(See Columns and 04) F=$50,00I  $100,000 =$I 00,00  $1,000.000 =$1,000,001  $5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,00 -$0.000 4100.001 -$250.000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000.000 =$1,000.00 -$5,000,000 =$5,000.001 -$25,000.000 =$25,000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
 
06/01/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value.at end 
reporting period reporting period 
(2) 
Typ.(e.g., Value 
div;:, rent; Code2 
(A-H) int) foj.;9me 03iil Codes: A=$1.000 less 41,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15.000 =$15,00 -$50,000 
(See Columns and D4) =$50,001  $100,000 =$!00.001 -$1.000.000 =$1.000,001 -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001-$50.000 =$50,001 -$100,000 =$100,001.-$250,000 
(See Columns and 03) =$250,00 -$500.000 =$500,00 -$1,000.000 =$1.000,001, $5,000,000 =$5,0000001 -$25,000,000 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Yeakel III, Earl 
0610112011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) Part VII, Item This item was listed SCH Common Stock previous reports. 
 
 
 
 
 
Date Report 
Yeakel III, Earl 
06/01/2011 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Earl Yeakel III 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544