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Judicial Watch • Aleta A. Trauger – 2003

Aleta A. Trauger – 2003

Aleta A. Trauger – 2003

Page 1: Aleta A. Trauger – 2003

Category:Federal Judges

Number of Pages:9

Date Created:February 3, 2005

Date Uploaded to the Library:December 28, 2014

Tags:Providence, Aleta A Trauger, SunTrust, service, stock, 2003, spouse, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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UNITED STATES DISTRICT COURT Middle District Tennessee 
 
 
825 a.s. Courthouse 
801 Broadwny 
Nashville, Tennessee 37203 
 
 
Honorable Mary Lisi, Chair Judicial Conference the United States Committee Financial Disclosure One Columbus Circle, N.E. 
 
Dear Judge Lisi: 
 
 
 
 
With regard Part B., line hu8band self-employed under the instructions this part that partner law firm partnership, the name which Trauger, Ney Member, Board Trustccs Cornell College, Mt. Vernon, Iowa Member, Board Trustees Bernard Academy AGREEMENTS. (Reporting individual only; see pp. 14-16 tiling instructions) 
 NONE -(No reportable agreements.) 
CJ> o-() 
en% c::.> 
;oZ  ..,, ..-:s: 
flt 
 
Ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filers Non-Investment Income 
 NONE (No reportable non-investment income.) Spouses Non-Investment Income-(Ifyou were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 2003 Income from law firm partnership 2003 
Distn1>ution from-estate 
 
IV, REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE -(No such reportable reimbursements.) GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No such reportable gifts.) 
 
VI. LIAB1IlT.IES. 	(Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.) 
CREDITOR SunTrust Bank 	Mortgage law flIDI building (joint liability with other partners) SunTrust Bank 	Lines credit for law finn (joint liability with other partners) 
 
 
 
 
VIl. INVESTMENTS and TRUSTS -income, value, transcatioos (includes those the spouse and dcpcodent children. See pp. 34-57 filing instructions.) 
Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (l) (2) (I) not CXC11111 from disclosule 
Place (X) after each asset exCJl1)t from prior disclosw-e Amount Code (A-H) Type (e.g. div. renL int.) Value Code2 (J.P) Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redeq>tion) (2) Date: Moalil-Day (3) Value Codc2 (J-P) (4) Gain Code (A-H) (S) Identity buyer/seller (ifprivate transaction) 
DNONE (No repor1able income, assets, baDSlctions) Accts. SunTrust Bank, Nashville, Interest The Equitable All.A. Group IR.A Interest 
 
Robertson Stephens Emerging Growth Fund None Covc;utry Health Care Inc. common stock None Guilford Co., farmland Rent Cash surr. value Life policy None 
Cash surr. value of2 Life policies None 
Parnassus Fund Dividend 
Union Planters common stock Dividend 
 
10. 
Interest law firm bldg. None 
 
11. 
Profit sharing plan-Benefit Consultants Grp None Divers. Trust 
 
 
12. Fidelity Advisor Equity Growth Class Fund None 
13. 14. Aintrce Capital Acct. -IRA Pershing Govt. Acct. Knox County, munic. bonds Interest None 
15. Rutherford Co., gen. oblig. bonds None 
16. Ingram Micro, Inc. common stock None 
17. ITECH Partners, LP. None 
18. Promissory note from Paul Ney, Jr. None IncomefGain Codes: (Sec ColunmsBt and 04) Value Codes: (Sec Counms and 03) Value Method Codes -Sl;OOO orless -SS0,001-$100,000 -s1s,ooo orless $250,000-SSOO,OOO $25,000,001-SS0,000,000 =Appraisal Sl,001-$2,SOO  =:$100,001-Sl;OOO,OOO S15,001-SSO,OOO SSOO,OOJSl,000,000 Cost (Real Estate Only) =,$2;501-SS,OOO ..51,000,00lJiS,000,000 SSO,OOJ-S!00,000 =:Sl,000,001$5,000,000  .SMore than 50,000,000 Assessment $5,001-S 15,000 =Mon: lhan SS,000,000 S!00,001-$250,000 S5,000,00l S25,000.000 Casb/Markct $15,001-SSO,OOO 
 
Date Report 
Name Pers0n Reporting 
 
Traugcr, Aleta 
OS/13/2004 VIl. INVESTMENTS and TRUSTS -income, value, transcations (includes those oflhe spouse and dependent cluldren. See pp. 34-57 filing instructions.) Income during Gross value end Transactions during reporting period Description Assets 
reportingperiod reporting period 
(including ttust assets) 
not from 
(1) (l) (1) (2) 
(2) (3) 
Type (e.g. 
Place QC) after each asset exempt 
fromprior disclosure 
Amount Type 
Value Value Dall:: Value Gain Identity 
Code2 Mdbod buy, sell, Month 
buyer/seller 
Code div. rent. Codc2 Code 
(A-H) int.) (J-P) Codc3 merger, Day (ifprivaU: 
transaction) 
(J-P) (A-H) (Q-W) 
19. 
Moore County, timber land 	None 
 
20. 
SkillSoft PLC f/kla SmartForce PLC 	None 
 
21. 
Qualifacts Systems, Inc. 	None 
 
22. 
Metro Nashville Electric Revenue bonds Interest 
 
23. itool One, LLC 	None 
 
24. 
Bank America Corp. Dividend 
 
25. 
Duke Energy Corp. Dividend 
 
26. 
Exxon Mobil Corp. Dividend 
 
27. 
Jefferson-Pilot Corp. Dividend 
 
28. 
Occidental Pete Corp. Dividend 
 
29. 
Piedmont Natural Gas Co. Dividend 
 
 
30. Progress Energy Inc. Dividend 
31. eriz.on Communications Dividend 
 
32. 
Metro Nashvtlle Electric Service 1.ero Coupon None Bonds Housing Development Agcy. Homeownership Interest Bonds 
The Providence Service Corp. Common Stock None 	sell 8/18 
34. 
35. 
The Providence Service Corp. notes) Interest for stock 8/18 
 
36. 
The Camelot Schools, LLC notes) None lnconE/Gain Codes: =1.000 Jes Sl;00l,$2;SOO -=S2so1ss.ooo =.:SS.001-s1s.ooo -=s1s,001so;ooo  
(Sec Cohmms and 04) iS0,001-$100,000 -$100,001-Sl;OOO,OOO s1;000,001-ss;ooo,ooo =MorethanSS;ooo,ooo ValueCod:s: -SlS,000.orless  SlS,OO!SS0,000 =SSD,001-$100,000 s100,001.:siso,ooo 
(Sec CollDIIDS and 03) =$250,000.:SSOO,OOO =:ssoo,001s1.ooo;ooo s1,ooo,001s;ooo,ooo  ss,ooo,001cm,ooo,ooo =$2S,000,0Cll-$50,000,000 =Nore than $50,000,000 Value Method Codes Appraisal -Cost (Real Estate Only} Assessm:nt Cash/Market 
 
Date Report 
Name Person Rep0riing 
Trauger, Aleta 
05/1312004 -income, value, transcations (includes those ofthe spouse andclepcndentclu1drcn. Seepp. 34-57 offiling instructions.) 
 VII. JNVESTMENTS and TRUSTS 
Income during 
Gross value end 
Transactions during reporting period 
Description Assets reporting period (including trust assets) not exempt from disclosure(2) 
(2) 
(I) 
(1) (S)(2) 
Place w after each asset cxaq>t 
Amount fiompriordisclosure Code! 
(A-H) 
37. 
The Providence Service Corp. common stock 
 
38. 
Centennial Money Market (A.G. Edwards) (X) 
 
39. 
Elizabethton, water sewer revenue bonds 
 
 
Type (e.g. div. rmL int.) 
None 
Interest 
None 
Value Codc2 (J-P) 
Value 
Method 
Codc3 
 
(Q-W) 
Type (e.g. Date: 
buy, sell, Month merger, Day redemption) 
cxcbglbuy 8/18 
buy 1116 
Value Codc2 (J-P) Code! (A-H) Identity buyerfsellcr (ifprivatetlaDslction) Income/GainCodcs:. SI,000-!less Sl,001-$2,500 ccS2;50!-l5,000 c$5,001-S1.ooo =SIS,001$50,000 
(Sec CohmmsBl 04) sso,001-srno;ooo s100,001s1;ooo,ooo .HI. St;000,001-S5;000,000 =More than SS,000,000 Value Codes: 5,000 orless SlS,001.:.SSO,OOO  SS0,001S100,000 ... SI00,001$250,000 
(Sec Colmms and D3) $250,000-$500,000 $500,001-Sl,OOO,OOO Pl =Sl;000,00l-S5.000,000 SS,000,001.$25;000,000 $25,00Q,OCH-$50,000,000 -P4 lMorc than SS0,000,000 Vallie Method Codes ,,.. ,..._1._,...,, =Appraisal D..uJ... Valu,. Cost (Real tate Only) Assessment =cEstimated Casb!Market 
 
__J 
 
 
VIlI. ADDffiONAL INFORMATION EXPLANATIONS (Indicate part Report.) 
No. 10. Not taking into account the outstanding mortgage. 
Nos. 34, 3S, 37. Aug. 18, 2003, Providence Service Corp. made initial public offering, which we(!) sold Providence Common Stock that owned and (2) converted our promissory notes into additional Common Stock Providence. 
 
 
 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief: and that any information not reported was withheld because met applicable statutory provisions pennitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions .S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference .regulations. 
 
 
 
Signature 
AND WILFULLY FALSIFIBS FAILS FILE TIIlS REPORT MAY 
 
 
 
FILING INSTRUCTIONS Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544