Alex Kozinski – 2007
Category:Federal Judges
Number of Pages:10
Date Created:November 18, 2008
Date Uploaded to the Library:October 29, 2013
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Government Act 1978 Rev. 112008 FOR CALENDAR YEAR 2007 USC app. 101-111) Person Reporting (last name, first, middle initial) Kozinski, Alex Court Organization Ninth Circuit Court Appeals Date Report 05/07/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address 125 Grand Avenue Suite 200 Pasadena, 91105 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) NAME ORGANIZATION/ENTITY All Limited Partnerships Reported Section VII II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) m[ZJ NONE (No reportable agreements.) Date Report Kozinski, Alex 05/07/2008 Ill. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouses) March Abraham Lincoln Univ. Law School -Honorarium (donated 50l(c)(3)) 500 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 111-12/31 Self-employed attorney IV. REIMBURSEMENTS -transportation, lodging,Jood, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) PAID Travel Lodging for Judge Defense Research Feb. 22-25 Lake Tahoe, Nev. Speaking Travel Lodging for Judge Institute Engagement Abraham Lincoln Univ. March Long Beach, CA. Speaking Mileage Law School Engagement The Federalist Society March New York, N.Y. Speaking Travel Lodging 25-28 Engagement Bar Assoc. ofN.Y. City Oct. New York, N.Y. Speaking Travel Lodging Engagement Date Report Kozinski, Alex 05/07/2008 Federalist Society Nov. 14-17 Washington, D.C. Speaking Travel Lodging Lawyers Convention Engagement Date Report Kozinski, Alex 05/07/2008 GIFTS, (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [ZJ NONE (No reportable gifts.) SOURCE VALUE VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [ZJ NONE (No reportable liabilities.) CREDITOR Date Report 0510712008 Kozinski, Alex VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end reporting period reporting period (I) (2) (!) (2) Amount Type (e.g., Value Value Code div., rent, Code Method (A-H) int) (J-P) Code (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) Date Month-Day (3) (4) (5) Value Gain Identity Code Code buyer/seller (J-P) (A-H) (if private transaction) Income Gain Codes: =$1,000 less 1,00 -$2,500 =$2,501 -$5,000 D=$5,00l -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00! -$250,000 (Sec Columns and D3) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value Vther =Estimated Date Report Kozinski, Alex 05/07/2008 VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Date Report Kozinski, Alex 05/07/2008 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (2) (2) (3) (4) Place (X) after each asset Amount Type (e.g., Value Value exempt from prior disclosure Code div., rent, Code2 Method (A-H) int.) (J-P) Code (Q-W) Type (e.g., buy, sell, redemption) Date Value Gain Month-Code2 Code Day (J-P) (A-H) Identity buyer/seller (if private transaction) 35. -SCHWAB SP 500 INDEX FUND(SWPIX) Dividend 36. -GOODYEAR TIRE(GT) Dividend sell 11/1 37. -3M(MMM) Dividend sell 11/1 38. -CTF ACCR TREAS Interest redemption 8/15 K 39. -SEP. TRDG. REG. Interest 40. SCHWAB MONEY MARKET FUND Interest 41. VANGUARD TOT STOCK MKT Dividend buy 11/9 INDEX (VTSMX) 42. -SCHWAB TOTAL STK Dividend MKT-INV (SWTIX) -SPARTAN EQUITY Dividend INDEX(FUSEX) DREYFUS SHORT Dividend INTERGOVERNMENT(DSIGX) Fidelity Cash Reserves(FDRXX) Interest 46. DIRECTV GRP FUND Dividend 47. DIRECTV EQUITY FUND Dividend NEWS CORP STOCK FUND Dividend DIRECTV BALANCED FUND Dividend 50. DIRECTV FIXED INCOME Dividend 51. LIMITED PARTNERSHIPS: Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 D=$5,001-$15,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -S5,000,000 =More than $5,000,000 Value Codes J=$15,000 less =$15,001 -$50,000 s50,001 -s100,ooo $100,001 -$250,000 (See Columns and D3) $250,00 -$500,000 $500,001 -$1,000,000 $1,000,00 -$5,000,000 =15,000,00 -$25,000,000 s25,ooo,oo -s5o,ooo,ooo More than $50,000,000 Value Method Codes =Appraisal ost (Real Estate Only) =Assessment T=Cash Mark (See Column C2) U=Book Value V=Other =Estimated Date Report Kozinski, Alex 05/07/2008 VII. INVESTMENTS and -income, value. transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (!) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (!) Value Code (J-P) (2) Value Method Code3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) Iden seller vale ction) buyer/ (ifpri trans 52. (PTR) HISTORIC PRE. PROP. Interest 53. (PTR) WINGATE HSG. Interest Income Gain Codes: =$1,000 less SI,001 -$2,500 cS2,50! -$5,000 s5,oo -SI 5,ooo $15,001 -$50,000 (See Columns and D4) 450,00 -$100,000 $100,00I-$1,000,000 $1,000,001 -$5,000,000 More than $5,000,000 Value Codes =$15,000 less K$J5,001-$50,000 LS50,001-$!00,000 $100,00! -$250,000 (See Columns and D3) $250,00 -$500,000 s500,001 ,ooo,ooo $1,000,00 -$5,000,000 45,000,00 -$25,000,000 s25,ooo,001 -$50,000,000 More than $50,000,000 Value Method Codes =Appraisal ost (Real Estate Only) -=Assessment =Cash Market (See Column C2) =Book Value =-Other W=Estimated Date Report Kozinski, Alex 05/07/2008 VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicatepartofReporL} Date Report Kozinski, Alex 05/07/2008 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544