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Judicial Watch • Allyne R. Ross – 2009

Allyne R. Ross – 2009

Allyne R. Ross – 2009

Page 1: Allyne R. Ross – 2009

Category:Federal Judges

Number of Pages:53

Date Created:September 13, 2013

Date Uploaded to the Library:December 11, 2014

Tags:ALLYNE, Liquid, Allyne R Ross, Energy, Gross, 2009, assets, INVESTMENTS, transactions, TRUSTS, dividend, disclosure, reporting, report, ICE, Federal Judge, financial, income, Judge


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40 	FINANCI DISCLOSURE REPORT Report Required the Ethics 
Re~,, 1/2010 Government Act 1978 
FOR CALENDAR YEAR 2009 u.s.c app. tO~-ttD Person Reporting {last name, first, middle initial} Court Organizatio~ 3.Date Repor~ 
ROSS, ALLYNE U.S.D. EDNY 08/02/2010 Title (Article II1 judgc~, indicate active senior status~ magisuate judges indicate full- part-time) 5a. Repor~ Type (check appropriate ~e) RepoSing Peri~ 
U.S. DISTRICT JUDGE Nomination, Initial .... Da~c Final 01/01/2009 
12/31/2~)9 
 
5b. Amended Repo~ Chamb~,rs Office Address ~h~ basis ~he information con{ain~d ~hi~ Report ~nd modificafions pertaining Iher~to, is, inmy opinion, compliance 
U.S. DISTRICT COURT, E.D.N.Y. wiih applicable la~s and r~Rulafians. 225 CADMAN PLAZA EAST. 915 
~ROOKLVN, 1201 Reviewing Offigcr~ 
Dale 
IMPORTANT NOTES: rlw in.stractions accompanying this~,rm must followed. Complele all parts, checking the NONE 6ox for each part where you have reportable informatio~ Sign lastpage. POSITIONS. ta,~o.~,,g ~i~,,~t o.t~,: ~.~ filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Trustee 	T~s[ 
II. AGREEMEN FS. tR,portit,g individual only; seepp. 14-16 f!lb,g ........ ions.) NONE (No reportable agreements,) 
PARTIES AND T~MS 
Ross, Allyne 
 
III. NON-INVESTMENT INCOME. (Reporting individual ctnd spouse; see pp. 17-24 filing instructiona.) Filers Non-Investment Income 
NONE 0Vo reportable non-investment income.) 
 
DATt~ SOURCE AND I..yPE 
(yours, not spouses)  11 -If),o were married during any portion the reporting year. complete this section. NONE (No reportable non-investment income.) 
SOURCE AND TYPE I/I 12/31 Partner Willkie Fan- Gallagher LLP 
 
 
NONE 0Vo reportable reimbursements.) DATE~ LOCATION P~OSE I~EMS P~ID PROVIDED FTS. a,,t,a,, ,+o,,,o,~ ........ dependent children: see Yr. 28-31 filing instruction~.) NONE (No reportable g~s.) 
~OURCE DESCRIPTION 
VI. LIABILITIES. a,,,~,~,.~o,o~,,.,~ ...... .... ...... ~i~a~:~p,. 32-33off!llnginstructivn~.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
-]~ag(~ 
ROSS, ALLYNE 08/02/2010 
VII. INVESTMENTS and TRUSTS ......... t,,e. ..... lions (Includes those ...... dependent children; see pp. 34-60 filing inslructionsO 
 
NONE (No reportabh: income, assets, transactions.) Description Assets (ir~cluding trust assets) 13. 
Place (X) after each exemp~ flora disc 
.................... Trust None IRA  Dividend -Cisco Systems Inc. 
4 -Drevtbs Liquid Assets -D~e),fus Liquid Asse~ -Drey~s Liquid Asse~ *I)~evlhs Liquid Assc~ Redeemed (pan) Redeemed (pan) Redeemed (pan) Buy 01/09/09 01/27/09 01/29/09 0~24/09 10. 12. -Dreyfus Liquid Assets -Dreyfus Liquid Assets -Dreylhs Liquid Assets -Dreyfus Liquid Assets -OreyfiH Liquid Assets Redeemed (part) Redeemed (pan) Redeemed (pa~) Redeemed (pan) Redeemed 03/18109 03i30109 04~08/09 04/24/09 05/04/09 
13. -Drcylhs Liquid Assets 14. -Dreyfus Liquid Assets 15. -Dreyl~ts Liquid Assets 16. -Drevths Liquid Assets 17. -Dreyflts I.iqttid Assets Redeemed (pan) Redeemed (pa~) Redeemed (pan) Redeemed (pan) Buy 05tl8/09 06/15/09 07/01/09 07/06/09 07/08/09 
Pa~e ROSS, ALLYNE 	08/02/2010 
VII. INVESTMENTS and TRUSTS .... value, ...... ,i,,n, ~lnclude$ those ,,f 3pouse and dependent children: see pp. 34-60 filing ~tructions.) 
NONE (No reportable income, assets, transactions.) 
~escrii~,~ion Assets(mc[ud t~st assc~s) .... during rc~ing period Gross value end rcpo~ing period ...... ,ions duhng ,~,,ting pcri~ 
r~acc (X) aflcrcachassctcxcmplfmmpnord*sclosurc lAmount. T~(.g.. ~el ~iv..rent, Value Value Code2 Mc~od . Ty~(eg.. buy, sell, Date Value Gain m~d~y[Code2 Codel [de~x~tyof buycrfseHer 
 
18. -~reyfi~s ~iquid Assels 
Redeemed 07122)09 (pa~) 
..... 
19. -Dvcyfi~s Liquid Assets 
Redeemed 07/27/09 (pa~) 
~20. -Drcy~l Liquid Assets 
Redeemed 08,04]09 (pan) 
21. -Dreyfus Liquid Assets 	 
Redeemed 08[05109 (pan) 
22. -Dreyfus Liquid Assets 
Redeemed 08/24/09. (pa~) 
23. -Dreyfus Liquid Assct~ 
Redeemed 09/02/09 (pan) 
24. 
-Dreyfus Liquid Assets 
 
 
Redeemed 09/17/~ 
25. 	 
-Dreyfiis Liquid Assets Buy 09/23/09 
 
2~. -Dreyfi~s Liquid Assets 
Redeemed 09/25/09 (pan) 27. -Dreyful Liquid Asscts Redeemed 1/13/09 
-Dreyfus Liquid 
Buy 1/30/09 
29. 	-Dreyfid Liquid Ag~els Buy 12/23/09 
31. 
-General Elecuic 
 
 
~ay 07/24/09 
32. 	 
-General Eleclric Buy ~07/30/09 
 
33. 
-Annalv Captial Management 
 
Buy 03/13/09 -Annaly Capital Management 
Buy 04/21/09 
 
Ross, ALLYNE 	08/0~2010 INVESTMENTS and TRUSTS .-i .......... tu,. ...... .ao~, tnctudes those ...... dependent children; xee pp. 34-60 filing instructions.) 
 
NONE (No reportable income, assets, transactions.) 
D~criplio~ Asset~ ~me duri~g Gross value end Transactions during rcpoaing peri~ 
(iuclud t~st asse~) rcp~rling ~hod ofrcpoaing period ~2) t2) ~2) (3) (4~ Placc(X)a2c=cacbasset ~Amount1 T~e(e.g., Value Value T~c(c.g.,  Date [Value Gain , Idenmyof 
exempt t~ompfior disclosure Coae div.,rent, 
C~e2 Meff.od buy, se~i, .mmd~yy C~e2 , Code ~A-I[) orin~.) O-P) Code3 rcdemptioa)., (J-P) (Q-W) transaction) 
.................................. ......... ..... 
 
35. 	Annaly Capital Management 
Buy -American Express 
 
37. 	-Eli Lil!y Co. 
Buy 09/22/09 
38. 	 
-Citigroup  
-Penn West Energy T~st 
 
 
39. 	 
  
 
 
See Pat VIIt 
 40. -Pepsico I:~c 
See Paa VIII 
 
42. 	--KBR Sold 02il 8/09 
43. -Microsoft -Windstrcam Corp. 
Buy 09/14/09 -Wmdstream Corp. 
Buy 1/19/09 
46. -Viacom -i:~ha~es Barclays Short Treas. Bond Fund Buy 07/22;r09 4~. -ishares TRFTJE XINHUA China 
Buy 1/09/09 JIndex 
 ..... 
Portfblio See VIII -E,terprise Prods Partners 	 
49. 	-Powershales Exch-Traded Fund Final PFD ..... 
-tage 0t53 
08102/2010 ROSS, ALI,~ ~TqE 
VII. 1NVESTM ENTS and TRUSTS ....... 
 
.~tu, ...... tions (Includes those ...... dependent children; seepp. 34-60 filing ins~uctions,) NONE (No reportab income, assets, transactions.) 
..,~. ~c.~ ............ 
 
Descrtp~on Assels 
, Income during , Gross value end Transactions during reposing pc~I 
0ncluding1~st asscts~ reposing pefi~ reposing period 	(2; 2) (3) (5) 
P~ace (X) alier e~h ~sel  Amou Type (eft T~me Date ,.-[ .... .pt from prior d~sc~ 
O-P) (if private 
53. 	 
-Ene~lus Resources 
 
54. 	 
-Bank America Corp. 
 
 
buy 07/24i09 
55. 	-l-31ackRock Global Energy Resources 
Trust 56. -Yahoo Inc. 
57. 	 
-Boardwalk Pipeline Partners 
 
 
Buy 03/06/09 
58. 	 
-Motors Liquidation Co. (Fomaerly General IVlotors Corp) 59. -Proctor Gambie Co. 	  
60. 	-New York Community Bancorp Buy 08/28/09 
61. 	 
-Eaton Vace Limited Duration Income Fund 
 
62. 	 
-Hospitality PPTYS 
 
 
buy 07/09,09 
63. 	-Johnsoa Johnson Buy 04/29/09 
64. 	-Jolmso~ .Iohnson 
Buy  07/17/09 
65. 	-Pcngrowth En~:rgy Tr. 
buy 06/26/09 
66. 	-Bristol Myers Squibb 
[~uy 08111/09 
67. 	 
-Bristol Myers Squibb 
 
 
t~uy 10;~24/09 
68. 	 
-Dow Chemical Buy 106/10/09 
 
t~oss, ALLYNE 
iNamefPersn Reprting 	08..02~010 
VII. INVESTMENTS and TRUSTS -i.co ..... .t,~,, ...... ao.,a,c~,a~.,,no,eo/s~ ...... daependentehildren;seepp. 34-60offillnginstructlons.) NONE (No reportable income, assets, transactions.) ........................................................ 
 
Descriplion Asselx Income during Gr~ss ~alue end Ttansacfio~ during reposing period 
(including trust assets) rcpoaiog pefod repoSing period ~Z) ~2) (2) (3) (~) ...........~-~; ........ 
Place(X) af~cr each assel ]Amount Type (eg. Value Value Type (eg.. Date Value Gain Identity 
exempt flora prior disclosu~ ~ Code 
div., rent. Code Me~ buy, selF, mm/d~yy Code C~c buyer:seller(A-H) int) (J-p) Code.3 redcmpuon~ - (J-P) (A-It) (ifpriv~:e 
69. -Conoco Phillips Buy 
~0. -KBR Inc. 
 
Sold  02,q 8,,09 Energy 
~71~ Buy 08/19/09 
72. 	-Manitowoc Co. 
Sold 06126,09 -CohenSteers Select Utili~ Fund 
 
Buy 02/19/09 
74. 	 
-Fiduciary/Claymore Oppo~unily Fund 
 
75. 	 
-Grecnhaven Continuous Commodity Index 
 
 
Sold !119.,09 
Fund 
76. 	 
-KcycooConv. Pfd. Buy 05/13/09 
 
77. 	 
-ishares ~SE NA~ITMTG REITS Index 
Fund 
 
 
 
79. -Domflfican Resources Buy 0~13[0~ -Johnsor~ Johnson 
 
Buy 05/13t09 
81. 
Saving Acct Citibank 
 
82. 	 
-Keycoq~ Prefc~ed 
 
 
Buy 07.,09/09 
83. 	-Morgan Stanley Cap 
Buy 05/13/09 $4. -Kaiser Gremp lntl 
Sold 02/19/09 
85. 	-Provident Energy T~st Buy 05/13/09 
 
Ross, ALLYNE 	08/0212010 
VII. INVESTMENTS and TRUSTS .......... ~t.,, ....... tions (Itlcludea those spo ..... dep~ndenl chiUret,; see pp. 34-60 filing ~structlons.) 	NONE (No reportable income, assets, transactions.) .... ................................................................................... 
 
...................................... ..............I 	, 
Dcscriptiou Asset~ 
Income during_ Gross value end Transactions during re~ing period 
(including trust assets) ~eporting period r~o~ing pe~od -(~ .... (~)- Place(XF after each ussct ~Amouat Ty~(c.g. Value 
Value T~e (e.g., Date Value Gain ldcnti~ 
exempt from prior disclosure Code div.. rent. Code Me~od 
buy. sell. 	Code 
[mmtdfyy Code buyer/so let [(A-HI int.) (I-P) Curie redemption) (J-P) (A-H) (if private (O-W~ 	,  
transaction) 
86. -John Hancock Bank F~d 
Buy -Annaly Capitul Manag~men~ Inc. 
 
Buy 05]13/09 
88. -AnnaN Capital Management Inc. 
Sold 11/2M09 Partial Sale 
89. 	 
Kayne Anderson gnergV To~al ~etum Fund 
Buy ~05113/09 
90. -Cohea S~eers Selec~ UfiliW gund 
Buy 05~13/09 
91. -Bristol Myers Sqoibb Co. 
Buy 05/13/09 
92. -Tcnnesce Valley Authority S~nps 
Matured 05~01/09 
93. 
Trust Dividend 
94. 
-Dodge Co~ Slock Fund 
 
95. 
Trust Dividend 
See Part VII1 
!)6. Citibank Accounts lmcrest 
97. IJNP Paribas Stoxx Slructured Note None 
Citibank Tax-Free Reserves Fund 
98. Dividend 
,9~3. Vanguard Limited-Term Tax-Exempt Fund Dividend Buy 01/20/09 
I00. V~tnguard I.imiled-Term Tax-Exempt Fund 
 
Buy 02/13/09 
101. Vanguard Limitcd-Tcnn Tax-Exempt Fund 
Buy 03/0Z:09 
t02. Vanguard I.imitcd-Tcnn Tax-Exempt Fund 
 
Buy 04!20/091 
INn ROSS, ALLYNE 08/02/2010 NVESTMEN and TRUSTS .......... ~,e. ....... ~o~., (Includes those ....... dependent chiMren; see pp. 34-60 filing ~s~uctions.) 
 
NONE (No reportable income, assets, ~ansactions.) 
Description As~ct~ Income during G~oss value end T~nsactions during re~ing pc~od 
(including trust ~sscts) rcpoai~g ~riod reporting ~eriod 
PtacelXFaft ..... .... IAmount T~(c.g., Value T~(c.g., 
exempt from prior disclosure Code Value 
 
div., renl, Code Mel~cM buy, sell, .m~dd/yy(A-It) inL~ (J-P} Code rcdcmptio6 
103. Vanguard Limited -Term Tax-Exempt Fund 
Redeemed 05/12/09 (pan) 
104. Vanguard Limitcd-Te~ Tax-Exempt Fund 
Buy 06/01/09 
105. Vanguard Limited-Term Tax-Exempt Fund Buy 06/15/09 
106. Vunguard Limited-Term Tax-Exempt Fund Buy 07/09/09 
t07. Vanguard Limited-Term Tax-Exempt F~d Buy 08/13/~) 
~08. Va~guard~imited-Tcm~ T~x-Excmpt Fund Buy 09/02/09 
I09. Vanguard Limited-Tem~ Tax-Exempt Fund Redeemed 09/28/09 
(pan) 
 
110. Vanguard Limited-Te~ Tax-Exempt Fund 
Buy 11/02/09 Vanguard Limited-Te~ Tax-Exempt Fund Buy 
112. 
Vanguard High Yield Tax Fund Dividend Buy 09/28/09 
 
113. 
Vanguard Tax-Exempt Money Market Dividend Redeemed 02/13/~ NFund 
(pan) 114 Vanguard Tax-Exempt Money Market 
Buy 0t)/]7/09 
Frond 
15. Vanguard Tax-Exempt Money Market 
Redeemed 12/07/09 
Fund (pan) 
16. Western Assel Municipal Money Dividend Redeemed 
01/23,09 JMarket Fund (pan) 
17. Western Asset Municipal Money Redeemed ~/17/09 
Market Fund (pan~ 18. Western Asset Municipal Money 
Buy  04/24/09 
M:u ket Fund 
119. Wcstcm Asset Municipal Money Redeemed 07.~21/09 JMarket Fund (pan) 
ROSS, A~.LVNE 08,,02~01o 
VII, INVESTMENTS and TRUSTS .......... 
 
tu~ ......lions (Includes arose ...... dependent children *eepp. 34-60 oyf!ling instructions,) 
NONE (No reportable income, ~sets, transactions.) 
Description Assets Income during Gross value ~nd 
Transactions during reporting ~ri~(including t~sl assets) reporting period reporting period 
(I) ~2), (I) (2). (2) 
1..) (3) (4)~ 
.... 
Place (X) aflcreacha~s~t p~mounl T~c(c.g,, %alue %.slut 
exempt from pdor disc osurc C~e rc~ ode. Type(e.g.. Date Value Gain [dcn tyof M~] 
  buy, sell, mm!ddyy Code Code buver/sellcr ,.X-rl} inL) (J-P) Code ~dcmptiofiJ (j_p) (A-H) 0fptivale 
120. Western Asset Mtmcipal Mon~ Market Redeemed I0/]6109 
Fund 
(pan) 
121. Genera] American Investors Dividend See Pan VIII 
122. T~t Dividend 
123 WFG-WPX Partners [.LC 
None 
124. Goklman Sachs lligh Yield Fund Dividend buy 02/05109 
125. Fidelity Freedom Fund Dividend Redeemed 02105109 
]26. Bernslcin Global Diversified Strategies LP. Dividend 
127. Bemstein Global Opportunities liege Fund Dividend See Part VIII 
128. 
SP 500 Variable Parlicipation Noles 
 
129. 
Asla Five 
 
 
NoneM 
None 
130 Bemstcin New Yotk Municipal Portfolio Dividend Redeemed 03103/09 fpan) 
131. Ben~stein New York Municipal Portfolio 
Buy 05112109. 
132. Be~stein New York Municipal Portfol~o Buy 09/28/09 
133. Bernstem New York Municip~l Porttblio 
Buy 11104/09 
134. llen~stein New York Municipal Portfolio 
Buy 11105/09 
135. Bcn~steln New York Municipal Portfolio Buy I,~5/09 
136. He,stein New York Municipal Portlbiio 
Buy  12/08109 Person Reportin[~ 
 
 
 
 
 
[Name 
 
08/02:2010 ROSS, ALLYNE 
VII. INVESTMENTS and TRUSTS .... ,..~,a,,,,, ...... tionsanct,desa,,,seofsp ...... ddependentehitdren;.~eepp. J4-6Ooff!lingi ...... tion$.) 
 
NONE (No reportable ittcome, ,zvsets, transactions.) 
Dcs~ript ion Assels h~cluding trust assets} Income during re~rting pc6~ Gross value end r~o~i~g period Transactions during reporting pc~ 
Phcc(XFaficreachasset....... ptfrompfiordiscl ...... ~Amount[ Ty~(e.g, ~Codel ...... ~t. (A-I1) inl.) ~ Vulue Code2 (I-P) Value Me~od, Code3 Type(e.g.. Date kaue Gala buy. sell. ~mm[d~yy:Lode2 [Coael Iwdcmption)- ..... (J-P) (A-HI ldenlityof buy ...... Iler (if private 
137. Bemstein New York Municipal Portfolio Buy 12/28/09 
138. lip PLC Dividend Sold 01/28/09 
I39. 140 PLC PI.C Sold Sold (part) 10/01/09 02/02/09 
141. 142. 143. Bemstein Tax-Managed International Portl~lio Bemstein T~-Managed International Po~folio Bemstcin T~x-Managed InternationalPo~folio Dividend Buy Buy Buy 03/03/09 04116/09 11/25/09 
144. 145. 146. 147 Bemstcin Tax-Managed International Portfolio Supervalu Supervalu Supc~aln Dividend Buy Sold (pan) Sold (pan) Boy 12/18/09 03/05/09 ~/21/09 10/16/00 
148. Supcrvulu Buy 111/25/09 
149. Altria Group Dividend Buy .04/09;09 
150. Altria Group Buy 04/15/09 
151. 152. Altria Group Altria Group Sold (pan) Buy 05/18/09 07/13/09 
153. ........ Alcria Group Sold (pa~) 09/10.09 
 
08/02/2010 ROSS, AI,LYNE VESTMENTS and TRUSTS .......... lue, ...... tions (Include., tho.,e ofsp ...... dependent children; see pp. 34-1~0 oJ)qling in.wructlons.) 
 
NONE (No reportable income, assets, transactions.) 
Description olAssets Income during Gross ~alue cn~ T~nsact o~s during repo~ period 
(including trust asscts~ rcpoaing ~riod reining p~iod 
PiacelX)aflercachas~t [Amount T~c(e.g., Value Value Type(e.g., Dae Value Gain Idcntitvof Code 
excmplfrompfiordisclosure 	div.,rent. Code2 Method buy m~d~yy Code2 Cede buyer~ilcr 
(A-H) int.} (J-P) Code redemption) (J-P) fA-It} (ifprivale 
154. Cash Balance Sant~rd Be~stein Interest 
155. Ace Ltd. Dividend Buy 03/03/09 
~56. Ace Ltd. 
Buy 04/16/09 
157. Hewlett Packard Dividend 	Sold 05/01/09 (pad) 
158. lewlett-Packard Sold 106/04/09 
159. Hewlett-Packard 
Sold 06/24/09 
(pad) 
160. Ilewlett-Packard Sold 07/16/09 
(pan) 
~61. tlewlett-Packard Sold 08t28/09 (pad) 
162. llewlett Packard 
Sold 10/05/09 pan) 
163. Hewlett Packard Buy 1~5/09 
164. Cameron International None Buy 03/31/09 
165. AOL None 12/09/09~ 
166. Ashland Inc. 
None 	Sold 
02/09/09 
167. Aetna 	None Buy 09/24/09 
168. Aetna Buy 09/24/09 
169. AKSteel Holding 
None Buy  09101/09 
17(I E.I. Dupont Dividend Buy 04/15/09 
os,ov~o~o ROSS, ALL~.WE 
NONE (~Vo reportable income, assets, transactions.) 
,~-~. c., --ft.- ......................... 
 
Description Assets Income during ()ross value end 
Transactions during reporting period 
Mace tX) after each assc 
*,Amount rypo (e.g., value Vatuc Type (e.g.. Date Value 
exempt from prior disclosure Code div.,rcnt, Code Medaod buy, sell. ]mnt;dcL~yy Code {A-H} int.) Code  redemption) (Q-W)  transaction) 
172. E.l. Dupont Buy 05/27,09 
173. E.I. Dupont Buy 06119/09 
174 El. Buy 06/26,09 
175. E.I. Dlipont Sold !part) 07i24/09 
176. Ensco None Buy 05/29/09 
177. American International Group None Sold 03/13/09 78. Ford Motor Co. None Buy 1/09/09 
179 Ford Motor Co. Buy 11/17!09 J 
80. Archer-Daniels Midland Dividend Buy 01/06/09 
I,1~ Archer-13aniels Midland Buy 01120.09 1[;2 A[cher-Duniels Midland Sold (part) 07i30/09 
!8:1 Archer-Dmfiels Midland Buy 09/29/091 
184 Amgen None Buy 03105,/09 
185. Aragon Buy 04/17/09 1 
186. Amgen Sold 06/25/09 
Ip,ut) 
187, Amgen Sold (pan) 07/13/09 ROSS, ALLYNE II. NVESTMENTS TRUSTS ......... ~,,o, ..... ~o~.~ anc~a~ ,ho~ o~, ...... a~a~ ~a,,~: ~,,~. ~4-~o,~i~ 
 
NONE (No reportable income, assets, transactions.) 
Descriplion Assels lnc~me during 
Gross valoe end T~nsactions during redoing(including t~t assetsJ 
r:~aing ~fiod reposing period (~? (~.~ ~l) (~) (2) (3) (4) 
Placc(X)aflcrcachassct ,Amount Ty~(c,g., Value Value Type(e.g.. Date Value Gain Idcnti!yofxemot iota pfi di~losure Code div.. rent, C~e 
Mcthud buy, sclI. mm/d~ Code Code buyer/seller rcdemptioa)  (J-P) (A-H) ifprivate 
18~. A~ngen Sold 
189. Tyson Foods Dividend 	Buy 01/15/09 
190. Tyson Foo~ Sold 06/24/09 
19h Tyson Fot~s Sold ~08/13/09 
192, Apache Co~. Dividend 
Buy 01/27/09 
193. Apache Corp. 
Buy 03/31/09 
194. Apache Co~. 
Sold 07/24/~) 
(pan) 
195. 
 Apache Co~. 	Sold 08/07/09 
(pan) 
 
 
196. 
 Apnche Co~. 	Sold 09/16/09 
 
 
(pa~) 
197. Apache Co~. 
Sold 09/30/09 
198. Apache Co~ Sold 10/13/09 
199. Apache Corp. 
Sold 10/22/09 (pan) 
200. 
Apache Co~. 
 
 
Sold 11/03/09 (pa~) 
201. 
 Cardinal lteahh Di~,idend Sold 06t0~/09 (pa~) 
 
202. 
 Cardinal Health 
 
Sold 08105/09 
203. 
 Cirigroup Dividend 	Sold 
01/15/09 
204. Occidental Pete Dividend Buy 02/04/09 Page aoss, ALLYNE 08/02/2010 
VII. INVESTMENTS and TRUSTS ..... ~atae, ..... dons ancludet those ...... dependent children; seepp. 34-60 filing ...... tioas.) NONE (No reportable income, assets, transactions.) Dcscfiplim~ Assets (including trust asse~s) Income during rcpooing period Gross va~ue end reposing period T~nsactions dudng reporting pcrit~ 
Place (X) at~cr each ~sct ...... plfrompnordi~los~e Amount Ty~ (e.g.. ~Codel di,..rcnt, (A-fl) erint.) Value Code2 (J-P) Value Method Code Type (e.g. Valoe Gain buy. sell. ~mmd~vy [Code2 Codl rcdempfion) (l-P) (Q-W) 
[205. Occidental Pete Occidental Pete Buy Buy 06/19/09 06/26/09 Occidental Pete Buy 09~04/09 
~208. Occidental Pete Sold (pan) 10/29/09 
209. GlaxoSmithKline Dividend ~uy 03t03/09 GlaxoSmithKlioe Sold 11/30/09 
Goldman Sachs ~[vidend Buy 02110109 
~212. Goldman achs Buy ~03110/09 
213. Goldman Sachs Buy 05/29/09 
214. Goldman Sachs Buy 06/05/09 
215. Goldman Sachs Buy 06/30/09 
216 Goldmao Sachs Buy 08/31/09 
217. Gt~ldman Sachs Sold (pan) 09/11/09 
218. Goldman Sachs Buy 10115/09 
219. Goldman Sachs Buy 10/16/09 
220 Goldman Sachs Buy 11~05,09 
221. Goldman Sachs Buy 11/25/09 ...... ~o~.~ ~.~ ,~o~ o[~, ........ ~,~ ~,~,~; 
 
NONE (~ reportable income, a.vsets, transactions.) B.C. Description Assets Income during Oros~ vatu0 end T~nsactions d~ing r~ing pcri~ (including t~st assets) reposing period rcporti~ag p~od Pbcc[X) al/e~ each asset :Amoun Type (cg.. Value Value Ty~ (e,g.. Date Value Gain Identity exempt from pdor di~losure Code 
div., r~t, Code Mcth~ buy sell I~d~~ Code Code bu)cr/scllcrt[ (A-If) int) (J-P) Code rcdcmptiofi) (J-P) (A-H) (if private 
transaclion) 
......... ............... 
 
222. Intcl Coqx Dividend Bay 04~4/09 
223. Intel Co~. 
Buy 06/09/09 
224. 
lntel Corp. 
 
 
Buy 06/25/09 
225. 
Iatel Co~. 
 
Buy 06/30/09 
226. Intel Corp. 
Buy 07/08/09 
227. Intel Co~. 
Buy 07117109 
228. Intcl Co~. 
Buy 09/17/09 
229. Inlel Corp. 
Buy 11123/09 
230. lntel Co~. 
Buy 11/25/09 
2~i. Bm~ge Ltd. 	- Dividend Buy 03/03~09] 
232. 
 Bunge Ltd 	Sold 04/02/09 
(pan) 
 
 
B~m~e Ltd. 
 
233. 
 
 
Sold ~/09[09  (pan) []u~geLtd. 
234. 	 
Buy 11/25/09 
 
235. 
M~cros~)ft Dividend Bt~y 0~l 9/09 
236. 
 Microsoft 
 
237. 
Microsoft 
 
 
Buy 03/19/09 
Buy 03/31/09 
23~. Microsoft Buy 10/26/09 
08/02/2010 ROSS, ALLYNE 
VII. INVESTMENTS and TRUSTS ....... t.e, ..... tians (Includes those spa .... dependent children; seepp. 34-60 fillng in,tructions.) NONE (No reportable income, assets, transactions.) ........  ...............~, .......h. ...............~ .....: .................... ....... 
 
Description Assets Income during (3ross value end Transactions during re~rting pcri~ rc~ing ~riod ofrcpoaiag (2) ..... ~-~ ....~ ~3) . Lustco Dividend Buy 02/10/09 
~53. Coming Dividend Buy 01/21/09 
254 Coming 
Sold 12/I0/09 (p~) 
255 Rio Tined 	None Buy 09/15/09 
NONE (No reportable income, assets, transactions.) 
Description Assc~s (including t~st assets) 
~]~ l~X) ~n~r exempt from prior disclosure 256. Riorinto ~257. Rio Tinto 
258. MetlitE ~259. Mctlffe 261 MetlilE 
262.Metlife 
263. 
 MetlilE 
 
264. 
 MetlilE 
 
265. 
 Metlilk 
 
266. 
 MetlilE 
 
267. 
 Sprint Nextel 
 
268. 
 Sprint Nexlcl 
 
269. 
 Sprint Nextel 
270 Sprint Nextel 
 
 
 
271. Sprint Nextcl 
72. Quanta Settees 
h:~,,me during rcp, ,~ing period 
[X ....t Type (e.g., Code 
dw., rent, int.) Dividend 
 
None 
Gross value end ofrcpoaing period 
Value Value 
Code Me~od 
(J-P) Code3 
Sold 
NoneJ 
T~e (e.g., 
buy, sell, redemption) 
Buy ~old Buy Bny 
Buy 
Sold 
(pa~) 
04/14109 
(paa) 
Sold 
(pa~) 
 
Sold 
(pan) Sold (part) 
Sold 
(pan) Sold (pa~) 
Sold 
Huy 
Buy 
Buy 
Buy 
T~nsaclioos duri~g r~po~ting 
Gain Date [V~lu 
[m~d~}~ Code C~ (LP) (A-H) 
09121109 
12101109 
01120/09 
03,03109 
03/05/09 
~/09/09 
05126/09 
06/26/09 
08/05109 
12!22/09 
02/19/09 
02/24/09 08/10/09 
11/02/09 
1103109 
08,,28/09 
 
DateofReport 
Idcnlitv 
 
buyer/seller 
(ifpriva:e 
Name Person Reporting Dale Report 
rtoss, ALLYNE 08/02/2010 
VII. INVESTMENTS and TRUSTS ........ ........... ,ion~a, ct, a~,,ho,oolsj ....... aaepe,,aen~ct, ita~en;.~eepp. 34-6Ool.atinglnst,ucti,,n.~.) 
 
NONE (No reportable income, assets, transactions.) .......BT ........ c. ............... ............ Desetiption Assets [l~come du~i~g Gross value end Transactions durh~g reporting period(including in, azsets) reporting period reporting period 
(~) !2) (,) (2) (~) (2) (3) ~4) 
Place (X) after each as.set Amouot Type (e.g, Value Value Type (c.g, Date Value Gain Idcmitv cxcmp~ from prior disclosure Code div., rent, Code buy, sell. Method mm/dd/yy Code Code buyerl~eller[ (A-JI~ 
,Dr int.) (J-P) Code rcdcmptior0 (J-P) (A-ID 0fprivatc 
273. Suncor Energy Dividend Huy 10114109 
274. Suncor Energy 
Buy 11/25/09 
275. Suncor Energy Buy 1~7/09 
276. United Parcel Service Dividend Buy 09/15109 
277. United Parcel Service 
Sold II24/09 (paa) t278. Vale 
None Buy 11/24./09 
279. Vertex Pharmaceuticals 
None Buy 1/19/09 
280. Visa htc. Dividend Buy 04/30!09 
28t. Visa Inc. 
Buy ]05/01!09 
282. Visa Inc 
Buy 05/05,/09 
283. Visa Inc. 
Sold 10/06~09 (part) 
284 [aiwan Semiconductor Dividend Buy 05/05/09 
285. Tai,an Semiconductor Buy 05/07/09: 
286 raiwan Semiconductor 
Sold 10101/09 
237. Altera Corp. Dividend Buy 07/27/09 
2~,8. AItt:ra Corp. 
Sold 11/09/09 
289. Alliance Bernstein Holding Corp. 
None Buy 05.,07/09 
NONE (No reportable income, assets, lransactions.) 
Dcscriptit~n Assets Income during Gross value end Transactions during r~rting period 
(including Imst assets) repoOing period reposing period 
Place(X) after each assc~ Am~nt T~pc (e.g, Value Value T~e (e.g. Dzte Value Idcntfiy exempt from pfor di~losurc Code div., ~nt, C~e Method buy, sell, mm~d~yy C~c Code buyer[~ller 290 Alliance Bernstcin IIolding Co~. Sold 11/24/09 (paa) 
291. Alliance Bernstein Ilolding CoO. 
Sold 12/~/09 
~292. American Tower Co~. 	7 
None 	Buy 07/23/09 
293. American Tower Co~. 
Sold 10!08/09 
1294. Capital One Financial Co~. Dividend 	Buy 01120/09 
295. Capital One Financial Co~p. 
Sold 09/17/09 (pan) 
296. Capital One Financial Co~. 
Sold 10/23/09 
297. Ebay 
None 	Sold 11/24/091 
298. Eli Lilly Co. Dividend 	Buy 03/24/09 
299. Eli Lilly Co. 
Buy 04/02109 
300 Eli Lilly Co. Sold 07/10/09 
(paa) 
 
301. Elli Lilly Co. 
Sold 09,tl8~09 
~02 Garu~ett Divide~d Sold ~/IM09 
303. Flextronics 
None 	Sold 01/02/09 (paa) 
304 ~ricssoo Dividend 	Buy 01/05/09 
305. Ericsson Sold 02/19,/09 
(pa~) 
306. Ericsson Sold 06/18/09 (pan) 
 
NONE reportable income, assets, transactions.) 
Description Assets (including lrust assets) come during rcponit~g period Gross value end reporting period Transact ons dunng reporting period 
Placc(X)aflereachassetexempl from prior disclosure (m) .... .... Amount[ Type(e.g.,Code div., ~ml, (A-H) int.) ~-~) Value Code (J-P) Value Me~od Code [Q-W)  (2) (J)-~ (4f ...... Type(e.g.. Date Value Gaha buy, sell, mnffd~yv C~e Code redemption) (J-P) (A-H) ............ IdeatiIyof buyerisel]e~ (ifprlvate transaction) 
307. Eticssou Sold 08/17/09 
308. Dell None Buy 01/26/09 
309. Dell Sold (pan) 02/12/09 Dell Buy 07/15/09 Dell Buy 08113/09 
312. Dell Buy ~S1123/09 
313 Home Depot Dividend Buy 0~18/09 
314. [Iome Depot Buy 02/25/09 
315. Home Depot Sold (pan) ~06/18/09 
316. Home Depot Sold 11/13/09 
(pan) 
317. Home Depot Buy 12/02/09 Lowes Cos. Dividend Btmy 02/25/09 
31~). Lowcs Cos. Buy 04/23/09 
320. Lowcs Cos. Buy 07/09/09 l.owes Cos. Buy 07/13/09 
322. Lowe~ Cos. ~uy 0g/l 1/09 
3~3. Lowes Cos. Sold 10/08/09 
(pan) 
 
08/02/2010 ROSS, ALLYNE 
VII. INVESTMENTS and TRUSTS ......... t,,.t ..... ~o,s (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
 
NONE (No reportable income assets, transactions.) 	IB. 
D~~cfiption (ff Assets Income during Gross value end Transactions during reporting period; (including hust assets) repcrtit~g period reportfl~g period 
. ~~ .... ...... ~-Ji--i2) ]-(i, -~2) ..... (4)l .... (~; .......Place (X) after each asset Amount Type (e.g.,] Value Value] Type (.g, Date Value Gain[ Identity ofexempt from priordisclosure Code dw., rent. Code Moth(w] buy, sell, mrn/dd/yy Code (ode buyer!seller int.) (I-P) Cadc redemption) -(J-P) (A-HI (it pri,atc (:-t1~ transaction~ 
................... ....... ...... ....................................... 
 
324. I.owes Cos. 
Sold 12/18/09 (part) 325, Pepsico Dividend .!t Buy 01/09/09 
t326I Pepsico 	Buy 02/18/09 327 Pepsico Buy 03/05/09 
328. Pepsico 	Sold 05/08/09 
(par~) 
 
329, Pepsico 
Buy 08/06/091 
330. Pepsico 	Sold 10/08/09 
(part) 331. Pepsico Sold 11/24/09 (pan) 
332, Principal FinancialGroup Dividend Buy 10/15/09 
333. 
 Chevron Carp, Dividend Buy 03123/09 
334. ~evro Curp. 	Sold 06/10/09 
(part) 
 
 
335. 
 Chevron Corp. 
 
Sold 06/18/09 (part) 
336. 
 Chevron Corp. 	Sold 07110/09 
(p~n) 
 
 
337. 
 Che,,on Corp. 
 
Sold 08112/09 
(pa~) 
 
338. J,P. Morgan Chase Dividend Buy 02/13/09 
339. J.P ,Vlorgan Chase Sold 03/23/09 
(part) 
340. LP. Morgan Chase 
Sold 04/13!09 (part) 
 
VII. INVESTMENTS and TRUSTS ......... 
 
~e, ........ ~o~.~ (Includes tho~e oJ~p ....... depend,mt children; ~e pp. 34-60 filing instructi~n.~.) 
 
NON~ (No reportable income, assets, transactions.) ~scdplion Assets (including tms~ as~ts) Income during reporting ~fiod Gros~ ~alue cod repining period 
exempt from prior disclosure Code (A-HI div.,rcnt, orim.) Code (J-P) Mc~od Code buy, sell redemption) 
IQ-W) 
341. JP. Morgan Chase Buy 05114.09 
[~42. J.P. Morgan Chase Buy 
343. J.P. Morgan Chase Buy 
344. J.P. Morgan Chase Buy 
345. LP. Morgan Chase Buy 
346. J.P. Morgan Cha~e Buy 
347. J.P. Morgan Chase Sold 
(pa~) 
5~S. LP. Morgm~Chas Sold 
(part) ~9. LP. Morgan Chasc Sold 
(pan) 
350. J.P, Morgan Chas~ Boy 
t51. LP. Morgan Chase Buy 
)~2. McDonalds Dividend Buy 
353. McDonalds Sold 
354. McDo~alds Sold 
(part) 
355 McDonalds Sold 
(pan) 
356. McDonalds Sold 
(pa~) 
357. McDonalds Sold 10/12/09 
Transactious during reporting 
m~dtttyy Code Ct~c buyerisc (J-P) (A-H) (if private transaction) 
05/15/09 
05;27,09 06/05!09 06/2~09 06/23/09 09II 1/09 10/08/09 10/15/09 
12/I 1/09 12/)2/09 02/I 2/0~ 
05/2g,09 07/16/09 08/~/09 09/16;09 INVESTMENTS TRUSTS .......... I.e, ...... tions (Includes those spo ..... dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Descriplion Assets income duri~.g 
Gross value end Transactions during reporllng period(including wust assets) 
repnrting period ~.epochng period 
PlaceIX) aller each asset Amount Type (eg.. Value Value Type (e.g,, Date Value Gain Id~tity 
exempt from prior disclosure Code div., rent, Code /vlelhod buy, sell, mnddd/yy Code Code buyeisellcr 
(t-ttl . in~3 J-PI Code redemptional (J-P~ (A-H) (if private 
358. Medco Ilealth Solutions None Sold 
02/10/09 (part) 
359. Medco Health Solutions Sold 05/11/09 (part) 
360. Mcdco IIealth Solulions Sold 09116/09 (part) 
361. Medco Health Solutions 
Sold 10/21/09 (part) 
~62. Medco Health Solutions 
Sold 12/18/09 (pa~) 
363. Merck Dividend 1-Sold 11/19/09 
(part) 
364, Merck 
 
Sold 11/23!09 (part) 
365. Illinois Tool Works Dividend Buy 05i22/09 
366 [tlinois Tool Works Buy 06/26/09 
367. Illinois Tool Works Buy 08/10/09 
368. Illinois Tool Works 
Buy 09/18;09 
369 Illinois Tool Works 
Buy 10/27{09 
370. Illinois Tool Works 
Buy 11124109 Illinois Tool Works 
Buy 11/25,09 
i372. Johnson Controls Dividend Buy 08/06!09 
373 Johnson Controls 
Buy 08/07/09 
374 Johnson Controls 
Buy 1/19/09 
os,o2~olo ROSS, At.LV,~E 51 ........ ............ ,i..s ancludes those ofsp ...... dependent children; set pp. 34~0 filing ~s~ruc,ions.) 
 
NONE (No reportable income, assets, ~ansactions.) 
De~ripfioa Assets (i~cluding trust assets} Income dufag r~ing perk~ Gruss value end reporting period T~nssctions during roguing pe6od 
Place (X) afte~ eacl~ asse1 exempt from pdor disclosure ................... ~.. [Amount Type (e.g., Value Ct~e ,~, Code2 (A-H)[ int.) (J-P) Value Me~od Code (Q-W) Type (e.g. buy. sell, redemption) l)alc Value Gain [nmxd~yy C~e2  Code (J-P) (A-II) Identity buyer/seller 0fprivate transaction) 375. Johnson Controls Buy 1/25/[)9 
376 Targe~ Dividend Buy 04/17/09 
377. Target Buy 05i28109 
378 Target Bny 09/18109 
379. Target Buy 09/22109 
380 Target Buy 10/09/09 I Target Buy 0/I 6;09 
382. Target Buy 11125/09 . 
383. XI_ Capital Dividend Buy 06/30;09 
3~4. Capital 385. Alton 386. Alton 387. Alton Dividend Sold 08/17109 (pan) Sold (part) Sold [pa~ Buy 01116i09 05.,11i09 071t6/09 
38~. Alcoa Bay 07/17t09 
389. Alcon Buy 08/04/09 
390. Alcon Buy 08/06/09 
391. Alco~ Buy 09/23/09 
 
VII. INVESTMENTS and TRUSTS .......... t~,, ....... aon~ a,,.t~a,~ ,no~, ..... a~p,~a,~t ,mta,~,; 
 
NONE (No reportable income, assets, transactions.) ~scription Assets (including t~st assets)  ..... h~c~me du~ing rcpoming ~fiod ...... Gross value end repofling period .................. .................... T~nsactions during reposing period 
Place(X)aflercachassclexcmptl~ompfiordisctos~ ....... ~AmountI Type(cg., Value Value T~pe(cg., Date Value Gain ,~dcl~ div ....... C~c2 Mc~od buy. sell, mn~d.lC~de2 C~elI orin~.~ (J..P) Code3 redemption) (Q-W)......................................... ................ dc~ yof transaclion} 
392, Alcon Buy 10/02/09 
393, Alcon Buy 10,08/09 
394. Alcon Buy 10/29/09 
395. Alcon Buy 1/25/09 396. Broadcom None Buy 1/10/09 
397. KLA-Tcncor Div~de~d Buy 09/I 1/09 
398. KLA-Tencor, Buy 110/01109 
399. Liberff Entertainment None Buy 04/24109 
 
400. Libe~y Entertainment 	Sold 07/22/09 (paa) 
40[, Liberty Ente~tainmen~ Sold 08/05/09 
402 l,incoln ional ~o~. Dividend 	Buy 02117/09 
403. Lincoln Nalional Co~. 
Buy 03/05/09 
404. Lincoln Nationa! Corp Sold 12/10/09 
405. Googlc 
None Sold 01/26,~09 (paa) 
406. Google 
SoLd 01130;09 (pa~) 
~07. Googl Sold 04/20/09 (paa) 
408 Google 
Sold 10/19,09 STM ENTS and TRU STS -i~,,o~, ,,~t~, ...... ao.~ ~t.~.t~a~s ~ose .~-~ ...... dependent children; ,ee pp. 34-60 ,,filling 
NONE ~Vo reportable #tcome, assets, oansactions.) 
Description Assets lncol~e during (irosg value end T~nsactions du~ng repol~ing ~riod (i~cluding t~st assels) rc~rting period ofrepooing period 
Place iX) after ~ch asset Amounl T~e (e.g. ~t~alue Value Type leg.. Dale Value Gain den ...... ptt?ompfiordisclo ..... ]C~el ......t, Code2 Mcth,~ buy, sell. 
[m~d~~T[C~e2 IC~el buyeriseller 
(A-II) int.} (J-P 	C~de redemptionS) (J-P) (A-Ill lifprivate (Q-W~ Ira~sac ion) 
......................... ........... ........ ...... ............... 
 
409. Google 
Buy 1/25/09 
~410. Qualcomm Dividend 	Buy 01/09109 ll. Qualcomm 
Buy 03/31/09 
412. Qualcomm 
Sold 05/07/09 (paa) 
413. Qualcomm 
Buy 11/25109 
414. Qualc)mm 
Buy 12/03/09 
415. Teva Pharmaceutical Dividend 	Sold 05/04/09 (paa) 
416. Teva Phm~aceutical 
Sold 05/07/09 ~paa) 
417. Teva Pharmaccmical 
Sold 10/22/09 (paa) 
418. Teva Pharmaceutical 
Buy 12/02/09 
419 Corneas* Dividend Buy 04~01109 
420 Comcas~ Sold 06z23/09 (part) 
421. Comcast 
Sold 11/24,09 
422. Comcasl 
Buy 12/22/09 
423. Bank America Dividend Buy 01/07.09 
424. Bank Amcric~ 
Sold 03/12/09; (pam) 
Said 03/23/09 .....fr .... R~po.ing 	D,UotR~r, 
VII. INVESTMENTS and TRUSTS ......... t,, ....... .,io,~ (Inelus t~,,se ...... de~ena .... ltdrtn: ~ee pg. 34-60 fillng ...... lions.) NONE 6Vo reportable income, ~sets, transactions,) 
Description Assets Income during Gross value end Transactions during r~ing ~riod 
0ncluding Irust assets} re~ming period reporting period ......................... 
 
Place {X) after each aascl ,Amount T~pe (e.g., Value Vah,e Type (e.g., Da~e/ Value Gain Identity exempt from pdor disclosure div., rent, Code buy, sell mt~d~yy ~/C~e Ct~e(A_H}I 
,~ C~e 
buycr/xeller{if private 
Mctht~. 
426. 
 Bank America 	Buy 09/01/09 
 
427. 
Bank Amcrica 	Buy 09/2.1/09 
 
428. 	 
[lank America Sold 1/24109 
(part) 
 
 
429. 
Bank America 	Buy 12/09/09 
 
430. 
Bank America 	Buy 12/11/09 
 
431. 
Conoco Phillips 	Dividend 	Sold 02/02/09 (part) 
 
432. 
Concoo Phillips 	Buy I103/09 
 
433. 
Conoco Phillips 	Buy 1/17/09 
 
434. 
Conoco Phillips 	Buy 1/25/09 
 
435. 
National-Oilwell None Buy 05128/09 
436 NationaI-Oilsvell 
 
 
 
Buy 06/23/09 
437. 
Cooper Industries Dividead 	Buy 03119/09 
 
438. 
Cooper Industries Buy I0/07109 439 Cooper Industries Buy 11/25;09 
 
 
440. 
Cooper Industries 
 
 
Sold 12/22/09{part) 
441. 
Credit Suisse None 	Buy 05/11/09 
 
442. 
Credit Suisse 	Buy 09,17/09 NVE STM ENTS and TRUSTS -in ....... lue .... rlons (Includes ,se ....... dependent children .~e pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets 0ncluding l~isl ~cts) Income during reporting ~riod Gross value end repoSing period Transactions during reining ~ Plzce (X) after eact .....t exempt from prior disclosure :Amount T~c (e.g.,i C~c  div..rcnk (A-H) int.) VMue Code O-P) Value Mefl~ Code (Q-Wi Type (e.g. buy, redemption). Date Value Gain~mm/Vyy C~e C~e (J-P) (A-H) Identity buycrisdler (if private tra~action) ~4. Exxon Mobil Exxon Mobil Dividend Sold (pan) Sold 07/10/09 08/19/09 
~45. ~xxon Mobil Sold IO/01/O9 
~46. Ben~stcin Emcrging Markcts Porttblio Dividend buy I~Z08/O9 
~4~. Ha~ford Financial Sc~iccs Dividend Sold 02/0d/09 
448. llar~lbrd Financial Se~ices Sold 08/07/09 
~9. Gcnwo~h Financial None Sold 07/30.O9 dSO. AmeHprise Financial Dividend Buy 10,~6/09 
~51. Ame~dse Financial Buy 10!30~09 
d52. Aflac None Buy 01/09/09 
~5. Atlac Sold 02/02/09 
~54. Aflac Sold 1/24/09 
455. 456. 457. 458. Apple Computer Apple Computer Apple Computer Apple Computer None Sold (pa~) Sold (pan) Sold (pa~) Buy 01106/09 01115/09 109.Q1/09 11f27/09 459. Danaher Co~. Dividend Buy 03103/09 
 
FINANCIAL DISCLOSURE REPO, I:T n..,~ of~e~,o, repor,~.~ D.,.ofr~po. 
 
VII. INVESTMENTS and TRUSTS .... vatue, tran~acaons(tnctudes,hoseofsp ..... ddependen~chlldten;seepp. 34-~Oof~tingin~tructions.) 
NONE (No reportable income, ~sets, oansactions.) 
Dcscr~plion Assets (including tmsl asscl~) Income during repoOing pcrlod Gross value end reposing period Transactions during r~Oing ~ri~ ........... exempt from prior disclosure Code I(A-If) div,, rent, i~t.) C~e (J-P) Med~od Code (Q-W) .... buy sell ~m~td~iyy C~e , Code   ~redemption), (J-PJ (A-H) buycrl~l!er (ifpriv~tt 
 
460, Dznaher Co~. 
Buy 05106109 
461. Danaher Co~. Buy 08117!09 
462. Danaher Co~. Buy 09104/09 
463. Danahcr Co~. Buy O9/16/09 
464. Dan~her Co~. 
Buy 1125109 
465. EMC Co~, 
None Buy 07127109 
466. EMC Corp. Buy 09/04109 
467. EMC Corp, 
Buy 09123109 
468. EMC Co~. Buy ]0/09i09 
469. EMC Co~. 
Buy 1125/09 
470. FEDEX Corp. Dividend Buy 08106109 
471. Franklin Resources Dividend Sold 06/03/09 
(pa~) 
472. Franklin Rs~mrcCs Buy 1/05/09 
473. Franklin Resources Buy 1/10/09 
474. Franklin Resources 
Buy 12/02/09 
~475. Philip Mo~is DivklCnd Sold 01/07/09 (paa) 4?6. Philip Monis 
Sold 04/24/09 
(paa) 
08/02t~0~0[ ross, ~,L,VNE 
VII. INVESTMENTS and TRUSTS--~ ......... ~.~. ...... tions (lncludes tho.~e spo .... dependent ch~ldren; see pp. 34-60 fillng tnstructlons.) 
 
NONE (No reportable income, ~sets, transactions.) 
Dcscriplion Assets Income during Gross value end T~asaclions d~ring re~i~g peri(~(including t~st asse~) reposing ~riod ofr~o~ing period 
Place iX) after each asset Amoum T~e (e.g., Value Value T)~ (e.g., Date Value Gain} Identity exempt [?om prior disclosure Code div., rent, Code Me~od buy, sell, buycr/scllcr 
]mn~d~yy C~c Code (A-H) (Q-~ a~isaction) 
477. Philip Morns 
Sold 051181091 (part) 
 
47S. Philip Morns 
Sold 06117109 (pan~ 479. Philip Morris 
Sold 07/27/09 
 
480. Genentech 
None 	Buy 01/20109 481. ~encntech Buy 0L05/09 482. Genentec~	Sold ~03/26/09 
 483. Gilead Sciences 
None 	Sold :02106109 (pan) 
484. 
 Gilead Sciences 	Buy 03/31109 
 
485. 
 Gilead Sciences 
 
 
Sold 04130/09 (pan) 
486. Gilead Sciences 
Sold 10115/09 y C~c2) C~c (A-)l) nt) (}-P) C~c3 rcdcmpzion) 	(ilprivalc (J-P) (A-ID 
494. h~c Wamcr Divid~)d Buy 03/03,/09 
495. 
 Time Warncr Cable 
 
 
Buy ~04/17/09 
496. 
 Time Wa~er Cablc 
 
None 	Buy 04:09/09 
497. 
 Time Wan~er Cable 
 
Bny 04/I 7/09 49~. Time Wa~er Cablc 
Buy 05./01:09 
499. Time Wan~er Cabl~ 	Sold 
09/09/09 500, Time Wa~cr Cab)e 
Buy 11~25/09 501, 
Eme)son Electric Dividend 	Buy 02/11/09 
502. Emtrson Electric 
Buy 04/01/09 503, E~nerson Electric 
Sold 06/01/09 
504. Emerson Electric 
Sold 08/05/09 
505 Emerson Electric Sold 08/19/09 (pan) 
506, Emersnn Electric Sold (part) 09/16/09 
507. Emerson Electric Sold 10~2~09 
 
508. Cisco Systems 
None 	Sold 05126/09 (pan) 
509. Cisco Systems 
Sold 07/011~ (pa~) 
510. Cisco Systems 
Buy 08/04/09 
08/02/2010 ROSS, ALLYNE 
VII. VESTMENTS and TRUSTS -into ..... t.,, ......tion$ (Includes those alsO) ....... dependent children; see pp. 34-60 filing instructions.) NONE (No rq~ortable income, assets, transactions.) 
Dcsc~pden Assets Income during Gross value end TransaOions during ~porting periled 
0ncl~ding t~, ~sct~ )[-sir~ ni_n~ ~ri~ _.__ reporting period exempt fn,mpriotdisclosure C~e div.,rem. Code2 Mcmoa buy. sell, Immd~yy c~e2 Code buyer/seller (A-n) orinl.) (J-P) redemption) ~e3 Cisco Systems Buy 09/22/09 
[512, C~sco Systems Buy I]/05/O9 
[513. Cisco Systems Sold (pan) 111/23/09 
~1,1. General Electric Dividend Sold 01/07/09 
(paa) 515. General Electric Buy 10/16/09 
516. Genera! Electric Buy 11/17/09 
517. General Electric Buy 11/25/09 
518. The Travelers Cos. Dividend Sold 03/23/09 
(pa~) 
51~L Thel ravelers Uo~ Sold 06/23/09 
520. ATT Dividend Buy 06/22/09 ATT Buy 06/24/09 
522. ATT Buy 08/06/09 
,,3. ATT Buy 08/13/09 
524 ATT Sold 1/05/09 
(pa~) 
525. ATT Buy 12/18/09 
526. BBT Co~. None Buy 09;17/09 
~527. BST ~o~. Buy 109/22/09 ROSS, ALLYNE INVESTM ENTS and TRUSTS .... v~t~,, ..... ,i,,.~, a.~t~d~ ,ho~. ..... ~,.a..~ ~it~r..; 
NONE ~Vo reportable income, assets, transactions.) ........ .... 	i~. ...... .... ........... ............... 
 
Description Assets Income daring Gross value end T~n~ctions during r~oaing peri~ 
(including Irust assets) ~epo~ing pcri~l  reponing pefod 
Place (X) afl ..... .... ....... Type(e.g., Value Value T>~{e.g.. Date ]Value Gain Id~mliuof 
 
cxcmpl from p~or d~sclosu~c C~ div.,rcnt, Code Me~od buy, sell, [mnffd~, C~e Code buyer!seller[ ~A-III 
orint.} J-P) C~e3 redc~ptlo~) (JP) [A-II) (lprvac 
528. Lockheed Martin 529. Lockheed Martin Dividend Sold (pan) Sold ~/20/09 07/01/09 530. Cimarex Energy Dividend Buy 07/27/09 
~Cimarcx Energy Buy 11/30/09 
1~.. Activision Blizzard Inc. No~c Sold 02/18/09 
533. Constellation Brands None Buy 08/17/09 
534. Consellation Brands Buy 11/25/09 
535. 536. Black Decker Black Decker .,. Dividend Buy Sold {pan) :09/04/09 01/16/09 
537. Black Decker 538. CBS Dividend Sold lpan) Buy 12/29109 03/03/09 
539. (BS 540. CBS 541. CBS 542. Coon-Cola Dividend Sold (pan) Sold (part) Sokl (pa~) Buy 08/1209 10/16/09 11/10/09 01/23/09 
543. 544. Cl>ca Cola Coca-Cola Sold (pan) Sold (pan) 05/01/09 05/I 1/09 
 
FINANCIAL DISCLOSURE REPO ..... .....I~epogting [}ale Repot 
VII. INVESTMENTS and TRUSTS ........ tu~, ..... ao,,s (Includes those ....... dependent children; seepp. 34-60 liHng invtructions.) 
 
NONE (No reportable income, assets, transactions.) C.[ De~riptioa Asse~s Income during Gros~ value end Transactions dufng reporting pcri~ 
0n~luding trust assets) repo~ng peri~ reposing period 
Piacc*(X) aft .....I .....t Amount Ty~ (e.g., V~lue Value Type (cg., Date Valtie cxcmp~ from p6or disclosure C~e div.,rcnt, Code2 Method: buy. sell, mn~d~yy C~e 2~a-~t) orim.) (I-P) Code3 redemption~ (J-P) ................... ................... ...... 
5~5. Coca-Cola 
Sold 09,q 6/09 
546 Dean Foods 
None Buy 10/02.t09 
547. Atccl~ittal Dividend Buy 05/29/09 
54~. Atcclonmt~al Buy 08105/09 
549. Am~nn.com 
None Buy 05119/09 
550. Amazon.corn Sold 
(paa) 
551. Bank New Yo~k Mellon Dividend Buy 04/17/~ 
 
552. Nokia Dividend buy 01/22109 
553. Nokia 
Buy 01/27;09 
554. Nokia Buy 02/06/09 
555 Nokia Buy 02/I 0/09 
556. N~kia Buy 02/I t/09 
557. Nokia Buy 02/24/09 
558. Nokia 
Sold 04109/09 (part) 
559. 
Nokia 
 
 
Sold 04,22/09 (pa~tl 
560. 
Nokia 
 
Sold ~06/26/09 (pan) 
561. Nokia Buy  1/25,09 
VII. INVESTMENTS TRUSTS .......... i,~, ....... tions (Include~ those ....... dependent children; seepp. 34~0 filing inxtructian.,:) 
 
NONE (No reportable income, assets, transactions.) Descfption A~sets (including t~st asscts~ Income during ~tpt, rting pcti~ Gross value end tcpoaing period Transactions duri~g re~ing Place after each asset cxcmpl flora prior disclosure mc,u~ Code (A-H) Type. (c.g., dii.,rent, int.) Valae Code O-P) Value Mcth~ Code (Q-W) T~pc. (eg., buy. sell, redemption) Date m~.d~yy Value Code (J-P) Code (A-It) Identity buyerlseller (ifpriv~tc Iransaction) 
562. No~hrop G~mman Dividend Buy :03/25/09 
563. Noahrop Gmmman Buy 06/30/09 
564. NoahropG~mman Buy 08!18/09 
565. Northrop Grumman Buy 08/24/09 
566. P~zer Dividend Buy 06130/09 
567. Pfizer Sold 10]15/09 
(pa~) 
568. Pfizer Buy 1~5!09 
569. Verizon Dividend Sold 04/29/09 
570. Charles Schwab Dividend Sold 07/15/09 
571. Fluor Dividend Buy 01~8/09 
572. Fluor Sold 03~0,09 
573 Kohls None Buy 01/21/09 
574. Kohls Buy 06/08/09 
575. Kohls Buy 06/25/09 
576. Kohls Sold 10115,09 
577. Monsanto Dividend Sold 01/07,09 
578. Monsanto Sold (pan) 02/06/09 
 
FINANCIAL DISCLOSURE REPO[tT ....n .... Repo,~.g ~,at, o~Rep~,~ 
VII. INVESTMENTS and TRUSTS ........ t~, ....... no~ o~t.a~- ~,ose o/,p ...... a~a~.t ,,h~ta,.~; ~,, pp. ~4-6o o/~ti,,~. ~,,,t...~,,..~.) NONE (No reportable income, assets, ~ansactions.) 
....... .... Dcscription Assets (including t~st ~scts) Income during mpoaiag peri~ Gross value end reposing period ....... Trance/ions during rc~)ni~g period 
Place (X) after each asset Amoum T)~e (e.g., V~uc Value Ty~ Date Identity 
.............. (A-H) orin~.) (J-P} Code {Q-W) rcd~mp on) {J-P) tA-r~) (ifptivale transact/on 
579. 580. 581. 582. 583. 584. 585. Monsanto Monsanto Monsanto Monsanto Monsanto Monsanto Monsanto Sold (paa) Sold (pan) Sold (part) Sold (pan) Sold (part) Sold (pa~) Sold 04/24/09 10512R,09 06/04i09 ~/26/09 07/23/09 08/07/09 0g!24/09 
586. Nvidia 587 Nvidia None Sold (part) Sold 03/25/09 05/0 U09 
598. Garmin Ltd. Dividend Buy 1/13/09 
589. Garmin Ltd. Buy 12/02/09 
590. Iluntsrnan Corp. Dividend Buy 12/07/09 
591. Valero Energy Corp. Dividend Buy 07!28:09 
592. Valcro Energy Corp. 0,q!06,09 
5!)3. Valero Energy Corp. Buy 08/25/09 
594. Valcro Energy Corp. Buy 11125/09 
595. United TechnoIogies Dividend Buy 09/t4/09 
 
Name Person ReporlJnl~ 
08/02/2010 ROSS, ALLY~.E 
VII. INVESTMENTS and TRUSTS .......... lu,, ....... ti~n.~ (~ch~es h~se ~p~use ~nd dep~ndent i~dren~ s~e pp. 4-60 ~ing ins~ucti~ns.) 
 
NONE (No reportable income, a.~.~ets, ~ansactions.) ........... .......................... 
 
Description A~scts lincluding I~st assets) )m~ during rc~.g~ng period Gross value cod reposing period Tmnsaclio~ during r~oaing ~riod 
Place IX) a~r each ~ssclexempt from prior disclosure Amounl Code (A-I[) Ty~ g., div.. re~, i~l) Value Cede (J-P) Valbc Me~od Code lype (eg, buy, ~11, redemplion) Date Value m~d~yy Code (J.p) Gain C~ (A-H) Idcntilv buyer,sel]er (if private 
(Q-W) 
596. U~ited Tcchnulogies Buy 10/02/09 
597. United Technologies Sold JI/18/09 
 ~98. Allstale Co~. Dividend Buy 02/10109 
599. AIIslate Co~. Sold 05/04/09 
600. Allsta~e Co~. S~ld (pan) 05/22~09 
601. All~ta~e Co~. Sold 11/12/09 
(puff) 
602. Allstale Co~. Sold 12/11/09 
6U3. Autoliv Inc. Dividend Buy 03/03/09 
604. Au~oliv Inc. Sold 05/01/09 
(pa~) 
605. Autoliv Inc. SoId 07/20/09 
6(6 Ca~e~il]ar Inc. Dividend Sold (pan) 103,0M09 
607. Cate~illar Inc. Buy 05/27/09 
608. Calerpil~az Inc. Buy 07/16/09 
609. Cale~i]la~ Inc. Sold (pan) I0/23/09 
610. Cate~illar Inc. Sold 1/13/09 
611. Covidicn Lid. None Buy 12/03/09 
612. Deutsche Bank Dividend Buy 03/05/09 
 
 
 
 
o.,, 
PagcFINANCIAL40 DISCLOSURE REPORT 
Ross, AU,~E 08/0~:0r a,po~ 
VII. INVESTMENTS and TRUSTS i.,, ....... t.~. ....... tlons (Includes ~hose ,~ro .... del,~.dent chitd.,n: see pp. 34-60 offillng ....... tions.) 
 
NONE (No rcportab income, assets, transactions..) ~ ....................... 
(including I~lsl assets) reposing ~ri~ of~cpo~ing period 
 
Place (X) after each asscl Value Description Assets Income during Gross value end Transactions during reporting ~riod Amoanl Ty~- (e.g., Value Type (e.g., Val~e Gain ldenlily 
 (A-tt) orint.) U-P) Code3 redcmptio,~) (J-P) 
................... .......t .....~ ..........~ ~*~ .......... .........! ,~v~,,o~, 
 
613. Deutsche Bank Sold 04/08/09 
(pan) 
 
614. Deutsche R~nk 
 
Buy 05Y15/09 
 
615. Netap Inc. 
 
None Buy 04/23,09 
 
616. Neap h,c 
 
Sold 05/28,00 
 
617. 
Nucot Co~. Dividend Buy 05/01/09 
 
618. 
Nucor Co~. 
 
 
Sold 09/11/09: 
 
619. Ingersoll-Rand Dividend Buy 06.124,091 Ingersoll-Rand Buy 06!10/09 
fi21. [ngcmoll Rand 
 
Buy 07/21/09 
622. Ingersoll-Rand Buy 10/23/09 
623. Ingersoll-Rand 
Buy 1/25.~09 
624. Nexcn Inc. Dividend Buy 06~02.~09 
625. Nexcn Inc. 
Buy 08/27/09 
Macys Inc Dividend 627. Macys Inc. 
:i: 626. Sold 05/14/09 
Buy 06/23~09 628. Masco Co~. 
Dividend Buy 06/03/09 
NVR Inc. 
 
629. None Buy 07/06/09 
FINANCIALDISCLOSURE REPORT Person Reporting 	Date Report 
 
IN,me 
 
08/02/2010 ROSS, ALLYNE 
VII. INVESTMENTS and TRUSTS i,,~ ...... ,a,,.,, ..... ao.s (includes .... Cs1) ....... aependent children; xeepp. 34.60of filing h,struction$O NONE (No reportable income, assets, transactions.) 
Dcscriplioa Assets lnct during Gross value end Transactions during reporting period Place(X) after each asset Amount Type le.g, Vah*c Value Type (e.g.. Da~c Value Gain Idcnti).y 
excmpl from prior disclosure Civic di,., tent. ,(:ode Mclhod buy, sel!, mm/ddlyy Code 2~A-H) int.~ rcdcmpti~i~ (J-P) Code3 IJ-PI IA.-II)[ ................ (Q-W) 
630. NVR Inc. 	Buy 08,24/09 
Bu~ 08/25/09 
632. Office Depot None Buy 1{)/02/09 
633. Office Depot Buy 11/25/09 
634. Pepco Inc. Dividend Buy 11/25/09 
635. Pulte tlomes None Buy 09/18/09 
 
636. Morgan Stanley Dividend 	Sold 02/09/09 (part) 
637. Morgan S~anley 
Sold 03/24./091 (part) 
638. 
Morgan Stanley 
 
 
Sold 04/13/09 (part) 
639. 
 Morgan Slanley 	Sold 06/23/09 part) 
 
640. 
Mr)t~gan Stanley 
 
Buy !10/20/09 
641 M~_~rgan Stanley Buy 11/25/(39 
642. RR1 Energy NoneJ 
t.~uy 06/24/09 
643. Srr)ilhfield Foods None Buy 06/29!09 
644. SPX Corp. Dividend Buy 06/24/09 
645. SPX Corp. 
Buy I125/09 
646. Steel Dynamics 
None Buy 11/25/09 
NONE (No reportable income, assets, transactions.) 
Description As~c~s Income during 
Gross value end Transactions during reposing ~riod(includingl~sl assets) repoai=~gFeriod 
ofrcpoaing period 
Ptzcc (X) a~cr each assc~ T~ge (.g,, Value Value div., rent. Me~ ~m~dyy buyer~scller T)~ (e.g.. D~le Value Gain Identity 
exempt from o~ure C~e Code buy, sell, C~c Code (A-If) int.) (J-P) C~e redemption) 
(Q-W) 
647, Royal Dulch Shell Dividend Sold ~/29/09 
(paa) 
 
648. Royal Dutch Shell Sold 07/13/09 
649 Symantec 
None Buy 02~24/09 650. Sytnamec 
Buy 03/13/09 
651. Symantec Buy 03[I 9/09 
Symantec 
~652. 
Buy 1127/09 
[~53. Symantec 
Buy 12J01/09 
654. Unum Group Dividend Buy 04J30/09 
655. Paccar Inc. 
None Buy ~/2~09 
656. Paccar Inc. 
Sold 05/08/09 
657. Pet~Aco B~as~lciro Dividend Buy 05~29/09 
658. Petroleo B~asileiro Sold 1/25J09 
659 Bristol Myers Squibb Dividend Sold 07/22,09 
660. Tycn Electronics Divided ~uy 
04/30/09 
661. Tyco Electronics 
Buy ~06~25/09 
662. Tyco Eleclrenics Buy 08/25/09 
Electronics 
Buy 1/I 7/09 
 
~663 
 
VII. INVESTMENTS and TRUSTS -~.~o~, ,,.t.~. ...... ao., t.t.a.~ ,~o.,~ oyw ...... dependent children; see pp. 34-60of fitlng instruction.~) 
NONE ~Vo reportable income, assets, transactions.) 
Description A~ets 0~luding t~st assets) Income ~ring repotaing period Grt~ss value end rcpoOing period Transactions during reporting ~riod 
PI,ce(X)a~cre~ch~gcl exempl from priortliscloxure .................. Amount Type(eg.,Code div.. rent. (A-H~ int.~ Value Code (J-P) Valt,e Mctht~ Code (Q-W) T~{e.g.. Value Gain buy. sell. ~mm/dff~ C~e Code redempl~n) (J-P) (A-It) Ident,lyof buycr.tsellcr (ifpfvate lr~nsaction 
664. Tyco Electronics Boy I1125/09 
665. Vodafone Dividend Buy 05/~!09 
666. 667. 668. Abbott ~boratories Abbott ~boratories Abbott Laboratories Dividend Sold (pan) Sold (pan) Sold ~/08/09 ~116/09 ~/28/09 
669. Abbott Laboratories Sold 05/20109 
670. Air Produc~s Chemicals Dividend Buy 10119/09 
671. Air Produc~ Chemicals Buy 10/20/09 
672. Air Products Chemicols Buy 11/10,09 
673. Air Products Chemicals Buy I125/09 
674 Cameron International None Buy 03131/09 
675. Celgene 676. Ce[gene 677. Celgene 678. Colgate-Palmolive None Sold 08/05]09 Dividend Snld (pa~) (pan) Sold (pan) Buy 01,07/09 10/28/09 101/09/09 
679. 6S0. Colgate-Palmolive Colgate-Palmolive Sold (pa~) Sold (pan) 04/08/09 04/16/09 
 
FINAN CIAL DISCLOSURE REPORT Name Person Reporting Date Report Page 
08/02!2010 ROSS, ALLYNE 
VII. INVESTMENTS and TRUSTS -i~o,~., ..nl.e, ....... ao..~ 11ncludes thase ...... dependent children; see pp. 34-60 filing instructions.) 
 
NONE repartab income, assets, transactions.) 
............ .....~scription Assets (including t~t assets) -Income during reposing perit~ ........ Gross value end repoaing period T~nsactions during reining period ........ 
[lace{X) after each assetexempt trom pnor d~sclogure AmouotCode Type (e.g, dtv., rent, Value Code Value Mcfl~l T)~ (e.g, buy, ~ll, Date Value Gait~mn~d~,yy C~e Code Identity ~uvc~lier 
6S1. 682. Colgate-Palmolive Colgate-Palmolive Sold (pan) Sold 05/05/09 11/09/09 
683. Deere Dividend Sold 03/~/09 
684. EOG Res. Dividend Buy 01/09/09 
685. EOG Res. Buy 02/04/09 
686. EOG Res. Ruy 03/31/I)9 
687. EOG Res. 6gg. EOG Res. 689. EOG Res. 690. EOG Res. 69L EOG Res. 692 EOG Rca 693. EOG Rcs 694. EOG Rcs. Sold (pan) Sold (pan) Sold (pa~) Sold (pan) Sold (pan) Sold (part) Sold (pan) Sold 105/01/09 06/25/09 07/09,09 07/13/09 08/04/09 08,20/09 10~29~09 11/16/09 
695. Banco~ Dividend Bny 05/19/09 
696. l~ancorp Buy 05,2b09 
697 Banco~ Buy 09/18/09 NVE STMENTS TRU STS ....... t.e, ....... ~on., (lncludes those ........ dependent children; ,ee pp. 34-60 oZfiling instructions.) 
 
NONE (,~% reportable income, assets, ~ansactions.) 
I)c~cnptlon Assets (including t~st assets) Income during r~o~ing period Gross value end r~o~ing period T~nsactions during reporting Placc(X) after each asset exempt from prior disclosure Amoum Code (A-HI T~c (c.g. div.,rct~t, int.} Va!u Code (J-P) Value Mefl~ Code (Q-W) Z~c (cg., buy, sell, rcdcmption~ Date Value Gain mn#d$yy Ct~2 Code (J-P) (A-H) ldzntity buyer[seller (if private transaction} 
698 Banco~ 699. Wells Fargo Sold 1/13/09 Dividend (pall) Buy 05/08z09 
700. Wells Fargo Buy 12/14/09 
701. Wells Fargo Buy 12/17/09 
702. Honeywell International Dividend Buy 07128109 
703. ltoney~ll International Sold 05101L09 
704. Jacobs Engineering None Buy 01/09/09 
70~ Jacobs Engineering Buy 03/03!09 
706. Jacobs Engineering 707. Jacobs Engme~nng Sold 03108/09 (pan) Sold 07,01/09 
70~. 709. Western Digital Weste~ Digital None Sold (pa~) Sold 02!28/09 I~0/09 
710 Baxter International Dividend Sold 01/15/09 ~axter International Buy 03/31/09 
712. B:txter International 713 [~axter International ?1,1. Ba~t~r [ntem3fional Buy 12~22/09 Sold (pa~ Sold (pan) 06/17/09 09/09/09 
 
VII. NVESTMENTS and TRUSTS ........ ~,,,. ..... c6ons ancludex tho;e ...... dependent children; seepp. 34-60 filing ins~uctions.) 
 
NONE (No reportable income, assets, transactions.) 
.... ................ ....... ......... ........ ........ .................. 
 
Description Assets Income during Gross value e~d (including ta,st assets) often, meg period Transactions during r~orting peri,~d repoaing peri(~ 
Place (X) after each asscl ~Amo,,nI T~c VMue Value (e.g.. Date Value Gain Idemlty 
c~cmp~ from pnt~r disclosure 
 
Code (A-H) div., rent, Melh{~ 	~y, sell, nu~ y) C~e Code buycr/seller 
 
t~r int.) (J-P) Code redemption) -(J-P) (A-Hi:~ (ifpri~a~c .... (Q-W) Ira~action) 
7t5. Baxter lntert~adonal Buy 12/28/09 
716. Textron Dividend 	Sold 02/05109 (paa) 
717. 
 Textron 	Buy 07127/09 
 
718. 
Motorola 
 
 
None 	gold 08/04/09 (pan) 
719. Toyota 
None 	Buy O5,01/09 
720. Toyota Sold O9~2Z09 
721. Devon Energy Dividend Buy 02/03/09 
722. Devon Energy Buy 02/17109 
723. Devon Energy Buy 03/13/09 
724. Devon Energy Buy 03/27/09 
725. 
 Dcvor~ Energy 	Sold 05,t29/09 (pa~) 
 
726. 
Devon Energy 
 
 
Buy 07116/09 
727. 
Devon Energy 
 
728. 
De,-on Energy 
 
 
Buy I123/09 
729. 
Devon Enerev 
 
730. 
 Scherin~-Plough 	Buy 1/25109 Dividend 	Buy 03/23/09 
731. Sch~nng-Plongh 
Sold 1114~09 t:..t.,,,,. ,:~a.r~ Ct.,ics: ,~. =$1.tNx, Ic~.s t.t =$~ .t)l $2.500  =$2.501 SS.oc,~ =i5.00t i~.000 =$~ }.0or S~0.O00 
FINANCIAL DISCLOS REPORT r~me ~.~o, aepo.i~ u,te o~Repo. Page 
ROSS, ALLYNE 08/02/2010 
VII. INVESTMENTS and TRUSTS .... value, transactions (Includes those spo ...... dependent children: seepp. 3,1-60 of.tiling ~nstructions.) 
NONE (No reportable income, assets, transactions.) 
Description As~ts (including l~sl assets) Income during rc~ning ~riod Gro~s value end repo~in,~ period / Transaclinns during rcponino period  
Place (X) after ~ch ~s~ct exempt I?otu prior disclosure Amount  Code (A-H) (2~ Type ~e.g., die,, rent, orint.) (l) Value Uode (/-P~ (2) Value Method Code (Q~O (I) Ty~ g., buy, sell, redcmpfion~ (~) (3) ~ Date Value Gain m~d~/yy C~c Code (J-p) (A-el) (5) Identky buyer/seller (if private ~ransaclion)  
732, F~eeporl McMorau Copper Dividend Bny 05/0U09 733. Freeport McMoran Copper Buy 05/05/09 
734. Freeport McMoran Copper Buy 07/1010ff 
735. Freeport McMora~ Copper Buy 08/05i09 
736. Freeport McMoran Copper Sold 10/26/09 
(pan) 
737. Fidelity National None Sold 11/24/09 
738. Prudential Financial None Buy 03/03~09 
739. Prudential Financial Sold 05/26/09 
740 Patdenlial Financial Sold 06/19/09, 
741, Regions FinancialCo~. Dividend Buy 05~0/09 
742. Regions Financial Co~. Sold 12118/09 
743. Becton Dickinson Dividend Sold (pa~) 01/15/09 
744. Becton Dickinson Buy 031311~ 
745. Becton Dickinson Sold 05/01/09 
746. Becton Dickinson Sold 05/05/09 
747. Union Pacific vidend Buy 05/01/09 
748. Union Pacific Buy 08/12/09 
 
FINANCIALpage DISCLOSURE REPORT Name Per~0n ROSS, ALLYNE OateofRepor108!02/201 
VII. VESTMENTS and TRUSTS --i .... ,.,~,. ....... tio.~ a.~.~, ,no~. ...... NONE (No reportable income, assets, transactions.) 
Description Asse~ Income during Gros~ value end Transactions dunng repn~ing period 
Place (X) after each ~sc cxcmpl ht+m prior disclosure Amount Tv~ (e.g., Code di~.,rcnl,  (A-H) inL) Value Code (J-P) alu Mehhod Code Tyw (e.g., Date buy, mell, mm,d4~yy Code redemption) . (J.P) Code (A-II) buyeriscller 0fprwnte ~ansacfion} 
749. Union Pacific Sold 11/04]09 
/50. Union Pacific Sold 12103109 Wyeth Dividend Sold 04109/09 
752. Dominion Resources None Sold 01/07109 
?53. E~stmar} Chemical Dividend Sold 1/02/09 See Pa~ VIII 
754. Nike Dividend Sold 08/27t09 
755. General Mills Dividend Bny 0alIl/09 
?56. General Mills 757 Walt Disney Dividend Sold (pa~) Buy 05/06t09 01/21/09 
758. Walt Disney Buy 02/23Y09 
759. Walt Disney 760 Wah Disney 761. Walt Disney Sold (paa) Sold (pan) Sold 05/19/09 07/17/09 08103109 
7#~2. 763. Molson Coors News (o~. Dividend Dividend Sold }~uy 05/05/09 02/05109 
764. News Co~. Buy 01!12/09 
?65 News Co~. Buy 04/20/09 
 
 
NONE r~Tortable i,come, ~sets, transactions.) 
Description Assets (including trust assets) Income during reporting . Gross value end reporting period T~nsactions during repoOing period 
Place (X) after cach asset Value 1),~ (eg, Gain Identity 
..... [(A~ inL) Code (Q-W) redemptiofi) (J-P) (A-It) ...... (ifprivalc ~nsaction) 
766, News Co~. Buy 06/30/09 
767 News Co~. Sold 04/21,09 
(pan) 
768. Charles Schwab Bank Interest Closed 11/25/09 
769. Anheuser Busch Dividend Buy 1/I 1/09 
770. Aulo Da~ Processing Dividend Sold 1/24/09 
771. Avon Dividend Sold 11/24/09 
772. Broad~dge Financial Solutiong Dividend Sold 11/24/09 
773. Cintas Dividend Sold 1/24/09 
774. Federated Investors Dividend Sold 1/24/09 775. CME Group Dividend Sold 01/07/09 
~pan) 
776. CME Group Sold (pan) 02/06/09 
777, CME Group Sold 02/06/09 
(part) 
778. ttoaon Inc. Dividend Sold 01,.07/09 
779. Hortoa Inc. ~uy 06/15/09 
780. Fifth Third Banco~ Dividend Sold 01/22/09 
781. Intl. Game Technology Dividend Sold 1/24/09 
782. Johnson Johnson Dividend Sold 11/24/09 
 
ROSS, ALLYNE 
VII. NVESTMENTS and TRUSTS ....... .~t~, ...... ~ons ancludt$ those .~ouse and dependent children; seepp. 34-60of filing ..... ~ion~.) 
 
NONE (No reportable income, assets, transactions.) 
Dcscrtplion Assc~ (includh)g t~st assels) Income during reporting period Gross value end reposing period Tmosaclions during reposing pen~l 
P[acc(XYa~crcachassc~exemp~ from prior disclosure Amoun T~e(e.g.[ Code div., rent, (A-II) ira) Value C~dc (I-P) Value Method Code (Q-W) Type(e.g., buy. sell, redemption) Date Value Gain m~dyy Code Code (J-P) (A-H)  transaction) 783. Medtron~c Dividend Sold 11/24/09 
784. Strayer Educatmn Dividend Sold 11/24,09 
785. Syso Dividend Sold 1/24,09 
786. United Parcel Seeice Dividend Sold 11/24/09 
787. Penny Dividend Sold (paa) 03/19!09 
788 Penny Sold (paa) ~/13/09 
789. Penny Buy 1/25109 
790 WaI-Marl Stores Dividend Buy :01/20/09 
791. Wal-Man Stores Sold (paa) ~!24/09 
WaI-Man S~ores Sold 05/~[09(pan) 
793. WaI-Mart Slorcs Sold 1/24,09 
(pan) 
794. Whirlpool Dividend Buy 07/08/09 
795. Whirlpool Sold 12/10/09 
796 Crns~rex Energy LI None Sold 11/24/09 
7~7. isharcs Canada index Fund Dividend Sold 11!24/09 
798. isharcs EAFE Index Fund Divklend Sold 11124/09 
799. Vanguard Emerging Markets Fund Dividend Sold 1/24/09 .... ..... Reporting 
FINANCIALpage DISCLOSURE REPOF,T aoss, Ala~VNE r~.[ 08102t20~0 
VII. INVESTMENTS and TRUSTS -i, ........ to,., ...... tion.,- (Includes those ...... dependent children: ,eepp. 34-60 f!tlng inx~uctio,.*.) NONE (No reportable income, assets, #ansactions.) Description Asse~s 0deluding l~st assets) Income during reporting period ......... Gross v~lue cod repoaing Transacrions during rcpoOing pefit~ 
[lacc(X) after each asset exempt flora prior disclosure Amou~d T)q~e g.. Code div..rc~t, (A-tl) int) Value Code J-PI Value Method Code Type (e.g., buy,~ll, redemption) Dale Value m~dyy Ct~e (J-P) Gain Cod,.: (A-H) Idcntily buyer/scllcr (if private 
............................  [Q-~3 ..... 
800. Vanguard Small Cap Value Fund Dividend Sold 11/24!09 
 
801. Vanguard Utilities Fund Dividend Sold 1.~24t09 
802. Alliance Bemsteing Global Diversified NoneN UStrategies 
803. Ben~stein Global Opportunities ledge Fund NoneM 
7111. ADDITIONAL INFORMATION EXPLANATIONS. (Inalcar,~pa~to1R,por~j 
 
l~art VII, line 38: This holding was acquired May 12, 2008, value code was inadvertently omitted from last years report. 
Part VII, line 39: This holding was acquired July 24, 008, value cede was inadvertently omitted from last years report. 
Part VII, line 48: This holding ,,,as acquired September and September 22, 2008, each case value code was inadvertently omittied liom last years 
 
report 
P~rt VII, line 94: This trust was terminated, and the assets were distributed the beneficiary, October 2.009. 
Par VII, line 120: This holdling was acquiried November I0, 2008, value code was inadvertently omitted from last years report. 
Part VII, line 126: This holding was acquired September 29, 2006, value code ,.va.~ not previously reported due inadvertence. 
Part VII, line 753: Reported last year Eastern Chemical due typographical error. 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) 
accurate, trne, and complete the best knowledge and belief, and that any information nol reported was withheld because met applicable statutoryprovisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts ~hich have been reparted are incompliance with the provisions nf5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signatm 
NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL 
AND CRIMINAL SANCTIONS (.~ U.S.C. app.  104) 
FII,ING INSTRUCTIONS 
Mail si. ned original and additional copies to: 
Committ Financial Disclosurc Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544