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Judicial Watch • Alvin A. Schall – 2010

Alvin A. Schall – 2010

Alvin A. Schall – 2010

Page 1: Alvin A. Schall – 2010

Category:Federal Judges

Number of Pages:11

Date Created:September 13, 2013

Date Uploaded to the Library:December 14, 2014

Tags:Deutsche, schall, Alvin A Schall, trust, 2010, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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vernment Act 1978 
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Schall, Alvin United States Court Appeals for the Federal Circuit 05/04/20 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) No.mination, Date 01/01/2010 
United States Circuit Judge (Senior Status) Annual Final Initial 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, it, opinion, compliance with applicable laws and regulations. 
717 Madison Place, N.W. 
Washington, 20439 
 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form mast followed~ Complete all parts, checking the NONE box for each part where you have reportable information. Sign last pag~ opor~.g individual on~v; see pp. 9-13 filing instructions.) 
---] NONE (No reportable positions.) 
 
POSITION 	NAME ORGANIZATION/ENTITY 
Trustee (one two) 	Trust 
Trustee (one two) 	Trustee 
Executor (one two) 	Estate 
 
 
II. AGREEMENTS. ~Repor~ng individual only; seepp. 14-16 filing instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Schall, Alvin 
Name Person Reporting Date Report 
III. NON-INVESTMENT INCOME. t~,~.~ i.di,idualo.dspo~e~ seer~ Filers Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
 
 
INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, Iodglng, food, entertainment. (Includes those spouse and dependent children: see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED New York Intellectual March 26-27, 2010 New York, Annual Dinner honor Transportation, Meals, and Lodging 
Property Law Association the Federal Judiciary Philadelphia Intellectual November 18-19, Philadelphia, Annual Dinner honor Transportation, Meals, and Lodging 
Property Law Association 2010 the Federal Judiciary GIFTS. anctudes those spo~e and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIAB ILITIES. anetud~ ~ose spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION Sun Trust Bank Loan-Secured mortgage real property VALUECODE 
 
Date Report 
Name Person Reporting 
 
05/04/2011 
 
VII. INVESTMENTS and TRUSTS .... value, transoctlons ancludes those spouse and dependent children; seepp. 34-60 fillng instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period (2) (i) (2) (i) ~2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~,y Code Code buyer/seller 
(A-H) int.) (J-P) 	Code rodemplion) (J-P) (A-H) (if private (Q-W) transaction) 
Abbott Laboratories, Inc. Dividend 
Altria Group, Inc. Dividend 
Boeing Co. Dividend 
Citadel Broadcasting Corp None 	Sold 06/28/10 
Exxon Mobil Corp. Dividend 
General Electric Co. Dividend 
General Mills, Inc. Dividend Distributed 06/09/10 
Home Depot, Inc. Dividend 
Hospira, Inc. 	None 
 
10. 
lntel Corp. Dividend 
 
11. 
J.P. Morgan Chase Co. Dividend 
 
12. 
Kraft Foods, Inc. Dividend 
 
13. 
MBIA, Inc. 	None 
 
14. 
Minnesota Mining Mfg. Co. Dividend 
 
15. 
Motorola, Inc. 	None 
 
16. 
Pepsico, Inc. Dividend 
 
17. 
Philip Morris lntl. Inc. Dividend =$15,0~1 -$50,000 (See Columns and I)4) =$50.001 $100,0~0 =$100,001 $1,000,000 Ill =$1.000,001 $5.000.000 112 =More than Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 =$5,001 -$15.000 =$15.001 $50.000 =$100.001 $250,000 Value Co~ ~$15.000 o Ices =$50.001 $100,000 
{See Columns and D3) =$250.001 $500.000 =$500.001 $1.000.~O0 =$1.000.001 $5.000,000 =$5,000,001 $25,000,000 Value Method Codes =$25.000.001 $50,000.000 =Appraisal =Cost (Real Estate Only) =More lhan $50.C00.000 =Asscssmtnat =Cash Market 
(See Column C2) =Book Value =Ohcr =Estimated 
 
Name Person Reporting 	Date Report -~.co~,e, ~aluo, ,~,~o~o,# anct~ ,hose 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd,y), Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 	 
R.R. Donnelly Sons Co. Dividend 
 
19. 	 
DWS Advisor Funds Mid-Cap Growth Fund Dividend 
Class 
 
 
20. 	 
DWS International Emerging Markets Dividend 
Equity Fund Class 
 
 
21. 	 
Walt DisneyCo. Dividend 
 
22. 	 
Yum Brands, lnc. Dividend 
 
23. 	 
Capital One Bank Certificate Deposit Interest 
 
24. 	 
Capital One Bank Certificate Deposit Interest 
 
25. 	 
American Express Bank Certificate Interest 
Deposit 
 
 
26. 	 
Wachovia Bank Certificate Deposit Interest 
 
27. 	 
DWSCash Investment Trust Interest Sold 07/23/10 
 
28. 	 
DWS Strategic Gov. SEC Fund Interest Buy 07/23/10 
 
29. 	 
DWS Cash InvestmentTrust~ Interest Sold 07/23/10 
 
30. 	 
DWS GNMA Fund- Interest Buy 07/23/10 
 
31. 	 
Great Horn Mining Syndicate None 
 
32. 	 
Edgartown Water Co. None 
 
33. 	 
Mainbocher, Inc. None 
 
34. 	 
Evergreen Money Fund Interest 
 Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2,501 $5,000 ~$5,001 $15,000 =$15,001- $50.000 (See C01umm and D4) =$50.001 $100.000 =$100,001 $1.000.000 =$1.000.001 $5.000,000 112 =Mote than $5.000.I~00 
 Value Co~ 15.000 le~s =$15.001 $50.000 =$50.001 $100,000 =$100.001 $250.000 
 
 
(See Columns and D3) =$250.001 $500.000 -$500.001 $1,000,000 =$1,000,001 $5.000,0~O =$5,0~0,001 $25,000.000 =$25.000.001 $50.000.000 =Mote than $50,000,000 =Cash Markc~ 
(Sc Column C2) --Other Value Melhod Codes =Appraisal =Cost (Real Estate Only) =Asscssmtm! =Book Value =Estimated 
Name Person Reporting 	Date Report 11. INV ESTMENTS and TRU STS i,, ....... 
 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including tzust assets) reporting period reporting period (2) (l) (2) (i) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) 	Code t~-demption) (Q-W) 
35. 	Fidelity Cash Reserves Fund~ Interest 
36. 	Vanguard Intermediate-Term Tax-Exempt Fund Admiral Shares 
37. 
 Bond Fund~ 	Interest 
 
38. 	 
Vanguard Limited-Term Tax-Exempt Fund 
Admiral Shares 
 
 
39. 
 Bond Fund~ 	Interest 
 
40. 	 
Vanguard GNMA Fund Admiral Shares Interest Buy Bond Fund~ 
 
41. 	 
Vanguard Short-Term Bond Index Interest Buy Admiralty Shares Bond Fund 
 
42. 
 
43. 
 TRUST#l: 
 
 
Blackrock Funds International Bond Dividend 
Portfolio Fund 
 
45. 	 
Deutsche Bank Trust Co. U.S. Small Dividend Sold Capitalization Fund 
 
46. 	 
Deutsche Bank Trust Co. Tax-Free Income Dividend 
Fund 
 
 
47. 	 
Deutsche Bank Trust Co. International Fund Dividend 
 
48. 	 
Deutsche Bank Trust Co. U.S. Large Dividend Capitalization Value Fund 
 
49. 	 
2.00% U.S. Treasury Notes Interest 
 
50. 	 
DWS High Income Fund Class Dividend 
 
51. 	 
MSCI Emerging Markets Index Fund Dividend Income Gain Codes: =$1.000 less =$1,001 $2.500 -$2.501 $5,000 (See Columns and IV) =$50.001 -$10O.000 =$100.0~1 $1.000.000 II1 =$1.000.001 $5.000.000 Value Codes =$15.000 less =$15.001 $50.000 =$50.0OI $100.000 {See Columns and D3} =$250.001 $500.000 =$500,001 $1,000.000 =$1,000.001 $5,000,0~0 
Transactions during reporting period 
(2) (3) (4) (5) Date Value Gain Identity mm/dd~yy Code Code buyer/seller 
(J-P) 	(A-H) (if private transaction) 
06/20/10 
06/20/10 
01/15/10 =$5,001 $15.0~O =$15,0~1 $50.000 tl2 =More than $5.000,000 =$100,001 $250.1.00 =$5.000.001 $25,000.000 =$25.000.001 $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmem =Cesh Markc~ 
{S~r Column C2} =Book Value =O~her =Estimated 
 
Name Person Reporting 	Date Report 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code div., rent, Code Method buy, sell, (A-H) int.) (J-P) Code redemption) (Q-W) 
52. 	 
Goldman Sachs Natural Resources Index Dividend Fund 
 
53. 	 
Cohen Steers Realty Index Fund Dividend 
 
54. 	 
Deutsche Bank Trust Co. Money Market Interest Deposit Account 
 
55. 	 
TRUST #2: 
 
56. 	 
American Express Co. Dividend 
 
57. PLC Dividend 
 
58. 	 
Kimberly Clark Corp. Dividend 
 
59. 	 
Pfizer, Inc. Dividend 
 
60. 	 
Raytheon Co. Dividend 
 
61. 	 
R.R. Donnelly Sons Co. Dividend 
 
62. 	 
Deutsche BankTrust Co.U.S. Large Dividend Capitalization Growth Fund 
 
63. 	 
Deutsche Bank Trust Co. Tax-Free Income Dividend Fund 
 
64. 	 
Deutsche BankTrust Co. International Fund Dividend 
 
65. 	 
Deutsche Bank Trust Co. Money Market Interest Deposit Account 
 
66. 
 TRUST #3: 
 
67. 	 
Deutsche Bank Trust Co. U.S. Small Dividend Capitalization Fund 
 
68. 	 
Deutsche Bank Trust Co. Tax-Free Income Dividend Fund Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2,501 $5,000 (Sc Columns and D4) =$50,001 $100,000 =$100.001 1.0O0.0~) =$1.000.0O $5.000,000 Value Code~ =$15.000 less =$15,001 $50.000 =$50.001 $100.000 (See Columns and D3) -$250.001 $500.000 =$500.001 $1.000.000 =$1.000.001 $5.000.000 
Transactions during reporling period 
(2) (3) (4) (5) 
Date Value Gain Identity 
mm/dd,3,y Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) =$5,001 $15,000 =$15,0~1 -$50,000 112 ore than $5,000,000 =$100.001 $250.000 =$5.000.001 $25.000.000 =$25.000.001 $50.000,090 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(S~e Column (72) =l:k~k Value =Other =Esfimaled 
 
Name Person Reporting 	Date Repo~ 
 
051041201 .... value, transactions (includes those spo .... dependent children: see pp. 34-60 offillng instructlons.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets 	Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/ddz3,y Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. 	 
Deutsche BankTmst Co. International Fund Dividend 
 
70. 	 
Deutsche Bank Trust Co. U.S. Large Dividend Capitalization Value Fund 
 
71. 	 
2.00% U.S. Treasury Notes Interest 
 
72. 	 
DWS High Income Fund Class Dividend 
 
73. 	 
MSCI Emerging Markets Index Fund Dividend 
 
74. 	 
Goldman Sachs Natural Resources Index Dividend Fund 
 
75. 	 
Cohen Steers Realty Majors Index Fund Dividend 
 
76. 	 
Deutsche Bank Trust Co. Money Market Interest Deposit Account 
 
77. 	 
TRUST #4: 
 
78. 	 
American ExpressCo. Dividend 
 
79. PLC Dividend 
 
80. 	 
General Electric Co. Dividend 
 
81. 	 
Merck Co.,Inc. Dividend 
 
82. 	 
Procter GambleCo. Dividend 
 
83. 	 
Deutsche Bank Trust Co. International Fund Dividend 
 
84. 	 
Deutsche Bank Trust Co. Taxable Income Dividend Fund 
 
85. 	 
DWS High Income Fund-Insured Dividend 
 Income Gain Codes: :$1.000 less =$1,001 $2,500 =$2.501 $5,000 =$5,001 $15,000 =$15,001 50.000 (Se Columns and IM) =$50.001 100,0O0 =$100,001 $1.000,000 =$1.000,001 $5.000.000 112 =More than $5.000.000 
 Value Codes =$15.000 less =$15.001 $50,000 =$50.001 $100.000 =$100.001 $250.000 
(see Columns and D3) =$250.001 $500.000 =$500.1)01 $1.000,000 =$1.000,001 $5.000.000 =$5.0~O.001 $25,000.000 =$25.000.001 $50.000.0~0 =More Ihan $50.000.000 Value Method Codes =Appcaisal =Cosl (Real Estate Only) =Asscssmcnt =Cash Markc~ 
(See Column C2) -Book Value =O,hm -Estimated 
 
Name Person Reporting Date Report 
NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code div.. rent. (A-H) int.) Gross value end reporting period (I) (2) Value Value Code Melhod (J-P) Code (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mnvdd/yy Code Code (J-P) (A-H) (5) ldenfi~y buyer/sell~ (if private transaction) 
86. Shares U.S. Treasury Inflation Protected Securities Fund Dividend 
87. PIMCO Developing Local Markets Fund Dividend 
88. Eaton Vance Structured Emerging Markets Fund Dividend 
89. Deutsche Bank Trust Co. U.S. Large Capitalization Value Fund Dividend 
90. Path Dow Jones AIG Commodity Index Total Return Fund Dividend 
91. DWS Reef Global Real Estate Secured Fund Dividend 
92. Deutsche Bank Trust Co. Money Market Deposit Account Dividend 
93. ESTATE (Opened 10/31/08) 
94. Dreyfus Intermediate Municipal Bond Fund Dividend Sold (part) 06/16/10 
95. Williams Associates None Income Gain Codes: I.O00 less =$1.001 $2.500 =52,501 $5.000 =$5.001 515.000 =$15.001- $50,000 
(S Columns and I)4) $50,001 100.000 =$100.001 1.000,000 1.000.001 $5.000.000 112 ore Shah $5.000.000 Valu~ Co~ =$15,000 less =$15,001 $50.000 =550,001 5100.000 =5100.001 $250.0(}0 
(.See Columns and D3) =5250.001 5500.(X)0 =$500,001 $1.000.000 =51.000.001 55.000.000 =$5.000.001 525.000.000 =$25.000.0OI $50.000.0~0 =More ihan $50.000.0~0 Value Method Codes =Appraisal =Cost (Real Eslate Only) =Asscssmcnl =~h Marke~ 
(Scc Column C2) =B~ok Value --Other -Estimated 
 
Name Person Reporting Date Report 
 
05/04/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicatc part report) 
ADDITIONAL INFORMATION WITH RESPECT PART VII THIS REPORT: Items 1-18, 22, 31-33, 56-6 and 78-82 are common stock holdings. 
Items 19, 20, 28, 30, 36-41, 44, 50-53, 72-75, 85-88, 90, 91, and are mutual funds. 
Items 23-26 are certificates deposit. 
Items 27, 29, 34, 35, 54, 65, 76, and are the nature money markets accounts. 
Items and are United States Treasury Notes. 
Items 45, 47, 48, 62, 64, 67, 69, 70, 83, and are commingled common stock trust funds managed Deutsche Bank Trust Co. 
Items 46, 63, and are commingled tax-free securities trust funds managed Deutsche Bank Trust Co. 
Items and are commingled debt securities trust funds managed Deutsche Bank Trust Co.. 
Item real estate partnership. 
 
 
Name Person Reporting Dale Report 
Schall, Alvin 0510412011 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544