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Judicial Watch • Andrew J. Kleinfeld – 2011

Andrew J. Kleinfeld – 2011

Andrew J. Kleinfeld – 2011

Page 1: Andrew J. Kleinfeld – 2011

Category:Federal Judges

Number of Pages:9

Date Created:October 20, 2012

Date Uploaded to the Library:November 11, 2014

Tags:kleinfeld, Andrew J Kleinfeld, Alaska, andrew, trust, 2011, assets, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Kleinfeld, Andrew Court Organization Ninth Circuit Date Report 08/06/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Circuit Judge Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/201 Chambers Office Address 
Courthouse Square 250 Cushman St. Suite 3-A Fairbanks, Alaska 99701 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Co-Trustee Trust 
 
 
II. AGREEMENTS. (Reporting indfridual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 2011 ABA Members Retirement Program, control 
 
 
 
Date Report 
Kleinfeld, Andrew 
08/06/2012 
Ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instr11ctions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2011 State Alaska, Permanent Fund Dividend $1,174.00 2011 Metropolitan Life Insurance Co. (Deferred Comp) $21,936.00 2011 Prudential Life Insurance Co. (Deferred Comp) $20,652.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 Self employed writer and educational consultant -See Part VIII 
2011 State Alaska -Permanent Fund Dividend 
2011 State Alaska -Retirement 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
 
(Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED The Federalist Society October 15-17, 2011 San Francisco, Speech the Berkeley Federalist Society Transportation, meals, hotel 
 
 
 
Date Heport 
Kleinfeld, Andrew 
08/06/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing 
instructions.) 
[2J NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[2J 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Heport 
Kleinfeld, Andrew 
08/06/2012 
VII. INVESTMENTS and TRUSTS -imtr11ltions.J 
income, vatue, transactions r1nc111des those ofspollSe and dependent children; see PP 34-60 filing NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (I) 
(2) (3) 
(5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, 111111/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-II) (if private (Q-W) transaction) Income Gain Codes: :=$ 1,000 less 41,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15.000 =$15.0111 -$50.CXXI 
(Sec Columns and D4) =$50.001 -$100.000 =$100,001 -$1,000.000 111 =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001  $100.000 =$I 00.00 -$250.000 
(Sec Columns and 03) =$250.1101 -$500.000 =$500.001 -$1,000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25,000.00 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal Cost (Kcal Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value VOthcr =Estimated 
 
 
Date Heport 
Kleinfeld, Andrew 
08/06/2012 
VII. INVESTMENTS and TRUSTS --income, m111e, transactions r1nc111des those spouse and dependent d1ildren; see PP 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) 
(2) 
(I) 
(2) (2) 
(5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code 	Method buy, sell, mm/dd/yy Codc2 Code buyer/seller 
(A-II) int.) (J-P) 	Code redemption) (J-P) (A-II) (if private (Q-W) lrnnsaclion) Income Gain Codes: 1.000 less =$1.00  $2.500 =$2.501 $5.000 =$5.001 -$15,000 =$15.001 -$50.000 
(Sec Columns and D-4) =$50.001 -$100.000 =$I 00.(Xl  $1.000.000 1.000.00  $5.000.000 112 =More than $5.000.000 Value Codes 15.000 less =$15.IXll  $50.000 =$50.001  $100.000 100.00  $250.000 
(Sec Columns andD3) c$250.(Xl -$500.IXlO =$5110.00  l.000.000 =$1.000.001 -$5.000.000 =$5.000.001  $25.000.000 =$25.(XJ0.00  $50,000,01){) =More than $50.000.000 Value Method Codes ,_Appraisal I{= Cost (Keri Lstatc Only) =Assessment =Cash Market 
(Sec Cohunn C2) Book Value =Other =Estimated 
 
 
 
Date Hcport 
08/06/2012 
Kleinfeld, Andrew NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including tmst assets) reporting period reporting period 
 
(2) (I) 
(I) 
(2) (3) (5) 
rlace (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-11) int.) (J-P) 	Code redemption) (J-P) (A-11) (if private (Q-W) 
transaction) Income G:lin Codes: -$1.000 less =$1.001 -$2500 =$2,501 -$5,000 =$5.00t -$15,000 =$15,0111 -$50.000 (Sec Columns and D-) =$50.001 $100.000 I00.00 -$1.000.000 Ill =$t.000.001-$5.000.000 112 More than$5.000.000 Value Cot.ks $15.(XJO less $15.(101 -$50.000 =$50.00t -$t00.000 =$100.001 -$250.000 (Sec Columns ;md 03) $250.001-$500.000 $500.00t 
-$1,000.000 =$1,000.00t -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than$50.000,000 =Cost (Real L!>t:lfc Only) =Cash Market 
(Sec Column C2) Ynluc Method Codes 
 Appraisal =Assessment =-01hcr -Book Value =Estimated 
 
VII. INVESTMENTS and TRUSTS -income, a1ue, transactions r1nc111des tiwse spouse and dependent c11ildren: see PP 34-60 filing instr11c1iom.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) (I) (2) (3) 
(5) 
Place (X) afler each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-II) int.) (J-P) 	Code redemption) (J-P) (A-II) (if private (Q-W) transaction) 
52. MFC !shares Dow DVY (Trust #I) Dividend Buy 6/24/11 
53. MFB Northern NMMLX (Trust #I) Dividend Buy 6/24/11 
54. MFB Northern Fds Index NOBOX (Trust# Dividend Buy 6/24/11 
55. Income Grnn Codes: :c:$ .000 kss =$1.001 -$2.500 =$2.501  $5,000 =$5.001 -$15,000 =$15,001 -$50.000 
(Sec Columns and D-l) =$50.001 -$100.000 =$100.00 -$1.000.000 Ill 41.000,00t -$5.000.000 112 =More than $5.000.000 Value Cmks J::.$15.0