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Judicial Watch • Andrew J. Kleinfeld – 2012

Andrew J. Kleinfeld – 2012

Andrew J. Kleinfeld – 2012

Page 1: Andrew J. Kleinfeld – 2012

Category:Federal Judges

Number of Pages:8

Date Created:May 12, 2014

Date Uploaded to the Library:July 08, 2014

Tags:kleinfeld, Andrew J Kleinfeld, Northern, andrew, 2012, trust, stock, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge

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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-lll) Person Reporting (last name, first, middle initial) Kleinfeld, Andrew Court Organization Ninth Circuit Date Report 08/07/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior Circuit Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
Courthouse Square 250 Cushman St. Suite 3-A Fairbanks, Alaska 9970 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 of.filing instructions.) NONE (No reportable positions.) 


II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of.filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 2012 ABA Members Retirement Program, control 

Date Report 
Kleinfeld, Andrew 
III. NON-INVESTMENT COME. (Reporting individ11al and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  


 (yours, not spouse's) 2012  State Alaska, Pennanent Fund Dividend  $878.00  
2.2012  Metropolitan Life Insurance Co. (Deferred Comp)  $21,936.00  
3.2012  Prudential Life Insurance Co. (Deferred Comp)  $20,652.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 
Self employed writer and educational consultant -See Part VIJI 

State Alaska -Pennanent Fund Dividend 
State Alaska -Retirement 

IV. REIMBURSEMENTS -transportation, /odging,Jood, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 

Date Report 
Kleinfeld, Andrew 
08/07/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 


VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instr11clions.) 
[{] NONE (No reportable liabilities.) 

Date Report 
Kleinfeld, Andrew /07/2013 
VII. INVESTMENTS and TRUSTS -income, vat11e, transactions (tnc1ut1es 11tose spouse and dependent c1ti1t1ren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (2) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Morgan Stanley -Money Mkt Account  Dividend Radio Shack Common Stock  Dividend DWSFunds  Dividend Keogh Plan -Administered ABA  lnt./Div. Black Rock Total Return Fund  Dividend 403(b) and IRA Rollover Plans Vanguard  lnt./Div. Century link Common Stock, was Qwest  Dividend Elect Power Common Stock  Dividend Northrop Grumman, Common Stock  Dividend  
10. Denali State Bank Accounts  Interest  
11. U.S. Savings Bonds (Trust #l)  Interest  
12. Met Life -Trust Interests  Dividend  
13. Northern Income Equity Fund NOlEX (Trust #l)  Dividend  
14. Northern Int'! Growth Equity Fund NOIGX (Trust #l)  Dividend  
15. TIAA-CREF Retirement Annuity  lnt./Div.  
16. Northern Money Mrt Account (Trust #l)  Interest  
17. Transamerica Whole Life Policy  Interest Income Gain Codes: 41.000 less 41.00t -$2.500 =$2.50t -$5,000 =$5.001 -$t5.000 =$15.001 -$50.000 (Sec Columns and 04) =$50.00 00.000 00.00 -$1.000.000 =$1.000.001 -$5.000.000 t12 =More tha $5.000.000 Value Codes 5.000 less 5.00 -$50.000 =$50.00 -$I 00.000 =$100.00t -$250.000 
(Sec Columns and 03) =$250.00t -$500.000 =$500.00t -$1.000.000 =$1,000.00t -$5,000.000 =$5,000.001 -$25,000.000 425.000.00 -$50.000.000 =More than $50.000.000 Value Methe>d Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V=01hcr =Es1imatcd 

VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 filing ins1r11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income