Skip to content

Get Judicial Watch Updates!

DONATE

Judicial Watch • Ann D. Montgomery – 2010

Ann D. Montgomery – 2010

Ann D. Montgomery – 2010

Page 1: Ann D. Montgomery – 2010

Category:Federal Judges

Number of Pages:14

Date Created:October 17, 2011

Date Uploaded to the Library:November 26, 2014

Tags:Ann D Montgomery, MONTGOMERY, transportation, 2010, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Rev. 112011 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization MONTGOMERY, ANN U.S. DISTRICT COURT -MN Date Report 05/03/2011 Title (Article 111 judges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) Nomination, Date 01/01/2010 
ARTICLE III JUDGE -ACTIVE Initial [{] Annual Sb. Amended Report Final 12/3112010 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance U.S. COURTHOUSE with applicable laws and regulations. 300 SOUTH FOURTH STREET MINNEAPOLIS, 55415 Reviewing Officer Date 
IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
 
[{] NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
 
 
 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 
 
instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 	INCOME 
(yours, not spouses) Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2010 	Arthur, Chapman, Kettering, Smetak Pikala Law Firm 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 	 
International Criminal March -March 21, Arusha, Tanzania !CTR Training -Direct and Transportation, lodging, meals Tribunal for Rwanda 2010 Cross Exam 	 
The Aspen Institute/Robina November -Queenstown, The Aspen Institute Justice Transportation, lodging, meals Foundation November 2010 and Society Program 	 
American Conference November -Orlando, Cls 21st Annual Bad Transportation, lodging, meals Institute December 2010 Faith Litigation Conference 
 
 
 
 
 
Date Report 
MONTGOMERY, ANN 
05/03/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR 
DESCRIPTION VALUE CODE 
 
 
 
 
 
 
 
Date Report 
MONTGOMERY, ANN 
05/03/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (!) (2) (I) (2) (S) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Bancorp Interest Nortech System -Common Stock Dividend Minnesota State Judge Retirement Plan None Interest farm land Meeker County, Rent Neurogen Corp. HWP -Common Stock None Sold 06/01/10 Lincoln Life Variable Annuity Fund None Sold 03/10/10 Trans America Annuity None Buy 03/10/10 Alliance Bernstein Balanced Wealth Strategies Dividend Sold 02/16/10 Pimco Total Return Dividend Buy 02/16/10 
10. Prudential Natural Resource Dividend Buy 02/16/10 
11. Blackrock Global Allocation Dividend Buy 02/16/10 
12. First Eagle Dividend Buy 02/16/10 
13. Ivy Asset Strategy Dividend Buy 02/16/10 
14. Blackrock Global Allocation -IRA Dividend Sold (part) 02/16/10 
15. Prudential Natural Resource -IRA Dividend Buy 02/16/10 
16. Ivy Asset Stragegy -IRA Dividend Buy 02/16/10 
17. First Eagle -IRA Dividend Buy 02/16/10 Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$1 5,00 -$50,000 
(See lumns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100.000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,00 -$500,000 =$500,00 ,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More lhan $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) sscssmcnt =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets reporting period ofreporting period 
 
(I) (2) (I) (2) (I) (2) (3) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) 
18. Pimco -IRA Dividend Buy 02/16/10 Income Gain Codes: =$I 0000 less =$I .00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00I -$50,000 
(See Columns and D4) =$50,001 -$100,000 100,00 -$1,000,000 =$1,000,001 -$5,000,000 112 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,00 -$500,000 =$500.00I -$I ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
05/03/2011MONTGOMERY, ANN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepartofreport.) 
Section VII: No. -Item real estate 
The assessed tax value approximately $80,000; the current value may actually 
less than that but share, any event, 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ANN MONTGOMERY 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
 
AOIO Rev. //20 Report Required the Ethics Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) MONTGOMERY, ANN Court Organization U.S. DISTRICT COURT -MN Date Report 07111/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) ARTICLE Ill JUDGE -ACTIVE Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. [:zJ Amended Report Final Reporting Period 01/01/2010 12/31/20!0 Chambers Office Address 13W U.S. COURTHOUSE 300 SOUTH FOURTH STREET MINNEAPOLIS, 55415 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
MontQomerv. Ann 
 
 
 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 20IO 	Arthur, Chapman, Kettering, Smetak Pikala Law Firm 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 	International Criminal March March 21, Arusha, Tanzania !CTR Training -Direct and Transportation, lodging, meals Tribunal for Rwanda 20!0 Cross Exam 	The Aspen Institute/Robina November Queenstown, The Aspen Institute Justice Transportation, lodging, meals 
Foundation November 2010 	and Society Program 	American Conference November -Orlando, Cls 21st Annual Bad Transportation, lodging, meals Institute December 2010 Faith Litigation Conference GIFTS. (Includes tlwse spouse and dependent children; see pp. 18-31 filing 
instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing 
instructions.) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(2) 
(2) (l) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
(Q-W) Income Gain Codes: =$1,000 less =$1.00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001-$100,000 =$100,001 -$1,000,000 ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001-$50,000 =$50,001 100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250.001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001-$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes t11ose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
 
(including trust assets) reporting period reporting period 
{I) (2) (I) (2) 
 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) 
{A-H) (if private 
transaction) 
(Q-W) 
18. PimcoTotal Return -IRA-PIMCO Dividend Buy 02/16/10 Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and 04) =$50,001 -$!00,000 =$100,001 -$1,000,000 =$1,000,00I  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and DJ) =$250,00  $500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00I -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Name Person Reporting 
07/11/2011 
MONTGOMERY, ANN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
The assessed tax value approximately $80,000; the current value may actually 
Section VII: No. Item real estate owned 
less than that but share, any event, would less than $20,000. 
 
 
 
 
 
 
 
 
Date Report 
MONTGOMERY, ANN 
07/11/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ANN MONTGOMERY 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544