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Judicial Watch • Arthur D. Spatt – 2006

Arthur D. Spatt – 2006

Arthur D. Spatt – 2006

Page 1: Arthur D. Spatt – 2006

Category:Federal Judges

Number of Pages:12

Date Created:September 4, 2007

Date Uploaded to the Library:December 21, 2014

Tags:Spatt, Arthur D Spatt, Arthur, 2006, assets, transactions, Codes, dividend, reporting, report, Federal Judge, financial, income, Judge


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FOR CALENDAR YEAR 2006 Person Reporting (last name, first, middle initial) Court Organization 
Spatt, Arthur Eastern District New York Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full-or part-time) 
Nomination, Date 
U.S. District Judge, Senior 
Initial Annual Date Report 
05/08/2007 Reporting Period 
01/01/2006 Final 
12/31/2006 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
Long Island Federal Courthouse 
P.O. Box 9014 
Central Islip, New York 11722 
 
Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) POSITION  .,, ,...., j 
 
II. AGREEMENTS, (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 
PARTIES AND TERMS 1979 Prior pension and profit-sharing plans rolled over (See Rider annexed hereto) Individual Retirement Keogh Plan (See Rider annexed) 
 
III, NON-INVESTMENT ME, (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 12/27/89 New York State Retirement Pension 17,955.96 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
 
 
 
Date Report 
Name Person Reporting 
05/08/2006 
Spatt, Arthur GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
(E] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI, LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[EJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
Name Person Reporting Date Report 
Spatt, Arthur 05/08/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Place (X) after each asset exempt from prior disclosure 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., ren Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) STOCKS AIRTOUCH COMMUNICATIONS Dividend 
AMERITECH -COMMON Dividend 
ATT -COMMON Dividend 
ATT Wireless Services Dividend redemption I0/10 UPRR Securities LLC 
BELL ATLANTIC -COMMON Dividend 
 
 
BELL SOUTH -COMMON Dividend buyout ATT 
CHEVRON-TEXACO Dividend 
COMCAST -COMMON Dividend 
 
 
10. 
EASTMAN KODAK -COMMON Dividend 
 
11. 
PACIFIC TELESIS -COMMON Dividend 
 
12. 
PEPSICO -COMMON Dividend 
 
 
SOUTHWESTERN BELL -COMMON Dividend 
 
14. 
U.S. WEST -COMMON Dividend 
 
15. 
XEROX -COMMON Dividend 
 
16. 
U.S. WEST MEDIA GROUP Interest 
 
 
EASTMAN CHEMICAL CO. Dividend Income Gain Codes: 1,000 Jess l,001 -S2,500 =$2,50 -$5,000 =$5,001 -$15,000 =SJ5,00I -$50,000 
(See Columns and 04) =S50,00J -$100,000 =$I 00,00 1,000,000 =SJ,000,001 -$5,000,000 =More than SS,000,000 Value Codes =SI 5,000 less =SI 5,001 -$50,000 =$50,00 -SI 00,000 =SI 00,00 -$250,000 
(See Columns and 03) =S250,00J -S500,000 =$500,00 1,000,000 =Sl.000,001 -$5,000,000 =$5.000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50.000,000 =Cash Market 
(See Column CZ) =Appraisal =Other =Assessment =Book Value =Estimated 
 
Date Report 
Name Person Reporting 
05/08/2006 
Spatt, Arthur 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (2) 
(1) (2) (I) 
(2) (3) 
(4) 
Place (X) after each asset Amount Type (e.g. 
Value Value Type (e.g. exempt from prior disclosure 
Code 
div., rent, 
Code Method buy, sell, (A-H) int.) (J-P) Code redemption) 
(Q-W) 
18. 
AIRTOUCH COMMUNICATIONS Dividend 
 
19. 
LUCENT TECHNOLOGIES, INC. Dividend 
 
20. 
NCR CORP. Dividend 
21TRICON GLOBAL Dividend 
22. 
SBC COMMUNICATIONS Dividend 
23. 
COMPAQ COMPUTER Dividend 
24. 
GENERAL ELECTRIC CO. Dividend 
 
25. 
AGERE SYSTEMS, INC. Dividend 
 
26. 
YUM BRANDS, INC. Dividend 
 
27. 
HEWLETT PACKARD CO. Dividend. 
 
28. 
QWEST COMMUNICATIONS Dividend 
 
29. 
CHESAPEAKE UTILITIES CORP. Dividend 
 
30. 
VODAFONE Dividend 
 
 
31. 
iDEARC iNC. Dividend spin-off 
 
32. 
LIMITED PARTNERSHIP 
 
Date Value Gain Identity 
Month Code Code buyer/seller 
Day (J-P) (A-H) (if private 
transaction) 
 
1117 
BERKSHIRE LAND VENTURE CO. Dividend 
BERKSHIRE LAND VENTURE CO. Interest Inco Gain Codes: 1,000 less 1,00 -S2,500 =$2,501 -$5,000 =S5,00I -$15,000 =$15,001 -S50,000 
(See Columns and 04) F=S50,00l -SI00,000 00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00 -$50,000 L=S50,00l -SI00,000 =$100,001 -$250,000 
(See Column and 03) =S250,00 -$500,000 =S5oo,ool -Sl,000,000 =Sl,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -S50,000,000 =Cost (Real Estate Only) =More tha $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other ssessment =Book Value =Estimated 
 
Date Report 
Name Person Reporting 
05/08/2006 
Spatt, Arthur 
VII. INVESTMENTS and STS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
Gross value end 
Description Assets 
Transactions during reporting period 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure 
INTEREST 
reporting period 
reporting period 
(I) Amount 
Code 
(A-H) 
(2) 
(I) 
Value div rent, Code int.) (J-P) 
Type (e.g. 
(2) (I) 
Value Type (e.g. 
 
Method buy, sell, Code redemption) 
(Q-W) 
(2) Date Month Day 
(4) (5) 
(3) 
Gain Identity Code Value 
Code buyer/seller (J-P) 
(A-H) 	(if private transaction) 
 
36. 
NORTH FORK BANK, including IRA Interest accounts cash 
 
37. 
Portion Pension Plan Rolled Over (See Part II) 
 
38. 
BONDS 
 
39. 
NEW YORK STATE HOUSING Interest AGENCY 
 
 
40. 
POWER AUTHORITY Interest 
 
41. 
DORMITORY AUTHORITY Interest 
 
42. 
DORMITORY AUTHORITY Interest 
 
 
DORMITORY AUTHORITY Interest 
 
44. ISRAEL BONDS Interest 
 
45. 
N.Y. STATE THRUWAY Interest 
 
46. 
COUNTY WASHINGTON Interest 
 
 
NEW YORK STATE URBAN DEV. Interest 
SOMERS CENTRAL SCHOOL DIST. Interest 
 
49. STATE THRUWAY AUTHORITY Interest 
 
50. 
NYC TRANSITIONAL FINANCE AUTH. Interest 
 
51. 
NYS DEPT. HEAL Interest Income Gain Codes: 1,000 less =Sl ,001 -$2,500 =$2,501 -$5,000 =SS,001 -$15,000 =$15,001 -S50,000 
(See Columns and 04) F=S50,001-SIOO,OOO I00,00 1,000,000 1,000,00 -$5,000,000 =More than S5,000,000 Value Codes 15,000 less K=$15,001 -$50,000 =$50,00 -SI 00,000 =SI 00,00 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 0=$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =S25,000,001 -SS0,000,000 =Cost (Real Estate Only) =More than SS0,000,000 T=Cash Market 
(See Column C2) =Appraisal V=Other =Assessment 
U=Book Value W=Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
 
Date Report 
Name Person Reporting 
Spatt, Arthur 
0510812006 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (1) 
Place (X) after each asset Amount Type(e.g. Value 
exempt from prior disclosure Code div., rent, Code 
(A-H) int.) (J-P) 
 
69. IRA STOCKS 
(2) (I) (2) (3) (4) (5) 
Value Type(e.g. Date Value Gain Identity 
Method buy, sell, Month- Code Code buyer/seller 
Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
70. ALLEGHENY ENERGY INC. Dividend 
71. AMERICAN ELECTRIC POWER CO., Dividend 
INC. 
 
 
72. 
CASCADE NATURAL GAS CORP. Dividend 
 
73. 
CENTRAL SOUTH WEST CORP. Dividend 
 
 
74. 
CONNECTIV INC. Dividend 
 
75. 
CONNECTIV INC. Dividend 
 
76. 
ENERGY EAST CORP Dividend 
 
77. 
ENOVA CORP. Dividend 
 
78. 
FPL GROUP INC. Dividend 
 
79. 
FIRST ENERGY CORP. Dividend 
 
80. 
MIDAMERICAN ENERGY HOLDINGS Dividend co. 
 
81. 
NEVADA POWER CO. Dividend 
 
82. 
NEW ENGLAND ELECTRIC SYSTEM Dividend 
 
83. 
POTOMAC ELECTRIC POWER CO. Dividend 
 
84. 
TEXAS UTILITIES CO. (Holding Co.) Dividend 
 
85. 
TEXAS UTILITIES Dividend Income Gain Codes: 1,000 less 1,00 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =Sl5,00l -S50,000 
(See Columns and 04) =$50,001 -SI00,000 =SI 00,00 1,000,000 =Sl ,000,001 -S5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -S50,000 L=S50,00l -SIOO,OOO =SI00,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 0=$500,001 -Sl,000,000 1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -S50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) =Appraisal V=Other ::::Assessment =Book Value =Estimated 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (1) 
Amount 
Type (e.g. Value 
Place (X) after each asset 
 
Value Type (e.g. 
Date 
Value 
Gain 
 
Identity 
Code 
div., rent, Code 
Code 
buyer/seller 
exempt from prior disclosure 
Method buy, sell, 
Month 
Code 
 
(1) (4) 
(2) (1) (3) 
(A-H) int.) 
Code redemption) 
Day 
(if private 
(J-P) 
(A-H) 
transaction) 
(Q-W) 
 
86. 
WESTERN RESOURCES INC. (Western Dividend Energy, Inc.) 
 
87. 
PMC CAPITAL INC. Dividend 
 
88. 
ROCHESTER GAS ELECTRIC CORP. Dividend 
 
89. 
SEMPA ENERGY Dividend 
 
90. 
SIERRA PACIFIC Dividend 
 
 
91. 
PEPCO HOLDINGS, INC. Dividend 
 
92. 
EAGLE MERGER CORP. Dividend 
 
93. 
RGS ENERGY GROUP, INC. Dividend 
 
94. 
OCCIDENT PETROLEUM CORP. Dividend 
 
95. 
KIMBERLY-CLARK CORP. Dividend 
 
96. 
CISCO SYSTEMS INC. Dividend 
 
 
JOHNSON JOHNSON Dividend 
 
98. PMC COMMERCIAL TRUST Dividend 
THE SOUTHERN COMPANY Dividend 
 
100. WESTSTAR ENERGY Dividend 
IOI. PUGET ENERGY INC. Dividend 
102. CHESAPEAKE UTILITIES CORP. Dividend Income Gain Codes: 1,000 less =Sl,001  S2,500 =S2,501 -$5,000 =$5,001 -Sl5,000 15,00 -S50,000 
(See Columns and 04) =S50,00I -SI00,000 =SI 00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 I00,000 100,00 -$250,000 
(See Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (1) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type (e.g. buy, sell, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
103. 
VERIZON COMMUNICATIONS Dividend 
 
104. 
CORPORATE BONDS 
 
105. 
TENESSEE VALLEY AUTHORITY Interest Bond 1993 Series 
 
106. 
COMMONWEAL EDISON CO. 8.625% Interest Due 2/1/2002 
 
107. 
OPPENHEIMER HIGH YIELD FUND Dividend (See Rider 
 
108. 
WARWICK CENT. Interest Income Gain Codes: 1,000 Jess l,001 -$2.500 =$2.501 -$5,000 =S5.00I -$15.000 =SJ5,00J -$50.000 
(See Columns and 04) =S50,00J -SI00,000 I00,00 -SI ,000,000 =SJ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =Sl5,00J -$50,000 =$50,001 -SI00,000 =SJ00,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,00 -SI ,000,000 =SJ,000,001 -$5,000,000 =S5,000,00J  $25,000,000 Value Method Codes =S25,000,00J -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
Name Person Reporting Date Report 
 
Spatt, Arthur 05/08/2006 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Report.) 
RIDER (Response -AGREEMENTS --first page) former participating member the Spatt Bauman, P.C. pension and profit-sharing plan, when withdrew from the firm and the practice oflaw 1978, 
 
share the pension plan was severed and rolled over. The funds were not used and were placed individual retirement accounts two types investments 
follows: bonds and stocks the aggregate value $311,220.41 December 31, 2006. cash the North Fork Savings Bank, Hewlett, New York branch, the sum of$22,754.98 December 31, 2006. 
RIDER (Response -AGREEMENTS --first page) 
Prior entering into the Spatt Bauman, P.C. pension plan, when was single practitioner started individual retirement Keogh Plan. When withdrew 
 
from the practice oflaw, rolled over the Keogh Plan, and remains that unused condition. The Keogh funds are Oppenheimer High Yield Fund and 
are the value approximately $102,211.30 December 31, 2006. 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544