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Judicial Watch • Arthur D. Spatt – 2008

Arthur D. Spatt – 2008

Arthur D. Spatt – 2008

Page 1: Arthur D. Spatt – 2008

Category:Federal Judges

Number of Pages:12

Date Created:October 21, 2009

Date Uploaded to the Library:December 21, 2014

Tags:RIDER, Spatt, Arthur D Spatt, Venture, Arthur, response, children, dependent, 2008, INVESTMENTS, spouse, transactions, TRUSTS, Codes, dividend, reportable, Federal Judge, income, Judge


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Spatt_Authur_D 
 
Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 	INCOME 
(yours, not spouses) 2008 New York State Retirement Pension 	$18,328.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Do/far amount not required except/or honoraria.) 
[ZJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenL (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[Z] 	 
NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
05/12/2009 
Spatt, Arthur 
Page 3of12 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 
 
instructions.) 
[ZJ NONE (No reportable gifts.) 
 
DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transacnons r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(I) 
(2) 
(I) 
(3) 
(4) 
Gain 
(5) 
Identity Place (X) after each asset 
Amount 
Type (e.g., 
Value 
Value 
Value Type (e.g., Date 
exempt from prior disclosure Code (A-H) div., rent, int.) Code (J-P) Method Code (Q-W) buy, sell, redemption) Month-Day Code (J-P) Code (A-H) buyer/seller (if private transaction) 
18. LUCENT TECHNOLOGIES, INC. Dividend Sold 11/26 
 
19. NCR CORP. Dividend 
20. 
TRJCON GLOBAL Dividend 
 
21. 
SBC COMMUNICATIONS Dividend 
 
22. 
COMPAQ COMPUTER Dividend 
 
 
GENERAL ELECTRIC CO. Dividend 
AGERE SYSTEMS, INC. Dividend 
25. 
YUM BRANDS, INC. Dividend 
 
26. 
HEWLETT PACKARD CO. Dividend 
 
 
QWEST COMMUNICATIONS Dividend 
28. CHESAPEAKE UTILITIES CORP. Dividend 
29. 
VODAFONE Dividend 
 
30. 
iDEARCiNC. Dividend 
 
31. 
LSI Corp. Dividend 
 
 
32. LIMITED PARTNERSHIP 
BERKSHIRE LAND VENTURE CO. Dividend 
BERKSHIRE LAND VENTURE CO. Interest Income Gain Codes: =St ,000 less 1,00  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,00 -$50,000 
(See Columns and 04) =$50,001 -SI00,000 G=SI00,001 $1,000,000 =$1,000,001  $5,000,000 ore than $5,000,000 Value Codes =$15,000 less K=Sl5,001-S50,000 =$50,001-SI00,000 =SI00,001  $250,000 
(See Columns aod DJ) =$250,001 -$500,000 =$500,001  Sl,000,000 =St.000.001 -S5.ooo.ooo =$5,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
05/12/2009 
Spatt, Arthur 
 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
NONE (No reportable income, assets, transactions.) 
 
 
Spatt, Arthur 
05/12/2009 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children: see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
 
Spatt, Arthur 
05/12/2009 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Income Gain des: 1.000 less B=Sl,001  S2,500 =$2,501 -S5,000 D=S5,001-Sl5,000 =Sl5,001 -S50,000 (See Columns and 04) F=$50,001-SIOO,OOO =SI00,001  $1,000,000 =Sl,000,001  $5,000,000 =More than SS,000,000 
Valu Codes =$15,000 less K=$15,001 -$50,000 =$50,001 -$I 00,000 =Sl00,00I -S250,000 
 
(See Columns and 03) =$250,001  $500,000 =S500.001. s1.ooo.ooo =SI,000.001-$5.000,000 =$5,000.001 -$25.000,000 =$25,000,001  S5o,ooo.ooo -More tha $50.000.000 
Valu Method Codes =Appraisal -Co (Real Esta Ooly) =Assessment =Cash Mark.et (See Column C2) U=Book Value V=Other =Estimated 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/ReporL) 
RIDER (Response -AGREEMENTS -first page) former participating member the Spatt Bauman, P.C. pension and profit-sharing plan, when withdrew from the firm and the practice oflaw 1978, 
 
share the pension plan was severed and rolled over. The funds were not used and were placed individual retirement accounts two types investments 
follows: bonds and stocks the aggregate value of$250,256.97 December 31, 2008. cash the Capital One Savings Bank, Great Neck, New York branch, the sum of$21,483.13 December 31, 2008. 
RIDER (Response -AGREEMENTS --first page) 
Prior entering into the Spatt Bauman, P.C. pension plan, when was single practitioner started individual retirement tKeogh Plan. When withdrew 
 
from the practice law, rolled over the Keogh Plan, and remains that unused condition. The Keogh funds are Oppenheimer High Yield Fund and are the value approximately $21,919.65 December 31, 2008. 
 
 
 
 
IX. CERTIFICATION. certify that all information given above {including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL S;NCTIONS U.S.C. app.  104)