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Judicial Watch • Arthur J Schwab Financial Disclosure Report for 2006

Arthur J Schwab Financial Disclosure Report for 2006

Arthur J Schwab Financial Disclosure Report for 2006

Page 1: Arthur J Schwab Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:9

Date Created:August 31, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Arthur J Schwab, Arthur, Schwab, Retirement, 2006, EPA, Financial Disclosure, ICE, CIA, income, Judge

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United States District Court 
Western District Pennsylvania 
U.S. Courthouse 
700 Grant Street, Suite 7280 

Pittsburgh, Pennsylvania 15219 
(412) 208-7423 
June 21, 2007 

The Honorable Ortrie Smith  
Chair Judicial Conference the United States Committee Financial Disclosure (./) ("")  ,__, __, c::::  ::0 (")  
One Columbus Circle,  :::0 .,..__  
Washington, 20544  oJ> ,,,  
Dear Judge Smith:  
Thank you for your advice your letter June 13, 2007, paragraph your request paragraph thereof,the..tbre.(3Jmutual funds referenced 

2006 Report were part holdings prior law firm's Retirement Plan. about July 14, 2006, closed and rolled-over the value into existing IRA No. --by directing the Retirement Plan administrator effect the rollover. Sometime thereafter, the Retirement Plan assets were liquidated and the value thereof was rolled-over into IRA No. the total value Retirement Plan No. the end the reporting period (12/31/06) was the 2006 Report. For your information, the value the amount rolled-over was Value Code (see line 23), and the value said amount was approximately $1,000.00 less than the start the year (gain code 
see line 23). Because the nature the rollover, not believe can determine the gain/loss each mutual fund the Retirement Fund between 1/1/06 and about /14/06. Hopefully the disclosure the total gain/loss was "loss" less than $1,000 .00 will sufficient. 
This transaction one time event since all IRAs/Retirement Plans are now combined into Rollover IRA No. and how the transferred funds were allocated IRA No. disclosed lines 8-12, and 14-21. 
Arthur Schwab 
U.S. District Judge POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 07111/91 	Single life annuity through life insurance company through prior employer, Reedi?mith LLP, 01/01/2012. 
2.2006 Grove City College -Part-time Professor -evening course-intellectual property law (compensn within the applicable judicial guidelines) 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 2006 Grove City College -teaching Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 



IV. REIMBURSEMENTS -transportation, lodging,food, en/ertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION University Virginia, School Law 

Name Person Reporting 
Schwab, Arthur GIFTS, (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[RJ  NONE (No reportable gifts.)  

VI. LIABILITIES. (Includes those spouse and dependent children. pp. 32-33 instructions.) 
[EJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1ut1es those the spouse ant1 t1epent1en1 chi/t1ren. see PP 34-60 filing 
instructions.J NONE (No reportable income, assets, transactions.) Income Gain Codes: 1,000 less =SJ,001 -52.500 =S2,501 -55,000 =$5,001 -515,000 =515,001 -550,000 (See Columns and D4) =S50.00 -SI 00,000 =SJ 00.001 -Sl,000,000 =SJ,000,00J -SS,000,000 ""More than 55,000,000 Value Codes ""S 15,000 Jess =$15,00 -550,000 =550,001 100.000 =SI 00,00 -5250,000 (See Columns and DJ) =$250,00 -5500,000 =5500,00 1,000,000 =Sl,000,001 -55,000,000 =55,000,001 -525,000,000 =S25.000.00J -550,0-00,000 =More than S50,000,000 =Appraisal =Assessment Value Method Codes =Cost (Real Estate Only) =Cash Markel 
(See Column C2) =Other 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets. transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
,_____ (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, Month -Code Code buyer/seller
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 
-Harbor International Fund 	Buy 07/27 

-TRowe Price Mid Cap 	Buy 07/27 

-Artisan International Fund 	Buy 05/22 

-Harbor International Fund 	Buy 05/22 

-SPDR Trust Unit Series 	Sale 05/22 Income Gam Codes: (See Columns and 04) 	
Value Codes (See Columns and DJ) 
Value Method Codes (See Column C2) 1,000 less =550,00  00,000 15,000 less =5250,001  S500,000 =525,000,001  550,000,000 =Appraisal =Book Value =SI ,001 -S2,500 =SI00,001 -Sl,000.000 15,00 -S50,000 =5500,00 1,000,000 =Cosl (Real Estate Only) =Other =S2,50 -55,000 1,000,00 -$5,000,000 =S50,00 -SI 00,000 =Sl,OOO,OOl -S5,000,000 ""More than S50,000.000 ""Assessment =Estimated =S5,00I -$t5,000 5,00 -$50,000 =More than 55,000, 000 =SI 00,00 -5250,000 =$5,000,00t -S25,000,000 =Cash Market 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and dependent children. see PP 14-60 filing instructions.) 
!nr.:ume Gatn Codes: (See Columns and 04) 
Value Codes (See Columns and DJ) Value Method Codes (See Column C2) :::$ 1,000 less =S50,00I -SJ00,000 =SI 5,000 less =S250,00 -$500.000 "$25,000,001 -550,000,000 ""Appraisal =Book Valu 1,00 -$2,500 =SI00,001 -Sl,000,000 15.00 -550,000 =5500,001 -Sl,000,000 :o::(ost (Real Estate Only) =Other =52,50 -55,000 =SJ,000,001-S5,000,000 =S50,00I -SI00,000 =Sl,OOO,OOl -S5,000,000 =More than 550,000,000 ""Assessment =Estimated =S5,00 15,000 =More than $5,000,000 =SI 00,00 -5250,000 =$5,000,00 -525,000,000 =Cash Market 

Name Person Reporting 
Date Report 
Schwab, Arthur 

PART Parties and Tenns re: Grove City College, cntd ... (started part-time teaching 01/21/02). 
PART Investments and Trusts, cntd ... (Limited Partnership with investment CENTRIA). have management responsibilities therein --solely passive 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions V.S.C. app.  501 et. seq., V.S.C.  7353, and Judicial Conference regulations. 


Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544