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Judicial Watch • Barbara J. Rothstein – 2009

Barbara J. Rothstein – 2009

Barbara J. Rothstein – 2009

Page 1: Barbara J. Rothstein – 2009

Category:Federal Judges

Number of Pages:9

Date Created:September 13, 2013

Date Uploaded to the Library:December 12, 2014

Tags:Barbara J Rothstein, Participant, Barbara, speaker, meals, lodging, transportation, 2009, dividend, reportable, disclosure, report, Federal Judge, financial, income, Judge


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o Government Act 1978 
Rev. t/20lO 
FOR CALENDAR YEAR 2009 u..s.c, app. ffff !01-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Rothstein, Barbara 	Federal Jt~dicial Center 07/31.J2010 Title (Article Ill judges indicate acti~,c senior status: 	5a. Report Type (check appropriate .lype) Reporting Period 
magistrate judges indicate full- pao-time) Nomination, Date 01101/2009 District Court Judge Initial Annual Final 
12/31/2009 
5b. Amended Report Chambers flice Address the basis the Information contained Ibis Report and may 
modifications pertaining thereto, is, opinion, compliance 
 
Federal Judicial Center with applicable laws and regulalions. 
Washington. D.C. 20002 
 
Reviewing Otlicer 	Date 
131PORTANT NOTES: The instructions accunrpanying thi~ form must followed. Complete all parts, checking the NONE bax for each parl where you have r~porlable information. Sign last page. 
N~)NE(Nor~ortablepositio,~.) 
POSITION 	NAME ORGAN~TIO~NTI~ 	+__ 
-:~ 	 	,2 	l,I 
1I. AGREEMENTS. (~..~,,.;,.~ i,,di,idual only; +~,eH,. 14-1+ offiling ..... 
NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS 
Rothstein, Barbara 
 
 
 
o7/31/2olo[ 
I.[l. NON-INVESTMENT INCOME. ~Repo~i, gi, a~.id~,,~.~po~o~,epe. ~7-~,,/~.~i~. ..... 
iot~sO Fliers Non-Investmen{ Inconte 
NONE (No reportable non-investment income~) 
DATE SOURCE AND TYPE 
INCOME_ (yours, not spouses) Spouses NoIl-II~vestlllell{ IllcO~lle -If yon were married daring any porCion the repor~ing )earo complete this sectiot~ 
(Dollar amount not required .~ept for honorarit~.) NONE (TVo reportable non-investment income.) 
DATE SOURCE A~D TYPE 2009 
Medica Facu Associates Wages 2009 
Self Employed Consultant Fees 
IV. REIMBURSEMENTS tr,,.W,,,o,io., lodging, load..... rtai ...... 
[--] NONE (No reportable reimbursements.) LOCATION PUILPOSE ITEMS PAID PROVIDED Duke Law Journals January 5-6, 2009 Raleigh-Durham. Speaker, Panel Participant Transportalion, LodgingConference ALI-ABA ROLl Board February 11-13, 2009 Boston, Meeting Transportation, Meals, l,odgingMeeting 2009 Byme Judicial 
March 19-2 2009 Malibu, Speaker, Panel Participant Transportation 
Clerkship Institute The Ruttcr Group Jtme 2009 Seattle, Speaker, Panel Participant Transportation,Meals 
Aspen Institute 
ROLl Board Meeting July 2009 Chicago, 
 
 
Jnly 10-6, 2009 Aspen, Speaker, Panel Participant Lodging, Meals 
Meeting Transportation, Lodging, Meals 
Rothslein, Barbara 
07/31/2010 Sedona Conference Judicial August 27-29, 2009 New York, Meeting Transportation. Lodging, MealsAdvisory The State September Uganda, Rwanda, Kenya Participant Transportation, Lodging, MealsDcpartment~Fordham 
19-October 2009 
Lr~ivcrsity Judicial Training 
for Judges Africa WSTLA Legal Education October 7-9, 2009 
Seattle, Speaker 
Tra~sportat on, Lodging, MealsScminars, Inc. 
10. 4th IOJT ContErence October 23-30, 2009 Sydney, Australia Parlicipant Transportaltion, Lodging, Meals GIFTS. ct~a,~, ,ho.,e ,,,.~p ...... dependent children; ~ee pl~ 28-3 fillng lnstructions.) 
NONE (No reportable 
SOURCE DESCRIPTION VALUE 
[~] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
VII. INVESTMENTS and TRUSTS ........ ~,~, ..... aion~ (tnctuaes t~ose ...... dep,ndent chitaren; see pp. 34-~0 firing instrucrio,s.) NONE rc~ortable income, assets, transactions.) 
l)escripIion Asse~ Income during Gross value end Tnnsactions during re~aing period 
(including assets] reposing ~riod ~poaing period ..[ ........ ~2) (~) (2) (l) (2) (5) Place ~(X) after each ~sct ~Am~n1 T)~ (e.g, Value VMu~ (~.g., Date Value Gain Identi~ exempt from prior disclosure Code div. rent. Code Melhod buy, sell mmid~:)~ Code  Code boyLe!seller 
{A-H) h~t.) (J-P) C~e redemption] (J-P) (A-}I) (ifphvate (Q-W) transaction) 
Amcol Common Dividend Paso Corp. Dividend 
Equitable Resources Common Dividend 
Motorola lnc Common Dividend 
New York Muni Income lnt.!Div. 
American Euro Pacific Growth Fnd Dividend 
American New World Fnd Dividend Bancorp Account Interest 
Chevy Chase Bank Account Interest I0. Properties Ltd Partnership Distribution 
I1. Rental House Redmond,WA (1999 Rent 172,000) 
12. 
New Ilofizon Capital III, Distribution 
13. 
Rental Townhouse Stra.,cburg, (2009 Rent 135,000) 
 
14. mericu Movil Ads Dividend 
 
15. 
Bunk One CapitalTrust Interest 
16. 
Elan Corp. Common None 
17. 
Ernulex Corp. Common None IRoth~stein, Barbara 
VII. INVESTMENTS and TRUSTS ........ ~,. ..... ao~ a,~t,a,~ those o~sp NONE (No reportable income, assets, transactions.) ---~ ..................................... .............. 
 
Dcscriptit~n t~f Assets Income during Gross value end Tran~clions du~ng reposing pc6o~I (i~eluding Iru~l assets) rc~ing period re~aing 
~1) (1) (2) (I) (2) {3) (4) (5) 
Place (X)after eachasset [Amoun~ Ty~ {cg., Value Value T~e (e.g., Da~e Value Gai,~ Idenfit~ exempt from prior disclos~c C~e d~, rent, C~e Me,hod buy, sell, Immtd~yy C~e Code buyer/seller{A-H) int.) (J-P) Code redemption) (I-P~ (A-II) (if private ~Q-W) ......... ..................................................~ ..... tion) 
....[ 
18. 
h~icroso~Corp. Common Dividend 
19. Company Dividend 
20. 
XCel Energy Dividend 
 
21. 
PPL Corp. Dividend 
 
22. 
Life Technologies Corp 
 
NoneK 
 
23. 
Costcn Wholesale Corp. Common Dividend 
 
24. 
Western Asset II1 Inc. Dividend 
 
25. 
Starbucks Corm~aon Dividend 
 
26. 
Telefonos Mexico Common Dividend 
27, Telmex International Dividend 
28. PennzoiiCo 13onds Dividend Redeemed 
1/161(19 
29. 
Nuveen Quality Preferred Income 
 
30. 
~ancnrpsouth Cap Tr. Preferred 
 
31. 
3ComCorp Common 
 
32. lome Depot Inc. Common 
 
33. 
General Electric Co. Common 
 
34. 
Morgan Stanley Cap. Tn~st Interest Interest 
None Dividend Dividend Dividend 
 
07/31/2010 Rothseln. Barbara 
VII. INVESTMENTS and TRUSTS i.co ..... i.e. ...... ,io.s a.a.a~ ,ho,o 4,, ...... dependent children; see pp. 34-rOof filing ins~uctions.) 
NONE reportable income, assets, transactions.) 
Description As~ts Income during re~ing period G~ss value end reporting T~nsacfions during rc~ing 
Place (X) after each assetexempt from prior di~l~ure [Amount Type(e.g., ]Code div.. rent,j(A-H) mt) Value Code U-P) Value M~hod C~e Type buy. sell, rcdcmlnin) Date Value m~d~,yy Code (J-V) Gain Code (A-II) Idenfily buyeffsellcr 
35. CllSCooperatives Prel~ed Dividend 
~6. CEPS GovlAgency Funs Dividend 
37. CMS Energy Dividend 
38. Pioneer Floating Rate Ta~st {HID) Dividend 
39. Eaton Vance Enhanced Equity Income Fund Dividend 
40, Eaton Vance Enh~ced Equity Income Interest 
41. RMR Prefe~ed Dividend Fund Dividend 
42. Dreyfus Premier Greater China Fund None 
43, Eaton Vance Greater Ch~a Fund Dividend 
44. Visa Inc Dividend 
45. IBM Divided 
46. NJF Dividend Int~esl Premium Strategy Fund Dividend 
47, Dell, lne None 
48. ETvade Money Market Fun~ lntercsl 
49. Cybersource CoO. Common None 
 
Roths/ein, Barbara 
07/31/2010 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
 
 
07/31/2010 Rothstein, Barbara 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor depeudent children, an),) accurate, true, and complete the best knowledge and belief, and that any information no! reported was withheld becuuse met applicable statutory provisions permitting non-disclosure. furlher certify that earned income from outside employment and honoraria aod the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signalur! 
 
NOTE: ANY INDIVIDUAL WIIO KNO~VINGLY AND VILFULLY FALSIFIES FALLS FILE Tills REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544