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Judicial Watch • Beaty Jr James A – 2006

Beaty Jr James A – 2006

Beaty Jr James A – 2006

Page 1: Beaty Jr James A – 2006

Category:Federal Judges

Number of Pages:14

Date Created:September 13, 2007

Date Uploaded to the Library:January 15, 2015

Tags:Beaty, mutual, vanguard, James, 2006, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Beaty Jr., James Court Organization District Court -4th Cir. Date Report 06/19/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Article III Judge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address 251 Main Street -Suite 248 Winston-Salem, N.C. 27101-3984 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
---------..-- 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 instructions.) [KJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
  --,--_,,., 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [KJ NONE (No reportable agreements.) 
 
 
 
 
Date Report 
Beaty Jr., James 
0611912007 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE (yours, not spouses) 2006 Judicial Retirement Vested Benefit 29,570 Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 The Speech Center 
 
 
 
IV. REIMBURSEMENTS --transportation, /odging,food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 ofinstn1ctions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION MultiDistrict Litigation January 8-11, 2006 West Palm Beach, Florida (travel, food, lodging) Exe. Team Dev. and Chief Judge Conf. April 24-28, 2006 -Washingrton, D.C. (travel, food, lodging) Ntl. Workshop for District Judges III August 4-9, 2006 -Denver, (travel, food, lodging) Just The Beginning Foundation Conference September 21-24, 2006 Cincinnati, (travel, lodging, food) 
 
Date Report 
Beaty Jr., James 
0611912007 GIFTS. (lnc!udes those spouse and dependent children. See pp. 28-31 instructions.) 
[KJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
 
VALUE 
 
 
VI. LIABILITIES. (lnc!udes those spouse and dependent childreic See pp. 32-33 instructions.) 	NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Equitable Life Insurance Policy Loan 
 
 
 
 
 
Name Person Reporting 
Date Report 
Beaty Jr., James 
06119/2007 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period 
(I) 
(2) 
(2) 
{I) 
{I) 
(5) lace (X) after each asset Amount Type (e.g. Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Type (e.g. buy, sell, redemption) Date Month-Day 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) Inco Codes: =$1,000 less =$l,00t  $2,500 =$2,501  $5,000 =$5,00  $15,000 E=$l5,00l -$50,000 
(See Columns and 04) =$50,00  00,000 =StOO,OOl  St,000,000 =$t,000,00t -$5,000,000 =Mor than $5,000,000 Value Codes 5,000 less =$t5,00I  $50,000 L=$50,00l $l00,000 =$100,00  $250,000 
(See Column and 03) =$250,00  $500,000 =$500,001. $1,000,000 =$1,000,00t  $5,000,000 =$5,000,00l -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Co (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Oth ssessm =Book Value =Estimated 
 
 
Date Report 
Beaty Jr., James 
06/19/2007 
VII. INVESTMENTS and TRUSTS --income, vatue, 1ransacliolls (Includes those the spouse and dependent children. see PP 34-60 filing illstructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) 
(2) 
(I) 
(2) 
(I) 
(4) 
Place (X) afler each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. CSX, Corp., Common Dividend 
19. Exxon Mobil Dividend 
20. Vanguard, 500 Mutual Fund Dividend Partial Exch 8/1 
21. Vanguard Healthcare Mutual Fund Dividend 
22. Vanguard Emerging Mkt Fund Dividend 
23. Vanguard European Fund Dividend Buy 8/1 
24. Bell South/ Dividend Partial Sale 915 
25. Mutual New York-Whole Life Dividend Donated 12/28 
26. Mutual New York-Whole Life Dividend 
27. Mutual New York-Whole Life Dividend 
28. Equitable Life-Whole Life Dividend 
29. Equitable Variable Life-Whole Life Dividend 
30. Equitable Variable-Alliance Common Stock Fund Dividend 
31. State Farrn Universal-Whole Life None Surrender 05/03 Income Gain Codes: ,000 less =$1,00  $2,500 =$2,50t. $5,000 =$5,00 -$15,000 =St5,00. $50,000 
(See Columns and 04) =$50,00 $I 00,000 =$I 00,00  $1,000,000 =$1,000,00  $5,000,000 =More than $5,000,000 Value Codes =St5,000 less 5,00  $50,000 =$50,001  $100,000 =$I 00,00  $250,000 
(See Columns and 03) =$250,001  $500,000 =$500,001. $,000,000 =$1,000,001. $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) ==Appraisal =Other =Assessment =Book Value =Estimated 
 
 
Date Report 
Beaty Jr., James 
06/19/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporl) previously noted, monthly contributions during the reporting period were made into Dividend Reinvestment Plans Investor Plans each the following 
lists securities mutual funds: (9) Duke Energy Common, (18) CSX, (19) Exxon Mobil, (24) Bell South/AT T, (20) Vanguard 500 Mutual Fund, (21) 
Vanguard Healthcare Mutual Fund, (22) Vanguard Emerging Market Fund and the newly acquired (23) Vanguard European Fund. 
Items 2-7 were all held Wachovia Brokerage IRA. 
Amended Report: 
Part VII, Bank America Investment Services, Inc. (IRA) formerly Nations Bank (IRA); Items 11-17 have been added and are all held Bank America 
Investment Services, Inc., IRA (JO); (20) Vanguard 500, has been changed reflect Partial Exchange, (24) Bell South, has been changed reflect Partial Sale. 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-lll) Person Reporting (last name, first, middle initial) Beaty Jr., James Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Article Ill Judge Court Organization District Court -4th Cir. Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Date Report 05/07/2007 Reporting Period 01/01/2006 1213112006 
Sb. Amended Report Chambers Office Address 251 Main Street -Suite 248 Winston-Salem, N.C. 27101-3984 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. OSJTJ NS. (Reporting individual only; see pp. 9-13 instructions.) 
[K] NONE (No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
 
 
II, REE (Reporting individual only; see pp. 14-16 instructions.) 
[K] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
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Date Report 
Beaty Jr., James 
05/07/2007 
III. N-INVESTMENT ME, (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE 2006 Judicial Retirement Vested Benefit 
INCOME 
(yours, not spouses) 29,570 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2006 The Speech Center 
 
 
 
IV. REIMBURSEMENTS --transportation, /odging,food, entertainment. 
(Includes !hose spouse and dependent children. See pp. 25-27 ojinstrnctions.) 
NONE (No reportable reimbursements.) 
DESCRIPTION 
January 8-11, 2006 West Palm Beach, Florida (travel, food, lodging) 
 
April 24-28, 2006 -Washingrton, D.C. (travel, food, lodging) 
Ntl. Workshop for District Judges Ill August 4-9, 2006 -Denver, (travel, food, lodging) 
Just The Beginning Foundation Conference September 21-24, 2006 Cincinnati, (travel, lodging, food) 
 
Date Report 
Beaty Jr., James 
05/07/2007 GIFTS, (Includes those spouse and depe11de111 children. See pp. 28-31 instructions.) 
[2[] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse a11d depe11den/ children. See pp. 32-33 ofi11structio11s.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Equitable Life Insurance Policy Loan 
 
 
 
 
 
Date Report 
Beaty Jr., James 
05/07/2007 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Wachovia Brokerage IRA Dividend Citigroup Microsoft General Electric Omega Health Prop. Common Lithium Technology/Common Carolina Power Light Common (Now Progress Energy) American Power Conversion Company Duke Energy, Common Dividend 
JO. Nations Bank Securities IRA Dividend CSX, Corp., Common Dividend 
12. Exxon Mobil Dividend 
13. Vanguard, 500 Mutual Fund Dividend Exchanged 8/1 
14. Vanguard Healthcare Mutual Fund Dividend 
15. Vanguard Emerging Mkt Fund Dividend 
16. Vanguard European Fund Dividend Buy 8/1 
17. Bell South/AT Dividend Sell 915 Income Gain Codes: =$1,000 less =St ,OOt -S2.SOO =$2,501 $5,000 D=S5,00I -515,000 15,00 -S50,000 
(See Columns and 04) =$50,00I -SI 00,000 =SJ00,001 -St,000,000 =SJ,000,001  S5,000,000 =More than $5,000,000 Value Codes =SIS,000 less 15,00 -$50,000 =$50,00 -$100,000 =SIOO,OOt 250, 000 
(See Columns and 03) =$250,00 -$500,000 =$500,001 -Sl,000,000 =Sl,000,001. S5,000,000 =SS,000 ,00I -525,000,000 Value Method Codes =$25,000,001 -S50,000,000 =Cos! (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other Assessment =Book Value =Estimated 
 
Name Person Reporting 
Date Report 
Beaty Jr., James 
05/07/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions anc111des those the spouse and dependent children. see PP 34-60 filing ins1ruc1ions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure {I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) {I) Value Code (J-P) (2) Value Method Code (Q-W) {I) Type (e.g. buy, sell, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
18. Mutual New York-Whole Life Dividend Donated 12/28 
19. Mutual New York-Whole Life Dividend 
20. Mutual New York-Whole Life Dividend 
21. Equitable Life-Whole Life Dividend 
22. Equitable Variable Life-Whole Life Dividend 
23. Equitable Variable-Alliance Common Stock Fund Dividend 
24. State Farm Universal-Whole Life None Surrender 05103 Income Gain Codes: 1,000 less B=Sl,OOl -S2,500 c=$2,501 -$5,000 D=S5,00I 15,000 15,00 -$50,000 
(See Columns and D4) =S50,00I -SI 00,000 G=SI00,001-Sl ,000,000 =$1,000,001 -S5,000,000 =More than S5,000,000 Value Codes J=$15,000or less 15,00 -S50,000 L=$50,00 -$I 00,000 =SI 00,00 -$250,000 
(See Columns and 03) =$250,001 -5500,000 0=$500,00I -$1,000,000 =$1,000,00 -$5,000,000 =S5,000,00I -S25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 T=Cash Market 
(See Column C2) =Appraisal =Other =Assessment 
U=Book Value W=Estimated 
 
Date Report 
Beaty Jr., James 
05/07/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report) previously noted, monthly contributions during the reporting period were made into Dividend Reinvestment Plans Investor Plans each the following 
lists securities mutual funds: (9) Duke Energy Common, (11) CSX, (12) Exxon Mobil, (17) Bell South/AT (13) Vanguard 500 Mutual Fund, (14) 
Vanguard Healthcare Mutual Fund, 15) Vanguard Emerging Market Fund and the newly acquired 16) Vanguard European Fund. 
Items 2-7 were all held Wachovia Brokerage IRA. 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
 
NOTE: ANY 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544