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Judicial Watch • Beaty Jr James A – 2007

Beaty Jr James A – 2007

Beaty Jr James A – 2007

Page 1: Beaty Jr James A – 2007

Category:Federal Judges

Number of Pages:15

Date Created:November 19, 2008

Date Uploaded to the Library:January 15, 2015

Tags:Beaty, Energy, mutual, vanguard, James, filing, 2007, spouse, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Beaty Jr., James Court rganization District Court -4th Cir. Date Report 04/30/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Article Ill Judge Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address 251 Main Street -Suite 248 Winston-Salem, N.C. 27101-3984 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT NS. (Reporting individual only; see pp. 9-13 filing instructions.) [2J NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[2J NONE (No reportable agreements.) 
 
 
s:: 
 
 
Date Report 
04/30/2008 
Beaty Jr., James Spouses Non-Investment Income -!/you were 111arried during any portion the reporting year, co111plete this section. 
(Dollar amount no! required except for honoraria.) 
NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2007 The Speech Center 
IV, REIMBURSEMENTS --transportation, /odging,food, entertain111enl 
(Includes /hose spouse and dependenl children: see pp. 25-27 ofjiling instruclions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Washington, D.C. travel, food, lodging 
Charleston, travel, food, lodging 
Washington, D.C. travel, food, lodging 
New Orleans, travel, food, lodging 
White Sulphur Spring, WVA travel, food, lodging, banquet 
 
III. N-JNVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2007 Judicial Retirement Vested Benefit 30,337 
 
Date Report 
Beaty Jr., James 
04/30/2008 Court Appeals October Richmond, Visiting Judge travel, food, lodging 31-11/2/07 MDNC 
 
 
 
 
Date Report 
Beaty Jr., James 
04/30/2008 GIFTS. (!11cludes those spouse and dependent children; see pp. 28-3 filing instructions.) 
[Z] NONE (No reportable gifts.) 
DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Equitable Life Insurance Policy Loan 
 
 
 
 
Date Report 
Beaty Jr., James 
04/30/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(I) 
(2) 
(!) 
(!) 
(2) 
(4) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-HJ (if private 
(Q-W) transaction) Income Gain Codes: ,000 less =$1,00t -$2,500 =$2,501 -$5,000 =S5,00I -SI 5,000 5,00 -$50,000 
(See Columns andD4) =$50,001 -St00,000 =StOO,OOt  ,000,000 =$t,000,001 -$5,000,000 ==More than $5,000,000 Value Codes =$15,000or less =$15,001 -$50,000 =$50,001 -SI00,000 =SI 00,00 -$250,000 
(See Columns and 03} =$250,00 -$500,000 =$500,00 -SI ,000,000 =Sl ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 P.:1, More than $50,000,000 Value Method Codes ==Appraisal Cost (Real Estate Only) =Assessment Cash Market 
(See Column C2} Book Value =Other =Estimated 
 
 
Date Report 
Beaty Jr., James 
04/30/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(2) 
(I) 
(2) 
(l) 
(4) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month Day 
 
GainValue 
Identity Code 
Code 
buyer/seller (J-P) 
(A-H) 
(if private transaction) 
18. -Federated Kaufman Class 
19. -Fed. Strat. Val. Fund Class Mut. Fund 
20. CSX, Corp., Common Dividend 
21. Exxon Mobil Dividend 
22. Vanguard, 500 Mutual Fund Dividend Sell !/! 
23. Vanguard Healthcare Mutual Fund Dividend 
24. Vanguard Emerging Mkt Fund Dividend 
25. Vanguard European Fund Dividend 
26. Bell South/AT Dividend 
27. Mutual New York-Whole Life Dividend 
28. Mutual New York-Whole Life Dividend 
29. Equitable Life-Whole Life Dividend 
30. Equitable Variable Life-Whole Life Dividend 
31. Equitable Variable-Alliance Common Stock Fund Dividend Income Gain Codes: 1,000 less =St ,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001 -St00,000 =$I 00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =Sl5,001 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000 
(See Columns and 03) =$250,00 -$500,000 0=$500,001-$1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 $25,000,001 -$50,000,000 =More thun $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=:Other o:o-Est1mated 
 
 
Date Report 
Beaty Jr., James 
04/30/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Reporl) previously noted, monthly contributions during the reporting period were made into Dividend Reinvestment Plans Investor Plans each the following lists securities mutual funds: (10) Duke Energy Common, Spectra Energy, (20) CSX, (2I) Exxon Mobil, (26) Bell South/AT (23) Vanguard Healthcare Mutual Fund, (24) Vanguard Emerging Market Fund and (25) Vanguard European Fund. 
Items 2-9 were all held Wachovia Brokerage IRA. 
Items and 11: Duke Energy Common split its Spectra Energy Division represented the value shown. 
 
 
 
 
Date Report 
Beaty Jr., James 
04/30/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. SOI et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructiotts.) 
[ZJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY REE NTS, (Reporting ittdividual only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
 
 
Date Report 
Beaty Jr., James 
06/13/2008 
Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) 2007 Judicial Retirement Vested Benefit 30,337 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2007 The Speech Center 
JV. REJMB URSEMENTS -tra11Sportation, lodging.food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
 
Date Report 
06113/2008 
Beaty Jr., James 
V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
 
 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) DESCRIPTION VALUE CODE Policy Loan 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
 
 
Date Report 
Beaty Jr., James 
06/13/2008 
VII. INVESTMENTS and TRUSTS -income, value, tra11Sact1ons r1nc1udes those spouse and dependent chitdren; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(1) 
(2) 
(5) 
Place (X) after each asset Amount Type (e.g., Value 
exempt from prior disclosure Code div., rent, Code 
(A-H) int.) (J-P) 
 
Value Type (e.g., Method buy, sell, Code redemption) 
(Q-W) 
Date 
Month- 
Day 
 
Value 
Gain 
Code 
Code 
(A-H) 
(J-P) 
Identity buyer/seller (if private transaction) Income Gain Codes: :::$ ,000 less 1,00  S2,500 =$2,501 $5,000 =$5,00  $15,000 =$15,00  $50,000 
(See Columns and D4) =$50,001  SI00,000 =$I 00.00 1,000,000 =St,000,00t  $5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001  $50,000 =$50,00  00,000 =SIOO,OOt -$250,000 
(See Columns and 03) =$250,001  $500,090 =$500,00  $1,000.000 =$1,000,00t $5,000,000 =$5,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V==Other =Estimated 
 
 
Date Report 
06/13/2008 
Beaty Jr., James 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofReport.) previously noted, monthly contributions during the reporting period were made into Dividend Reinvestment Plans Investor Plans each the following 
lists securities mutual funds: (IO) Duke Energy Common, (11) Spectra Energy, (20) CSX, (21) Exxon Mobil, (26) Bell South/AT T, (23) Vanguard 
Healthcare Mutual Fund, (24) Vanguard Emerging Market Fund and (25) Vanguard European Fund. 
Items 2-9 were all held Wachovia Brokerage IRA. 
Items and 11: Duke Energy Common split its Spectra Energy Division represented the value shown. 
 
 
 
 
 
Date Report 
06/13/2008 
Beaty Jr., James 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not 
reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544