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Judicial Watch • Carlos F. Lucero – 2003

Carlos F. Lucero – 2003

Carlos F. Lucero – 2003

Page 1: Carlos F. Lucero – 2003

Category:Federal Judges

Number of Pages:16

Date Created:November 28, 2004

Date Uploaded to the Library:November 17, 2014

Tags:lucero, Carlos F Lucero, Carlos, ATF, Estate, office, states, united, 2003, assets, disclosure, reporting, report, Federal Judge, financial, income, Judge


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lhdf.th fahs Qt01Ui: Ap:prala fnr went4 Q!irruit 62.3 STOUT STREET OENVER, COLORADO 80257 
CARLOS LUCEl 
.,, 
FINANCIAL DISCLOSlJRE REPORT RepilrtRequtred the Ethks Govmmcnt Act 1.}78 Calendar Year 2003 C.S.C. app.  lOlclll) Person Reporting {Last nmne., First name, l.1iddle initiai) Lucero, Carlos Court OrganizationUS Court Appeals Oth Cir Date cfR1.POrt 511212004 Title {Miele Judges indicate active senior status; magistrate judges indie-atf: full part-time)Article Ill Judge-Active ReportType {check appropriate !)e) Nrntiruuian. Date lnitlal Flnal Reporting Period 11112003 1213112003 Chambers Office Address 1823 Stout Street the basis the informnrlon contained t.1.is Report and any modifics.tions pertaining thcnto, is, n1y opinkm, compliance with applicable laws and regulations. Denver, 80257 Reviewing Officer Date---IMPORTANT NOTES: The instructimis aceompanying this fonn must fullowed. Complete all parts, checking the NONEbox for each part where you have reportable information. Sign last page. POSIDONS. (Re;>rting individual only; see pp. 9-13 filing instructions) NONE -(No reportable positicms.) 
Carlos. Luceroi Professional Corporation President Director 
ll. AGREEMENTS. (R(..J u.> 
-;:!.:. :.::. 
 
 
 
c;;;1 
 
llL NON-INVESThlENT INCOlIIE. (Report!ng !ndividufil ruid spouse; see pp.17-24offiling instructions) Filers Non-Investment Income 
ill NONE (No re;mrtahle non-inves:ment incume.) 
(yoors, nut spouses.} Spouses Non-lnvestment Income -(!fyou were married during ruiy portion the reporting year, please complete this section (dollar amount not required exeept for honoraria) 
 NONE (No reportable non-investment incotne..) 
IV. REIMBURSElIIE.I transportation. lodging, food, entertainment. 
(Includes t.l-iose spouse and dependent children. Sec pp. 252 instructions.) 
 NONE (No soch reportable reimbursoments.) 
 
SOUJ!CE 
FINANCIAL DISCLOSu.RE REPORT Nan1::: Person Reporting Datt Kepo::i 
Lucero, Carlos 51!212004 GIFTS. Onciudes those spouse nnd dependent children. See pp. 28-3 instructions..) S2J NONE (No sueh reportallle gifts.) LfABILffIES. (mcludes those ofspouse and dqiendent children. Seo pp. 32-34 ofinstruttions.) NONE (No reponabie liabilities.) 	Estate ofMaria1edina Installmerit ote purchase 112 interest Rio Arriba County, {Pa.-t Vll, Line 
 
.FI:.i.!CIAL DISCLOSURE REPORT Page of2 Name Person Reporting Lucero, Carlos Date Report 511212004 
 
VIL INVEST11ENTS and TRUSTS -incmn!, vob..:, trnr.scatioos (indnrlcs those the spouse t!ad dependent d1i:::ln:m. SCN pp. 34-57 offi!:ng instruc!ions.) 
 
14. -Invesco Tc!ccommunications Fund Class Sell 2107 -Needham Growth Fund Sell 2105 
16. 
-Needham Small Cll[l Growth Fund Buy 2125 
 
17. 
-Sunamerlca Focused Large Cap GroWth Fund Buy 3107 Class 
 
 
18. -Sunamerica Focused Multi Cap Value IJuy 3/ll7 
 C0d-s: 1,000. less ,.. s:.co1-s::.,:ic:v S2.:!G !SS,;JOO S5,oo:.sso.ooo 
;Se Colrnuns ;ond !),!) S50JlHSl00,000 ,... $OO.Ofll-Sl,:::C::,000 s;,000,mHss.ouo,ooo /vfolI! t1an ss.000.000 
::.. V;dueCo(ks. S.15,UOOorls s:s,r;o-S5tl,OCI) .,.. S50,rti.H-Sl00,000 ;1 Sl{l.l,00!-S:so.ooo 
tSee Calu:iu:s arul DJ) S..!50,0W.J..SSOC..)0) s:no,1,:0 .st ,D00:Joo St,:00,001-S..fJOCl,COO r:: 55,000-JOlS::5.000.:H:>O S2S,000.CUlS.5U.COO,OCC P.J. S:i.1.nrethan S50,00J/l!JO l/JJu:;Me:-:htJd :...odes Appraia; 
..::,,;;: Soltrm.. C2l Uooi: V:.ilu,; 
 
-irn:ome, va.w:, tm11scntio!IS (ne:cfos these the :>poll.$s.-:.ouo,ooo lvfor th:.m s:.JJOo.ooo 
Sl.:5,0QOorfos:o: Si5JXHS50.0UO =S5D}.Wi-S!il0,000 ?vl =Slro,l:Jl.$25t1.0CO S25D,01)(1.$5C0.(J00 $5C;.;,00t-Si,OOO,OOC SLGJO,OOlS5JJOi:,0CfJ ?:: .$5,0lh.-.;-:.:.;ct 
(Se :olwmt C2: Co;)k V:Cue -Other Escmi;it 
 
 
(Indicate part afRcport,J 
vm. ADDmONALiiFORMATION OREXPLJNATIONS -Assets ovcrSJ0,000 value consist family ranch, Umd, water rights. equipment, livestock and related property, 
2 Assets over $10,000 value consist office fumiturf:., law partneIShip income earned prior June 1995. Fort.a.< purpcses,. annuity income from lines and reported CFL, P.C. -Assets over$10,000 value consists mutual funds. the Estate Marla Medina. 
Partial sales during the year include: SUBJECT CIVIL AND CRllvflNAL SANCTIONS U.S.C. app.  104} 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washingtcm, D.C. 20544 
 
 
 
 
A0-1-0 Rev, 1./2004 
Rcpurt Requited the Ethics Government Aet of1978 Calendar Year 2003 U.S.C. app.  101-lll) Person Reportig (last nan1e, Fir-st name, Middle initial) Luce.O, Carlos Coo.rt O:ganiz.adcn Court Appeals Cir Dale nfReport 511212004 Title (Article mJudges indicate acivt senior status; magistrate judges indicate fuil.. parttime) Article Ill Judge -Active ReponType (check a:;:iproprl!ili: type) Nominmion. Dme lnioru @Annual Final Reporting Pe::od 11112003 12/3)/2003 Chambers Office Address 1823 SroutStrei:t the basis oftbe infurmatlon contained this Report and any modifications pertaining thereto, it. is, opll-Jon, compliance with ap.licable iaws an:.I reguiations. Denver, 80257 Reviewing Officer lMPORTANT NOTES: The instructions accompimy.ng this form must fullowed. Complett all parts. tlieclcing the NONE box for each part where you have n:portable in.furmation. Sipoo fast page. 	POSIDONS. individual o!!lf: see P filing instructions) NONE -(Nq r;1io!e Plitians:l President DireCtor 	Carlos Lucero Professional Corporation 	AGREEMENTS. (Rl:porting indMdual only; s,Mt(;;) Spouses Non-lnvestment Income (lfyou were married during any portion the reporting year, please complete this section. (dollar amount 
not required except fur honoraria) 
5!J NONE (No reportable non-investm 5.00 -S50.000 S50,00l-Sl00,000 SJOU,OOi-$250,000 
(See Columns. and S250,000-S500.000 $500,001-Sl,OOO,OOO 1,000,001-$5.0011,000 ss,oou,oo l-s2:::.ooo.ooo .,. S25,000,00l-S50.0.W,OOO SMore thun S5G,OOU,OOG 
Value-:viethrnl Cocie Apprais.fore than S5.000.000 
Value Codes $15,000 less S15;D01-$50,000 S:50,001-SlUO,OOO ,,. SJOD,ODi-$250,000 Coll1llUlS and D3) $25ll,OOO-S500JlGC $500,00IS-!,000,000 $1,000,001-SS3JOO,OOO S5,000,00i-S25,000.00: 
P 25,000.00 l-...50.000,000 ..,, $;lore than SSU.OOD.000 Vn.lti:o f..:emoo Code:; -Appnnsa1 Coc_ (Real Estate Only Assssmnt =Caslu}. Column Boal: Va.Ju DI.her ------- -------- 
 
{fudicate pal1 R.epon.) 
VIIL ADDffiONAL INFORMATION EXPLANATIONS 
1 Assets over Sl0.000 value consist of8111mnch. land, water righ15, equipment, fivestock and related property. -Assets ovei $10,000 value consist ofltce furniture, law partnership income earned prior June 30, 1995. For tax purpo annuity inccrne from Jines and reported CFL, P.C. 
 
IX. CERTIF1CATION. certify that .ill information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete t the best knowledge and belief, and that any infurmation not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from ourside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C.  501 seq., U.S.C.  7353, and Judicial Conferenceregnlations. 
signature Date Jc+o 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TI!IS REPORT MAY SUBJECT CIVIL A;D CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite2-301 One Columbus Circle, N.E. Washington, D.C. 20544