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Judicial Watch • Carolyn D. King – 2007

Carolyn D. King – 2007

Carolyn D. King – 2007

Page 1: Carolyn D. King – 2007

Category:Federal Judges

Number of Pages:9

Date Created:November 18, 2008

Date Uploaded to the Library:November 10, 2014

Tags:Carolyn D King, carolyn, board, American, filing, 2007, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) KING, CAROLYN Court Organization U.S. COURT APPEALS 5TH CIR. Date Report 0410212008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. CIRCUIT JUDGE (ACTIVE) Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Sb. Amended Report Reporting Period Ol/Ol/2007 12/31/2007 Chambers Office Address U.S. COURTHOUSE, ROOM 1020 RUSK VENUE HOUSTON, 77002-2694 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have .reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY MEMBER BOARD DIRECTORS SOUTH TEXAS COLLEGE LAW RESEARCH FELLOW THE CENTER FOR AMERICAN AND INTERNATIONAL LAW (FORMERLY 
SOUTHWESTERN LEGAL FOUNDATION) MEMBER COUNCIL AND COUNCILS EXECUTIVE AMERICAN LAW INSTITUTE 
COMMITTEE 
 
 
MEMBER ADVISORY BOARD THE CENTER FOR THOMISTIC STUDIES, UNIVERSITY SAINT THOMAS MEMBER PRESIDENTS BOARD ADVISORS UNIVERSITY SAINT THOMAS MEMBER ADVISORY BOARD THE JUDICIAL AMERICAN SOCIETY INTERNATIONAL LAW 
OUTREACH PROGRAM MEMBER BOARD TRUSTEES BAYLOR COLLEGE MEDICINE 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[2J NONE (No reportable agreements.) 
 
 
 
 
0410212008 
KING, CAROLYN 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 09/20/2007 AMERICAN JUDICATURE SOCIETY -EDWARD DEVITT 15,000 
DISTINGUISHED SERVICE JUSTICE AWARD Spouses Non-Investment Income I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
2007 
 
 
JV. REJMB URSEMENTS -transportation, lodging, food, ent ertainment. (Includes those spouse and dependenl children; see pp. 25-27 filing ins/ructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED AMERICAN SOCIETY INTERNATIONAL LAW JANUARY 24,2007 WASHINGTON, ASIL MEETING REIMBURSEMENT AIRFARE AND GROUND TRANSPORTATION 
 
 
Date Report 
KING, CAROLYN 
04/02/2008 AMERJCAN LAW INSTITUTE OCTOBER 17-19, 2007 NEW YORK, ATTEND COUNCIL MEETING REIMBURSEMENT LODGING, MEALS AND AIRFARE AMERlCAN LAW INSTITUTE DECEMBER 6-7, 2007 PHILADELPHIA, ATTEND COUNCIL MEETING REIMBURSEMENT LODGING, MEALS, GROUND TRANSPORTATION AND AIRFARE 
 
 
 
 
 
 
 
04/02/2008 
KING, CAROLYN GIFTS. (Includes tltose spouse and dependent children; see pp. 28-31 filing instructions.) 
 
DESCRIPTION 	VALUE 
VI. LIABILITIES. (foc/udes those spouse and dependent children; see pp. Jl-33 filing instructions.) 	NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 2007 	See attached report  
 
 
 
 
 
04/02/2008 
KING, CAROLYN 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (1) Amount Code (A-1-1) (2) Type (e.g., div., rent, int.) (1) Value Code (J-P) (2) Value Method Code3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001  $50,000 
(See Columns and 04) =$50,001  $100,000 =$100,001 -Sl ,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00  $25,000,000 =$25,000,00I -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
04/02/2008 
KING, CAROLYN 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (l) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. Rowe Price New Era Fund Distribution 
19. Dividend 
20. Morgan Stanley Co. (cash balance brokerage account) Interest 
21. Mesquite, !SD Due 8/15/2012 Interest Redeem 8/15 Issuer 
22. Northwestern Mutual Whole Life Policies -See Part VIII Dividend 
23. Abbott Labs Common Stock Dividend 
24. Cisco Systems Common Stock None 
25. Illinois Tool Works Inc Common Stock Dividend 
26. 5.25% Indiana St. Office Bldg. Comm. Bonds Due 7/1/10 Interest 
27. Amoco PLC Dividend 
28. Microsoft Dividend 
29. MedcoHealth Solutions, Inc. None 
30. 3.25% Danbury, Connecticut Bonds Due 8/1/2010 Interest 
31. California Economic Recovery Bonds Due 7/1/2015 Interest 
32. Wells Fargo Co. Dividend 
33. Procter Gamble Common Stock Dividend 
34. 3.8% State Thruway Aut. Gen. Rev. Bonds Due 1/1/2015 Interest Income Gain Codes: =$1,00-0 less 8=$1,001-$2,50-0 =$2,501 -$5,000 =$5,00 I-$I 5,000 =$15,001 -$50,000 
(See Columns and 04) =$50,00I -$100,000 =$I 00,00 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,0-0 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
KING, CAROLYN 
04/02/2008 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place 11(XY after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (!) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,00 -$I 00,000 =$100,00t -$1,000,000 =$1,000,00 -$5,000,000 f!2 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and. D3) =$250,001-$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
KING, CAROLYN 
04/02/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndica/eparto/Reporl) response Part VII have reported the aggregate cash surrender value for the whole life policies. response Part VII have shown the aggregate amount the dividends those policies, which are used pay the premiums and increase the cash surrender value. 
 
 
 
 
 
04/02/2008 
KING, CAROLYN 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILSTO FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544