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Judicial Watch • Catherine C. Eagles – 2011

Catherine C. Eagles – 2011

Catherine C. Eagles – 2011

Page 1: Catherine C. Eagles – 2011

Category:Federal Judges

Number of Pages:8

Date Created:February 26, 2013

Date Uploaded to the Library:October 13, 2014

Tags:Catherine C Eagles, eagles, nomination, CATHERINE, fargo, wells, account, reported, mutual, 2011, filing, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Eagles, Catherine Court Organization Middle District North Carolina Date Report 07/13/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active Status Sa. Report Type (check appropriate type) Nomination, Date Initial [{J Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 324 Market Street Greensboro, 27401 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTI ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Date Report 
07/13/2012 
Eagles, Catherine 
 
III. NON-INVESTMENT INCOME. (Reportingindivid11al and spo11se;see pp. 17-14 offilinginstructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2011 Matthew Bender -Book Royalties $209.15 2011 Consolidated Judicial Retirement System -Pension $71,306.16 SpouseS Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2011 Higgins, Benjamin, Eagles Adams, PLLC -Share PLLC income 2011 Elon University Law School -earnings for teaching 
 
 
IV. REIMBURSEMENTS -transportation, lodging, entertainment.food 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
Dntc Report 
Eagles, Catherine 
07/13/2012 GIFTS. (lnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
Date Report 
07/13/2012 
Eagles, Catherine 
VII. INVESTMENTS and STS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(2) (1) (3) (4) (5) 
Place (X) after each asset. Amount Type(ecg., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosu;.e Code div, rent Code2 Method buy, sell, mrn/dd/yy Code2 Code buyer/seller 
(A-H) oririi:) Code redemption) (J-P) (A-H) (if private 
(QW) transaction) Brokerage Account BNC Bancorp None Sold 01/25/11 Dominion Resources Inc. New Stock Dividend Donated (part) Duke Energy Dividend Piedmont Natural Gas Dividend Progress Energy Dividend Public Service Enterprise Group Dividend Southern Bancshares Inc. Dividend Spectra Energy Dividend 
IO. The Southern Company Dividend 
11. Brokerage Account 
12. Invesco Charter Fund Dividend 
13. Growth Fund America Mutual Fund Dividend 
14. Investment Co. America AIVSX Dividend 
15. Wash Mutl lnvs Inc. WSHX Dividend 
16. Brokerage Account 
17. Bank oflndia Cert Deposit None Buy 08/29/11 Income Gain Codes: =$1.000 less =$1,001 -$2.500 $2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.001 -$100,000 =$100.00 -$1,000.000 =$1.000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15,000 less =$15.001 -$50,000 $50.00 -$I 00,000 =$100.001 -$250.000 
(Sec Columns and DJ) =$250,001 -$500.000 0=$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.00 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
07/13/2012 
Eagles, Catherine 
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofrepoi:ting period 
 
(I) (2) (I) 
(3) (4) (5) 
Plcice after each asset Type(e.g;, Value Value Type (e.g., Date Value Gain Identity 
exempt frOll) prior disclosure Code div., e:rit, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. 19. Wells Fargo Advisors Money Market Account IRA#! Interest 
20. Amer. Balanced Mutual Fund Dividend 
21. Inv. Co. America Dividend 
22. IRA#2 
23. Wells Fargo Advtg Value (Y) 
24. Wells Fargo Equity Value (X) Dividend 
25. IRA#3 
26. Growth Fund Am. Dividend 
27. IRA#4 
28. Cash -Wells Fargo Advisors Interest 
29. Inv. Co. AIVSX Dividend 
30. 31. Amer Balanced Capital Income BldrCL (X) Dividend Dividend Buy 08109111 
32. IRA#5 
33. Growth Fund AGTHX Dividend 
34. Jncomc Gain Codes: A=$1,000orless B41,001-$2.500 =$2.501 -$5.000 =$5,001 -$15.000 =$15.001-$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 112=More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 L=$50,001-$100.000 =$100.001  $250.000 
(Sec Columns and D3) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000,001 -$50,000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Other =Estimated 
 
 
Date Report 
Eagles, Catherine 
07/13/2012 II. INVESTMENTS and --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Des.ription Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(3) 
(4) 
Place after each a_sset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int) (J-P) Code3 redemption) (J-P) (A-H) private 
(Q-W) transaction) 
 
35. Large Cap Index Fund Mutual Fund None Merged (with line 28) 08/03/11 
36. Large Cap Value Fund Mutual Fund None Merged (with line 28) 08/03/11 
37. Large Cap Growth Fund Mutual Fund None Merged (with line 28) 08/03/11 
38. 40lk#2 
39. Growth Fund America Mutual Fund None 
40. Capital Income Builder Mutual Fund None 
41. Inv. Co. Am. Class Dividend 
42. Lincoln National Life Insurance Policies Surrrender Value None 
43. Wachovia Bank Account Interest 
44. Eagles Farms LLC Distribution 
45. Bank America Account Int./Div. 
46. Auspice stock (X) None Redeemed Income Gain Codes: =$1.000 less =$1,00 -$2.500 =$2.501 -$5,000 (Sec Columns and 04) F=$50.001 -$100,000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00.000 
 
(Sec Columns and 03) =$250,00 -$500.000 =$500.00 -$1,000.000 =$1.000.001 -$5,000,000 =$25.000,001 -$50,000.000 =More than $50.000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated 
 
 
Date Report 
Eagles, Catherine 
07/13/2012 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Part Positions listed nomination report are longer held. Part II. 40J(k) Supplemental Retirement Plan listed line II. nomination report was rolled over (08/03/J into IRA #4, account managed Wells Fargo Advisors. The account where the funds are now held listed Part VII, lines 27-31 this report. Part VII. BBT stock reported line nomination report was sold loss 12/20/10, after filing nomination report but before confirmation. 
Citigroup stock (reported Citicorp line nomination report) was sold loss 05/11/10, after filing nomination report but before Senate 
confirmation. 
GlaxoSmithKline stock reported line_ nomination report was sold 3110109, after reporting period for nomination report and before confirmation. 
Lincoln National Corp. stock reported line nomination report was sold 3/10/09, 3124109, 7130109 and 11/20/09, after reporting period for nomination 
 
report and before confirmation. 
Sprint stock reported line nomination report was sold loss 05/1 I/IO, after filing nomination report but before Senate confirmation. 
AIM Equity Funds Charter listed line nomination report changed names April, 2010 Invesco Charter Fund. Invesco Charter Fund holdings 
 
are listed line this report. 
Evergreen Equity Income listed line nomination report changed names July, 2010 Wells Fargo Advantage Classic Value listed line this report. 813011 Wells Fargo Advantage Classic Value was 
exchanged for Wells Fargo Equity Value listed line this report. 
Line -Donated: shares Dominion Resources Inc. New Stock 51411 Approximate value donated shares= $5,075. 
Line -Reflects cash money market account Brokerage Acct. #I. Listed line nomination report. 
Line -Capital Income Bldr -Shares purchased 4120110, after filing nomination report but before Senate confirmation. 
Lines 34-37 -Funds lines 34-37 (reported lines 34-37 nomination report) were rolled over 8/3/11 into IRA #4, listed lines 27-31 this 201 report.. 
Line -This fund the same fund reported line nomination report. 
Line -Auspice stock reported line had value less than ,000, and thus was not included nomination report. All shares were liquidated 2011; 
 
liquidation distribution reported here. not know the date the distribution. 
 
 
 
 
Date Report 
07/13/2012 
Eagles, Catherine 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Catherine Eagles 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544