Charles J Siragusa Financial Disclosure Report for 2003
Category:Financial Disclosure
Number of Pages:30
Date Created:February 3, 2005
Date Uploaded to the Library:November 13, 2013
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l-10. Government Act 1978 Re" wi''04 Calendar Year 2003 U.S.C. app. 101-111) Person Reporting (Last nam.:, First name, Middle initial) SIRAGUSA, CHARLES Court Organization U.S. DISTRICT COURT, WDNY [}ate Report 04/05/2004 Title (Article Ill Judges indicate active senior status; magistrate judges indicate full-or part-time) U.S.DJSTRICT COURT JUOOE(ACTIV Rep-0rtType (check appropriate type) Reporting Period 1'omination, Date Initial @Annual Final 01/01/2003 12/3112003 Chambers Oflice Address 1360 UNITED STATES COURTHOUSE 100 STATE STREET ROCHESTER, NEW YORK 14614 the basis the infonnation contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reponable information. Sign last page. POSffiONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE -(No reportable positions.) POSITION ADVISORY BOARD MEMBER ELDER ABUSE CONSORTIUM JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) NONE -(No reportable agreements.) PARTIES AND PENSION NEW YORK STATE RETIREMENT SYSTEM (ELIGIBLE RECEIVE REDUCED BENEFITS AGE 55; FULL BENEFITS AGE ,.__, c.:.:.> c:::> ,;:;" ::0 (') --,., - ..Jj ....... _,::::.1 ()IOWS. not spouse's) Spouse's NonInvestrnent Incom -(If you were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE -(No reportable non-invesunent income.) AND TYPE BROWN TARANTINO TIORNEY (PRIVATE PRACTICE) IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. GIFTS. (Includes those spouse and dependent children. See pp. 28-3 instructions.) NONE (No such reportable gifts.) SOURCE DESCRIPTION VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.) DESCRIPTION vn:. INVESTMENTS and TRUSTS -income. value. 1ranscanons (includes 1hose or11ic spouse and dependent children. See pp. 34-57 ming instruc1ions.> Income during Gross 'alue end Tran.o;actions during reporting period Description Assets reporting period reponiug period (including 1rus1 assets) not exempt ftom disclosure (2) (I) (2) (I) (3) (5) Place "(X)" aficreach asset exempt Value Type (e.g. Dale: Amow1t Type (e.g. Value Value fro111 prior disclosure Code div. renL Code2 Method buy. sell, Month-Code2 -II) int.) (J-P) CodeJ merger. Day (J-P)redemption) Gain Identity Code buyer/seller (A-(ifprivate 1-1 1r.11i less =$15.001-$50,000 ' 550.001-SI 00.000 $100.001-5250.000 (Sec Colunuis anJ 1)3) -$:!50.0ll0-S50tl.OOO $5(Ml.(Kll-SUlllll.UOO 1'1 Sl.tl00.llUl-S5.0UO,OOIJ 1'2 $5.00tl.CHll-S5.000.tl00 S25.(Kll).(K) 1-$50.(KlO.OU(I 1'4 $More than 550.(JO.OflO ApprJisal Cost (Real !:slate Only) Assc.. nmt (Scl' 01u11M1 Cc) 1.: lhk 'alue Other \' Estintl'll VIL INVESTMENTS and TRUSTS -income, nluc. tmnscarions (includes those oflhc spouse and dependent children. See pp. 3+.57 filing instructions.) Ifnot exempt from disclo,;urc (2) (2) (I) Ocscription Assets Income during reporting period Gross value end reponing period Transactions during reporting period (including trust assets) (2) (3) (5) Place "(X)" after each asset exempt Type Value Value Type (e.g. Date: Amount (e.g. Value Gain Identity from prior disclosure Code2 buy.sell, Mondi- Code div. rent. Method Code2 Code buyerisellcr inL) (J-P) Code3 merger. Day (AH) (A (ifprivate redetlllbOD) (Q-W) J.I transaction) 271. CHIRON CORP DELEWARE COMMON STOCK None 272. CHIRON CORP DELEWARE COMMON STOCK 27.3. CHUBB CORP. COMMON STOCK Dividend 274. CHUBB CORP. COMMON STOCK 275. CISCO SYS INC COMMON STOCK None BUY 12124 SEE PART VIII PT.SELL 12/24 SEE PART VIII BUY 12124 SEE PART VIII PT.SELL 12124 SEE PART Vlll BUY 12124 SEE PART Vlll CISCO SYS INC COMMON STOCK PT.SELL 12124 SEE PART Vlll 276. CIRRUS LOGIC INC. COMMON STOCK None 277. CLAYTON HOMES INC COMMON STOCK Dividend BUY 1/8 278. 279. CLAYTON HOMES INC COMMON STOCK SELL 816 280. COCA-COLA CO. COMMON STOCK Dividend BUY 12124 SEE PART VIII 281. COCA-COLA CO. COMMON STOCK PT.SELL 12124 SEE PART VIII 282. COMCAST CORP COMMON STOCK None BUY 9125 SEE PART VIII 283. COMCAST CORP COMMON STOCK BUY 12/24 SEE PART VIII 284. COMCAST CORP COMMON STOCK PT. SELL 12124 SEE PART VIII 285. CONOCOPMILLIPS COMMON STOCK Dividend BUY 12124 SEE PART Vlll 286. CONOCOPlllLLIJ>S COMMON STOCK PT.SELL 12124 SEE PART VIII 287. CREE INC COMMON STOCK None BUY 8/11. Jl!8. CREE INC COMMON STOCK BUY 12/24 SEE PART VIII h1st (Real Estate Only) Other #5. SEE PART VIII BUY 12/24 SEE PART VIII PT.SELL 12124 SEE PART VIII BUY 12131 SEE PART VIII BUY 12124 1'1 ----------- -.. ------ S2,501-S5.0IXI S5.00l-SI5.000 Sl.000.001-$5.l>Oo.ooo More !ban SS.000,000 $50.001-SI00.000 SJ00.001-S250.000 1.()00,001-$5,000.000 )5,000.(H)]-$25.00(1,000 Sl5.00l-S50.000 J>-1 Slorc than $50.0011.000 Assessment Casl1'Marke1 \' Estimated Date Report Name Person Rcponing SIRAGUSA, CHARLES 04/0512004 --income, ,-alue, tr.mscations (includL'S those the spouse and dependent children. St.-.: pp. 34-57 filing instructions.) VJI. INVESTMENTS and TRUSTS Income during Gross '3luc end Transactions during reponing pel-iod Description Assets reponing period reporting period (indudi11g !rust assets) Place "CX)" afler each asset eempl fmm prior disck>sure {I) Amount Code (1 -B) (2) Type (e.g. div. rent. int.) (I) Value Code:? (J-P) (2) Value '.'.tethod Code3 (Q-W) (I) Type (e.g. buy. sell, mcq,oer. reden} lfnol exempt from disclosure (2) Date: Month-Day (3) Value Code:? (J-P) (5) Gain ldemity Code buyer/seller (A(if private l-11 transaction) 362. 363. MILLENNIUM PHARMACEUTICALS INC COMMON STOCK MILLENNIUM IARMACEUTICALS INC COMMON STOCK MILLENNIUM PHARMACEUTICALS INC None BUY BUY PT. SELL 2/18 12/24 12124 SEE PART VIII SEE PARTVIU 364. 365. MOTOROLA INC COMMON STOCK MOTOROLA INC COMMON STOCK Dividend BUY PT. SELL 12124 12124 SEE PART VIII SEE PART VIII 366. 367. MURPHY OIL CORP NEWONT MINING CORP COMMON STOCK Dividend Dividend BUY BUY 1/13 6/6 368. NEWONT MINING CORP COMMON STOCK BUY 12124 SEE PART VIII 369. 370. 371. NEWONT MINING CORP COMMON STOCK NEUBERGER BERMAN INC. NEUBERGER BERMAN INC. Dividend PT.SELL BUY MERGER 12/24 2/5 11/3 SEE PART VIII SEE PART VIII 372. 373. 374. 375. 376. 377. 378. NEWS LTD-A DR-NEW COMMON STOCK NIPPON TEL TEL SPON ADR COMMON STOCK NIPPON TEL TEL SPON ADR COMMON STOCK NOKIA CORP SPONSORED ADR COMMON STOCK PACCAR INC-DEL-COMMON STOCK -PALL CORP COMMON STOCK PEPSCICO INC COMMON STOCK Dividend Dividend Dividend None None Dividend BUY BUY PT.SELL BUY BUY BUY 4/15 12/24 12124 12124 12/24 1131 SEE PART VIII SEE PART VIII SEE PART VIII lnrnmeGain Code;;: 1.00l less Sl.001-52,500 S'.?,501-$5.ooo S5.CKll-Sl5.000 Sl5,00l-S50,0oo (St:c Colunnts 311.J [).t) $50.001-SIOO.OOO $100.tlOl-Sl.000.000 Sl.OOO.OOl-S5.000.0ll0 =More th:m S.5,000,000 "aluc Codes: 15.000 less $15.001-$50.000 SSO,OOJ-Sl00.000 $100.001-S'.?50.000 (Set: Columns and IH) $150Jl00-$500.0IJ(I $500.001-SI .O(Kl,000 Sl.llllO.llOl-S5,00U.tKHl P:? $5.000.llll -$25.000,IXlO 1'3 ' S:?5.000.!Kll-S5tl.CMlO,OOO l'..f SMore than SSO.CMJ0.000 'Jluc 1-kthud Codes ApprJisal =Cost (Rc"Oll Estat Only) Caslv"!larkct Sl't: Colmnt C2J . Rool. Value Other Name P.:rson Ro:poning Date R.:pon Page SIRAGUSA, CHARLES 0410512004 Vil. INVESTMENTS and TRUSTS --income. "llluc. tranSClltinns (includes those the spouse and dependent childR:11. Sec pp. 34-57 ofliling instructions.) Income during Gross value end ransaclions during reporting period Description ,,f Assets reporting period reponing period lincludin trust assets) Ifnot c"cmpt Imm disclosure Place "IX)" afit:reach asset exempt All'llWll Type (e.g. from prior disclosure CoJe div. rent. (A-H) int.) PEPSCICO INC COMMON STOCK 379. PEPSCICO INC COMMON STOCK 380. PFIZER INC COMMON STOCK Dividend 381. PFIZER INC COMMON STOCK 382. Value Value Code2 Method (J-P) Code3 (Q-W) Type (e.g. buy. sell, 111CflCr. redemption) BUY PT.SELL (2) Date: Month- Day 1131 12124 (3) (5) Value Gain lde11ti1yor Code! Code buyerisellcr (J-P) (if private 1r.111sac1ion) SEE PART VIII SEE PART VIII BUY 118 BUY 1123 SEE PART VIII PFIZER INC COMMON STOCK BUY 12124 SEE PART VIII 383. PFIZER INC COMMON STOCK PT. SELL 12124 SEE PART Vlll 384. 385. PHARMACIA CORP COMMON STOCK None MERGER 4/13 SEE PART Vil! 386. QUANTUM CORP. DLT STORAGE COMMON None STOCK 387. RAYTHEON COMPANY NEW Dividend 388. SBC COMMUNICATIONS Dividend BUY 9119 389. SABRE GROUP HLDGS INC COMMON STOCK Dividend BUY 1/13 SAFEWAY INC NEW COMMON STOCK None BUY 4/30 SEE PART VIII 391. SAFEWAY INC NEW COMMON STOCK BUY 393. 7122 ST. PAUL COMPANIES INC CXOMMON STOCK Dividend SELL 12.'24 BUY SANDISK CORP COMMON STOCK None SCHERJNG PLOUGH CORP COMMON STOCK Dividend BUY 1/2 SCHERJNG PLOUGH CORP COMMON STOCK BUY 9/23 SEE PART Vlll SCIENTIFIC ATLANTA INC. COMMON STOCK Dividend SELL 3120 396. lncumd.i3in CoJcs: $1.!KJO k-ss $1.(101-S2.500 S2.50l-$5.ooo S5.00I-St5.000 Sl5.00l-S50.1Jl10 (Sec Colu1111s 131 and 0-l) $50.!Kll-Sl 00.000 SIOO.OOl-Sl.OIJ0.000 111 Sl.OOO.Olll-S5.000.000 lL? =More tl1:111 SS.000.000 Value Co.ies: 5.000 ,,r le.lu1m; 311d D3) :'i " $250.000-$500.CH)O c $500.0tH-S 1.0lMl.lhlO $1.000.00l-SS.tJOU.OOO 1'2 $5,000.00I-S25.000,000 1'3 $25.000.CKJ 1-S5o.ooo.ooo l'4 =$:lore than $50.l"Jl'.IJIJO ;iluc kthoJ COlks ApprJisal =Cost (R-al Est.le Only) Asst:s111cnt C:i.shiMarkcl (See Column C:!J Boot. Vluc Other f:s1inc11cd Date Report ;amc Person Reporting Page '23 .of SlRAGUSA, CHARLES 04/05/2004 VIl. INVESTMENTS and TRUSTS --income. vatue. trJ1iscatious .i-s1 urmin:i instructions.> Income during Gross value end Transactions during reporting period Description Assets reporting period reponing period (including trust assets) 397. Place "(X)" after each asset exem11t from prior disclo>ure SlCOR INC COMMON STOCK (I) Amount Code (AH) Type (e.g. div. rent int.) None (I) Value Code2 (J-P) Value Method C'ode3 (Q-W) Type (e.g. buy. sell, 11"efb>er. reden-.irion) SELL I(2) Date: Month-Day 12/24 (3J Value Code:? (J-P) not exempt Gain Code (AHI tinmdi sclosurc ldelllily buyer/seller (if private transaction) 398. 399. 400. SOLECTRON CORP. COMMON STOCK STATE STREET CORP COMMON STOCK STATE STREET CORP COMMON STOCK None Dividend SELL BUY BUY 12/24 1130 12/24 SEE PARTVlll 401. STATE STREET CORP COMMON STOCK SEU 12/24 SEE PART VIII 402. TAIWAN SEMICONDUCTOR MFG COMMON STOCK None BUY 8112 TEXAS INSTRUMENTS INC. COMMON STOCK Dividend BUY 12124 SEE PART VIII 403. 404. TEXAS INSTRUMENTS INC. COMMON STOCK PT.SELL 12/24 SEE PART VIII COM CORP COMMON STOCK None BUY 3117 40S. COM CORP COMMON STOCK BUY 12124 SEE PART VIII 406. COM CORP COMMON STOCK PT.SELL 12124 SEE PART VIII 407. TIME WARNER COMMON STOCK None BUY 12124 SEE PART VIII 408. 409. TIME WARNER COMMON STOCK PT.SELL 12124 SEE PART VIII UNYSIS CORP. COMMON STOCK None 410. UNYSIS CORP. COMMON STOCK 411. UNITEDHEALTH GROUP INC. COMMON STOCK 412. UNITEDHEALTl-l GROUP INC. COMMON STOCK 413. UNITEDHEALTH GROUP INC. COMMON STOCK 414. ltw0tn1:Gain Codes: ,UOo less (S