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Judicial Watch • David M. Ebel – 2006

David M. Ebel – 2006

David M. Ebel – 2006

Page 1: David M. Ebel – 2006

Category:Federal Judges

Number of Pages:9

Date Created:September 14, 2007

Date Uploaded to the Library:October 13, 2014

Tags:David M Ebel, Fidelity, david, 2006, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Govemment Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting Oast name, first, middle initial) Ebel, David Court Organization Tenth Circuit Court Appeals Date Report 05/24/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge (senior) Sa. Report Type (check appropriate type) Nominationt Date Initial [81 Annual Final Reporting Period 0110112006 1213112006 
Sb. Amended Report Chambers Office Address Byron White U.S. Courthouse 1823 Stout Street, Room 09L Denver, 80257 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Director and Member Executive Committee Historical Society for the Tenth Circuit 
 
 
,...... 
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JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
-iir-rn 
 	NONE (No reportable agreements.) rr1 
PARTIES AND TERMS 
 
 
 
Name Person Reporting 
Date Report 
Ebel, David 
05/24/2007 
Ill. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-14 instructions.) Filers Non-Investment Income 
[20 NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -lf yo11 were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2006 PERA retirement income 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.} NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION Defense Research Institution March 9-10. Phoenix, Arizona --Lecturing seminar. (air lodging meals) Checchi and Company (funded grant from USAID) May 28-June Serbia-Montenegro --Consulting re: judicial governance (air lodging meals) 
 
 
Name Person Reporting 
Ebel, David GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[KJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[KJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Name Person Reporting 
Date Report 
05/24/2007 
Ebel, David 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and dependent c1tildren. see PP 14-60 instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X)1 after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$!00,000 =$100,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 I00,001 -$250,000 
(See ColwnnsC! andD3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00! -$5,000,000 =$5,000,00! -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
Name Person Reporting 
Ebel, David 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and depende11t children. See pp. 34-60 filing instructio11s.) NONE (No reportable income, assets, transactions.) Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Eslate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) =Appraisal =Other =Assessment 
U=Book Value W=Estimated 
 
35. Janus Mid-Cap Value Fd. Dividend 
36. Fidelity Int! Small Cap Fd. Dividend Buy 512 
37. Fidelity Contra Fd. 38. 
39. Fidelity Select Wireless Fd. Dividend Dividend Buy Part Sale 116 512 
40. Fidelity Select Natural Gas Fd. Dividend Part Sale 1/6 
41. Dodge Cox International Fd. Dividend Part Sale 2/9 
42. 111111 Buy 512 
43. Pennsylvania Mutual Fd. Buy 1/6 
44. 11A Dividend Part Sale 9/18 
45. Royce Premier Fund Dividend Buy 1/6 
46. 111 Part Sale 5/2 
47. 11111 Part Sale 9112 
48. Royce Fund Dividend 
49. Royce Value Plus Fd. Dividend Buy 5/2 
50. 111111 Buy 9112 
51. Northwestern Mutual Modified Whole Life Interest 
 
Name Person Reporting Date Report 
 
 
Ebel, David 
05/24/2007 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those ofthe spouse and dependent children. See pp. 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
Gross value end 
Description Assets Transactions during reporting period 
reporting period 
reporting period 
(including trust assets) 
(2) 
(1) 
(2) 
(1) Date 
Place (X) after each asset Amount Type (e.g. Value Value Type (e.g. 
exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) 
 
Value 
Gain 
Month- 
Code 
Code 
Day 
(A-H) 
(J-P) Income Gain Codes: A=$ ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,001 -$50,000 L=$50,001 -$100,000 =$1oo,oo1 -S25o,ooo 
(See Columns and DJ) =$250,00I -$500,oOo =$500,001 -$1,oOo,ooo =$1,000,00l -$5,000,000 =$5,000,oot -s25,ooo,ooo Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) P4=More than $50,000,000 T=Cash Market 
(See Column C2) =Appraisal =Other S=Assessment =Book Value =Estimated 
 
Name Person Reporting 
 
 
Ebel, David 
 
VII. INVESTMENTS and -income, value, transactions (includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during 
reporting period 
 
(!) 
Amount 
Code 
(A-H) 
(2) 
Type (e.g. 
div., rent, int.) 
Gross value end 
reporting period 
 
(I) 
Value Code (J-P) (2) 
Value 
Method 
Code 
(Q-W) 
(I) Type (e.g. buy, sell, redemption) 
Transactions during reporting period 
 
(2) Date Month-Day 
(3) (5) 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
Policy 52. Mass. Mutual Whole Life Policy Interest 
 
53. Thrivant Lutheran Brotherhood Whole Life Policy Interest 
54. Janus Enterprise Fund None 
55. Janus Global Research Fund Dividend Buy 1/6 
56. Buy 9/12 
57. Fidelity Canada Fd. Dividend 
58. PERA Growth Income Fund Income Gain Codes; ,000 Jess =$1,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,001 -$100,000 =$100,001. $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 t.=$50,001. $100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,00t -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment ==Book Value =Estimated 
 
Name Person Reporting 
 
Ebel, David 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaleparto/ReporL) 
Part VII, line 29. Mircromet, Inc. acquired Cancer Vax tax free stock-for-stock exchange March 31, 2006. 
Part VII, line 58. PERA Growth Income Fund. This 
retirement account which was overlooked previous years. was established approximately 2000 and there were small, regular employee and employer matching contributions through 2005. There were transactions this account 2006. This investment has not presented any conflicts for me. 
 
 
 
Name Person Reporting 
Ebel, David 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544