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Judicial Watch • David R. Herndon – 2008

David R. Herndon – 2008

David R. Herndon – 2008

Page 1: David R. Herndon – 2008

Category:Federal Judges

Number of Pages:27

Date Created:October 21, 2009

Date Uploaded to the Library:October 29, 2014

Tags:David R Herndon, Sector, Energy, Appraisal, trust, Market, 2008, assets, INVESTMENTS, transactions, TRUSTS, Codes, reporting, Federal Judge, income, Judge


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Herndon_David_R 
 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, comp/et. this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) 
SOURCE 
 
VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) NONE (No reportable liabilities) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, varue, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: 1,000 less =Sl,001  S2,500 =S2,501  S5,000 =S5,00I -Sl5,000 =Sl5,00I  $50,000 
(See Columns and 04) =S50,001. SI00,000 =SI00,001  Sl,000,000 =Si,000,001  SS,000,000 =More than S5,000,000 Value Codes =S15,000 less K=SIS,001 -$50,000 =$50,0-0 -SI 00,000 =SI00,001 -S250,000 
(See Columns and 03) =$250,00  $500,000 =$500,00  $1,000,000 =S1,000,00  $5,000,000 =S5,000,00I  $25,000,000 =S25,000,00  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: 1,000 less 8=SI.001 -S2.500 C=S2,501-S5.000 D=S5,001-SI 5,000 =$15,001 -S50,000 
(See Columns and 04) F=$50,001 -$100,000 =SI 00,001 1,000,000 =Sl ,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=Sl5,000or less 15,001 -SS0,000 =S50,001 -Sl00,000 100,001 -S250,000 
(See Columns and 03) N=s250,001 -s5oo,ooo 0=$500,00I  $1,000,000 Pl=Sl,000,001  $5,000,000 P2=$5,000,001  $25,000,000 
PJ=$25,000,00  $50,000,000 P4=More than S50,000,000 Value Method Codes =Appraisal :::Cost (Real Estate Only) =Assessment ==Cash Market 
(Sec Column C2) U=Book Value =Other W=Estimated 
 
Name Person Reporting 
Date Report 
Herndon, David 
05/15/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Jndudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
-(IRA) Phillip Morris International 
1ncome during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
Spinoff 04/03 spinoff from Altria Grp (from line 
36. 
-(IRA) Phillip Morris International Buy 04/04 (add!) 
 
37. 
-(IRA) Phillip Morris International 	Sold 06/11 
 
38. 
-(IRA) Proshares Trust Buy 01/10 see below for sale 
 
 
-(IRA) Proshares Trust 	Sold 02/07 
40. 
-(IRA} Proshares Ultra Financials 	Buy 10/17 
 
41. 
-(IRA) Proshares Ultra Financials 	Sold 11117 
 
42. 
-(IRA) Rowan Companies 	Sold 01109 
 
43. 
-(IRA) Seagate Technology Buy 06/11 see below for sale 
 
44. 
-(IRA) Seagate Technology 
 
 
Sold 06/18 
-(IRA) Superior Energy Services Inc 
Buy 03131 	see below for sale 
46. 
-(IRA) Superior Energy Services Inc 
 
47. 
-(IRA) Transocean Inc 
 
48. 
-(IRA) Transocean LTD 
 
49. 
-(IRA) Yahoo Inc 
 
50. 
-(IRA) XTO Energy Inc 
 
51. 
-(IRA) XTO Energy Inc 
 
 
Sold 04115 
Buy 06/19 
Sold 12/19 02/06 name change INC LTD 
Buy 06/23 
Buy (add!) 07/28 Income Gain Codes: =Sl,000 less =Sl,001 -S2,500 =$2,501 -S5,000 =$5,001 -Sl5,000 =Sl5,00I -S50,000 
(See Columns and 04) =$50,001 -SI00,000 =SI 00,00 1,000,000 1,000,00I -$5,000,000 =More than S5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =S50,00I  SI00,000 =SI00,001-$250,000 
(See Columns aod 03) =S250,00 -S500,000 =$500,001 -SI ,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -SS0,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) VII. INVESTMENTS and TRUSTS -income, varue, transactions (Includes those spouse and dependent children; see PP u-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less 1.00  $2,500 =$2,50 -$5.000 =S5,00I  Sl5.000 =$15,001  $50,000 
{See Columns and 04) =$50,001 -SJ00,000 =$I 00,00  1,000,000 =SJ ,000,001  $5,000,000 =More than $5,000,000 Value Codes =S15,000 Jess =$15,001 -$50,000 =S50,00  00,000 =SI00,001  $250,000 
{See Columns and DJ) =$250,001  $500,000 =$500.00  1,000,000 =Sl.000,00t. $5,000,000 =$5,000,001 -$25,000,000 =s2s,ooo,001 -S5o,ooo.ooo =More than $50,000,000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment =Cash Market 
 
 
 
Name Person Reporting 
Date Report 
Herndon, David 
 
05/15/2009 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
86. -Colgate Palmolive 
Income during Gross value end Transactions during reponing period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(AH) int.) (J-P) Code redemption) Day (J-P) (AH) (if private 
(Q-W) transaction) 
 
Sold 08/28 (part) 
87. 
-Companhia Vale Rio Doce ADR 
 
88. 
-Companhia Vale Rio Doce ADR Buy 06/27 (add!) 
 
 
 
89. -Chesapeake Energy Corp Buy 01/10 
90. -Chesapeake Energy Corp Buy (add!) 07128 
91. -Chesapeake Energy Corp Buy (addI) 10/31 
 
92. -Walt Disney Holding Buy 10/16 
-Energy Transfer Partners Sold 03104 (part} 
94. -Energy Transfer Partners Buy 05/21 (add!) 
-Enterprise Products Partners Sold 03104 (part} 
96. 
-Enterprise Products Partners 
Buy 05/21 
(add!) 
98. 
-Exxon Mobil Sold 06/19 
-General Dynamics Corp 
Sold 05106 
-Goldman Sachs Group Inc 
Buy 06/24 
100. 102. -Honeywell Intl Inc -Inergy -Inergy Sold (part) Sold 03/04 05/21 Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) 1,000 less F=$50,001  00,000 15,000 less N=$250,00 -$500,000 =S25,000,00I -S50,000,000 Q=Appraisal U=Book Value =Sl.001  S2,500 =SI 00,00 1,000,000 =Sl 5,001-S50,000 0=$500,00 1,000,000 =Cost (Real Estate Only) V=Other C=S2,501-S5,000 =Sl,000,001  $5,000,000 =$50,001  SI00,000 =Sl,000,001 -$5,000,000 =More than $50,000,000 S=Assessment W=Estimated D=S5,00l -Sl5,000 H2=More than $5,000,000 =swo,001 -mo,ooo =$5,000,001 -$25,000,000 T=Cash Market =SIS,001 -$50,000 
 
Name Person Reporting 
Date Report 
Herndon, David 
0511512009 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(1) 
(2) 
(2) 
(4) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) 
103. -Ishares Trust SP Midcap 400 Index 
 
104. 
-!shares Trust MSC! EAFE Index EFA 
 
105. 
-!shares Trust MSCI EAFE Index EFA 
 
106. 
-Ishares MSCI Pacific Ex-Japan Index EPP 
 
107. 
-Ishares Trust MSCI Emerging Markets Ind exFd EEM 
 
108. 
-Ishares Trust MSC! Emerging Markets Ind exFd EEM 
 
109. 
-Ishares Trust Div Index Fund symbol DVY 
 
 
Type (e.g., buy, sell, redemption) Date Month Day Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
Sold 03/12 
 
Sold 08125 (part) 
Sold 10/02 
Sold 10/02 stock split /29 
stock split 07129 
Buy 10131 (add!) 
Sold 02129 
110. 
-Ishares Trust Ftse China Index FXI Buy 08/25 see below for sale 
 
111. 
Ishares Trust Ftse China Index FXI Sold 10/31 
112. Hiland Partners Buy 03/06 see below for sale 
113. Hiland Partners Sold 11/28 
114. Humana Inc Buy 06/24 
115. -JPMorgan Chase 
116. -K-Sea Transportation Partners Sold (part) 03104 
117. -K-Sea Transportation Partners Sold 08/20 
118. 119. -Kinder Morgan Energy Partners -Lowes Companies Inc Sold (part) Buy 03104 10/16 Income Gain Codes: =Sl,000 less 1,00 -$2,500 =S2,501  S5,000 D=S5,00I -Sl5,000 =St5,00I -S50,000 
(See Columns and 04) =S50,00I -SI00,000 =SI00,001 -SI ,000,000 =Sl ,000,001-S5,000,000 =More than S5,000,000 Value Codes 15,000 less =Sl5,001 -S50,000 =$50,001 Sl00,000 =Sl00,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 O=S500,00I -Sl,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than S50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other W=Estimated 
 
 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing 
instructions..) NONE (No reportable income, assets, transactions.) 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
137. 	-Sector SPDR Trust int Energy symbol XLE 
Income during 
Gross value end 
reporting period 
reporting period 
Amount 
 
Value 
Type (e.g., 
Code 
div., rent, Code 
(A-H) int.) (J-P) 
Value 
Method 
Code 
 
(Q-W) 
Transactions during reporting period 
 
 
Date 
Type (e.g., 
Month- 
buy, sell, 
redemption) 
Day 
Sold 01/IO 
Value 
 
Gain 
Code2 
Code 
(J-P) 
(A-H) 
Identity 
buyer/seller 
(if private transaction) 
138. 
-Schlumberger Ltd 	Buy 01/24 
 
139. 
-Target Corp 
 
140. 
-TransOcean Inc 	Buy 07/28 
 
141. 
-Transocean Inc Buy 10/07 (add!) 
 
142. 
-Transocean LTD 12119 name change INC LTD 
 
143. 
-Thermo Fisher Scientific Inc 
 
144. 
-Thermo Fisher Scientific Inc Buy 01/IO (add!) 
 
145. 
UnitedHealth Group Inc 	Sold 06/24 
 
146. 
-United Technologies Corp Sold 08128 (part) 
 
147. 	 
-United Technologies Corp 
 
 
Sold 10/02 
148. 	-Western Asset 2008 Worldwide flea Sal 
Sold 12102 
omon2008 
 
149. -Weatherford Intl Ltd-Bermuda Sold 01/24 
150. -WisdomTree Trust Buy 02/29 -Williams Partners Buy 08/20 
152. -Yahoo Inc Sold 02/06 
153. TRUST Bear Stems Brokerage Account Int.Div. assets detailed below Income Gain Codes: 1,000 less B=Sl,OOl -$2,500 =$2,50 -S5,000 0=$5,001. $15,000 E=S15,00J -$50,000 
(See Columns and 04) F=$50,001 -SI00,000 G=SI00,001 -$1,000,000 111 =SI ,000,001 -SS,000,000 =More than $5,000,000 Value des J=Sl5,000orless =Sl5,00I  $50,000 =$50,001 100,000 1oo,oo1  mo,ooo Columns and 03) N=$250,00 -$500,000 0=$500,00 1,000,000 Pl=Sl,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 
P3=S25,000,00I -S50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal :::Cost (Real Est ate Only) =Asses sment T=Cash Market 
(See Column C2) =Book Value V=Other W=Estimated 
 
 
VII. INVE TMENTS and income, value, ,;ans actions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: 1,000 less =Sl,001  SZ,500 =SZ,501 -$5,000 D=S5,001-Sl5,000 E=Sl5,00l-S50,000 
(See Columns and 04) F=$50,00I -SI 00,000 =SI00,001 -Sl,000,000 =SI ,000,001 -SS,000,000 =More than SS,000,000 Value Codes =$15,000 Jess =$15,001 -$50,000 =S50,001-SJ00.000 =SI 00,00  S250,000 
(See Columns and 03) =SZ50,00I -$500,000 0=$500,00 1,000,000 =Sl,OOO,OOl S5,000,000 =$5,000,001  SZ5,000,000 =SZ5,000,00I -S50,000,000 =More than $50,000,000 Value Method Codes =Appraisal R=Cost (Real Estate Only) S=Assessment T=Cash Market 
(See Column CZ) U=Book Value V=Other =Estimated 
 
Name Person Reporting 
Date Report 
Jierndon, David 
0511512009 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) Amount Code (AH) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code3 (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
188. 
-Metlife Sold 10/02 
 
189. 
-McGraw Hill Companies Buy 05/29 
 
190. 
-Microsoft Corp Buy 03/18 
 
191. 
-Morgan Stanley Sold 06/24 
 
192. 
-Nasdaq Stock Market Inc symbol NDAQ 
 
 
193. -News Corporation Sold 08/15 
194. -Nucor Corp Sold 03/18 
195. -ProShares Ultra SP 500 Buy 10/08 see below for sale 
 
196. 
-ProShares Ultra SP 500 Sold 10/28 
 
197. 
-Research Motion LTD 
 
198. 
-Research Motion LTD Buy 10/16 
 
 
(add!) 
 
199. -Research Motion LTD Buy (add!) 11/12 
200. -Schlumberger LTD Buy 01/24 
201. -Sector SPDR Trust Energy symbol XLE Sold 01/10 
202. -Target Corp 
203. -Transocean Inc Buy 07128 
204. -Transocean Inc Buy (add!) 10/07 Income Gain Codes: =SI ,000 less 1,00  $2,500 =S2,501 -S5,000 D=S5,001-Sl5,000 =S15,00I -S50,000 
(See Columns and D4) =S50,00I -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001  SS,000,000 =More than $5,000,000 Value Codes J=Sl5,000orless =S15,00I -S50,000 =S50,001  SI00,000 =SI00,001  $250,000 
(See Columns and DJ) =$250,00 -$500,000 =S500,00I -Sl,000,000 =Sl,000,001  $5,000,000 =S5,000,00I -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method des =Apprai sal =Co (Real Esta Only) =Assessm ent ::Ca Market 
(See Column C2) =Book Value ther =Estimated 
 
 
Name Person Reporting 
Date Report 
Herndon, David 
05/15/2009 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
205. 
-TransOcean LTD 12/19 name change INC LTD 
 
206. 
-Thenno Fisher Scientific Inc 
 
207. 
-Thenno Fisher Scientific Inc Buy 01/10 (add!) 
 
208. 
-UnitedHealth Group Inc Sold 06/24 
 
209. 
-United Technologies Corp Sold 10/02 
 
210. 
-Weatherford International Ltd Bermuda Sold 01/24 
 
211. 
-Wisdom Tree Trust Buy 02/29 
 
212. 
-Yahoo Inc Sold 02/06 
 
213. 
TRUST Bear Stems Securities Corp Int./Div. assets detailed below 
 
214. 
-Dreyfus General Money Market Fund 
 
215. 
-Accenture Ltd 
 
216. 
-AES Corporation Sold 10/31 
 
217. 
-American Tower Corp Buy 10/31 
 
 
218. -Apple Inc Buy 01/28 
219. -Bank America Corp Buy 10/16 
220. -CVS Caremark Corporation flea Caremark 
221. -Cisco Systems Income Gain Codes: 1,000 less B=Sl,OOl-S2,500 c=$2,501 -$5,000 D=S5,00I -SI 5,000 =SIS,001 -S50,000 
(See Columns and D4) =$50,001 -$100,000 =SI00,001 -SI ,000,000 =Sl,000,001 -S5,000,000 =More than S5,000,000 Value Codes =$15,000 Jess =$15,001  $50,000 =$50,001  SI00,000 =SI00,001-$250,000 
(Se Columns and 03) =$250,001 -$500,000 0=S500,00I -Sl,000,000 =Sl,000.001  $5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -S50,000,000 =More than S50,000,000 Value Method Cod =Appraisal =Cost (Real Estate Only) S=Assessmenl T=Cash Markel 
(See Column C2) =Book Value V=Other Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (I) (2) (3) (4) 
 
Type (e.g., Date Value Gain 
buy, sell, Month-Code Code 
redemption) Day (J-P) (A-H) 
(Q-W) 
transaction) 
222. -Colgate Palmolive 
(I) (I) 
(5) 
Place (X) after each asset 
Amount 
Value 
Type (e.g., 
Value 
Identity 
Code 
exempt from prior disclosure 
div rent. 
Code 
Method 
buyer/seller 
(A-H) int) 
Code 
(J-P) 
(if private 
223. 
-Crown Castle Intl Corp 
 
 
Buy 03/31 	see below for sale 
224. 
-Crown Castle Intl Corp 	Sold 10/31 
 
225. 
-Companhia Vale Rio Doce ADR 
 
226. 
-Companhia Vale Rio Doce ADR Buy 06127 {add!) 
 
227. -Chesapeake Energy Corp Buy 01110 
228. -Chesapeake Energy Corp Buy {add!) 07128 
229. -Chesapeake Energy Corp Buy (add!) 10131 
230. -Walt Disney Holding Buy 10/16 
 
231. 
-Exxon Mobil Corp 	Sold 06/19 
 
232. 
-General Dynamics Corp 	Sold 05106 
 
 
 
233. -Goldman Sachs Group Inc Buy 06/24 
234. -Honeywell Intl Inc 
235. -Humana Inc Buy 06/24 
236. -!shares Trust MSC! EAFE Index symbo EFA Sold (part) 08/25 
237. -!shares Trust MSC! EAFE Index symbol EFA Sold 10/02 
238. -!shares Trust Midcap 400 Index symbol IJH Sold 03/12 Income Gain Codes: 1,000 less =Sl,001 -S2,500 =S2,50 -S5,000 =S5,001 -$15,000 =Sl5,00I -S50,000 
(See Columns and 04) F=$50,001 -SI00,000 =SI 00,00 1,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,001 -S50,000 =$50,001 -$100,000 =SJ00,001 -S250,000 
(See Columns and DJ) =S250,00I -$500,000 =S500,00 1,000,000 =Sl,000,001 -$5,000,000 =$5,000,00 -$25,000,000 
PJ=$25,000,001 -$50,000,000 =More than S50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Ass essment T=Cash Market 
(See Column C2) =Book Value V=Other W=Estimated 
 
 
 
 
 
Name Person Reporting 
Date Report 
Herndon, David 
05/15/2009 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
256. 
-Research Motion Ltd 
 
257. 
-Research Motion Ltd Buy 10/16 {add!) 
 
258. 
-Research Motion Ltd Buy 11/12 {add!) 
 
259. 
-Select SPDR Trust Energy symbol XLE 	Sold 01110 Income Gain Codes: =$1,000 less =Sl,001 -S2,500 C=S2,50! -S5,000 D=SS,001 -Sl5,000 =S15,00I -S50,000 (See Columns and 04) F=SS0,001  SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -SS,000,000 =More tha S5,000,000 Value Codes =SIS,000 less 15,00 -S50,000 ;S50,00I -SI00,000 ;s100,001 -mo,ooo 
(See Columns N=S250,00 -S500,000 0=$500,001-$1,000,000 =$1,000,001 -S5,000,000 =$5,000,001 -$25,000,000 and DJ) =$25,000,001  $50,000,000 =More than $50,000,000 ;Appraisal =Assessment T=Cash Market 
(See Column C2) U=Book Value =Other ::::Estima ted Value Method Codes =Cost (Real Estate Only) 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
273. 
TRUST Bear Stems Brokerage Account Dividend assets detailed below 
 
274. 
-Dreyfus General Money Market Fund 
 
275. 
-Claymore BNY Bric ETF Buy 01/30 
 
276. 
-!shares Trust SP Midcap 400 Barra Value Sold 01130 index IJJ (part) 
 
277. 
-!shares Trust SP Midcap 400 Barra Value Sold 03/12 
 
 
index IJJ 
278. -!shares Trust Telecomm Sector Index FDIYZ 
279. -!shares Trust Telecomm Sector Index FDIYZ Buy (addI) 01/30 
280. -!shares Trust MSC! EAFE Index symbol Sold 08125 
 
EFA (part) 
281. 
-!shares Trust MSC! EAFE Index symbo Sold 10/02 EFA 
 
282. 
-!shares Inc MSC! Japan Index EPP 07129 stock split 
 
283. 
-!shares Inc MSC! Japan Index EPP Sold 10/02 
 
 
284. -!shares Trust MSCI Emerging Markets dexEEM 07129 stock split 
285. -!shares Se! Div Index Fd-DVY Sold (part) 01130 
286. -!shares Se! Div Index Fd-DVY Sold (part) 02129 
287. -!shares china 25Index FXI Buy 08/25 
288. -Kayne Anderson MLP INVT Buy 01130 
289. -Select Sector SPDR Amex Utilities Index ymbol XLU Income Gain Codes: ::$ 1,000 Jess 1,00 -S2,500 =S2,50 -$5.000 D=$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=S50,00I  $100,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000.000 =More than $5,000,000 Value Codes =SJ 5,000 Jess =S15,00I -$50,000 =S50,00I -$100,000 =mo,oo -mo.ooo 
(See Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal R=Cost (Real Estate Only) S=Assessment T=Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) Income Gain Codes: 1,000 Jess =Sl.001 -S2,500 =$2,501 -S5,000 D=S5.00l l5,000 =S15,00I -S50,000 (See Columns and 04) =S50,00I  SI00,000 G=SJ00,001 -Sl,000,000 =SJ,000,001 -$5,000,000 =Mo than S5,000,000 Value Codes =$15,000 orless =Sl5,001 -S50,000 =SS0,00 -SI 00,000 =SI00,001 S250,000 (See Columns and DJ) =$250,00  $500,000 =S500,00J SI ,000,000 =Sl,000,001 -S5,000,000 =S5,000,00J  $25,000,000 =$25,000,00 S50,000,000 =More than $50,000,000  Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estim ated 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children: see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (1) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month-Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
324. 
-!shares ITSE China Index FXI Buy 08/25 
 
325. 
-Kayne Anderson MLP INVT Buy 01130 
 
326. 
-Select Sector SPDR Amex Utilities XLU 
 
 
327. -Select Sector SPDR Amex Utilities XLU Buy 01/30 
(add!) 
328. -Sector SPDR Trust Shs ben int Industrial 
XL! 
 
329. -Sector SPDR Trust Shs ben int Industrial Buy 01130 
XL! (add!) 
330. -Sector SPDR Trust Shs ben int Technology 
XLK 
 
331. -Sector SPDR Trust Shs ben int Technology Buy 01/30 
XLK (add!) 
332. -Sector SPDR Trust shs ben int Financial 
333. -Sector SPDR Trust shs ben int Financial Buy (add!) 01/30 
 
334. -Sector SPDR Trust shs ben int Energy ymbo!XLE 335. -Sector SPDR Trust shs ben int Energy ymbo!XLE 336. -Select Sector SPDR Fund Consumer symbo IXLY 337. -Select Sector SPDR Fund Consumer symbo IXLY 338. -Select Sector SPDR Fund Health Care mbolXLV 339. -Select Sector SPDR Fund Health Care mbolXLV 340. -Sector SPDR Trust Consumer Staples XLP Buy (add!) Buy (addI) Buy (addI) 01/30 01/30 01/30 Income Gain Codes: 1,000 Jess =St ,00 -$2,500 =$2,501. $5,000 =$5,001  $15,000 =$15,001. $50,000 
(See Columns and 04) =$50,001 -$100,000 =St00,001 -SI ,000,000 =Sl,OOO,OO!-SS,000,000 =More than S5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00  00,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 =$500,00 1,000,000 1,000,00  $5,000,000 =$5,000,00  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other :::Estimated 
 
 
Name Person Reporting 
Date Report 
Herndon, David 
0511512009 
VII. INVESTMENTS and TRUSTS -income, varue, transactions (Includes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
341. 
-Sector SPDR Trust Consumer Staples XLP 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
Buy 01/30 (add!) 
342. 
-Select Sector SPDR Fund Materials XLB Buy 01/30 
 
343. 
-Wisdom Tree Trust Buy 02129 
 
344. 
TRUST Bear Steams Brokerage Account Dividend 
 
345. 
-Dreyfus General Money Market Account 
 
346. -Claymore BNY Bric ETF Buy 06/13 
347. -!shares SP Midcap 400 Value symbol IJJ Sold 01130 
348. -!shares MCSCI Eafe Index symbol EFA 
349. -!shares MCSCI Eafe Index symbol EFA Buy (add!) 01130 
350. -!shares MCSCI Eafe Index symbol EFA Sold (part) 08/25 
 
351. 
-!shares MCSCI Eafe Index symbol EFA Sold 10/02 
 
352. 
-!shares MSC! Emerging Markets Index EEM 
 
 
-!shares MSC! Emerging Markets Index Buy 01130 EEM (add!) 
354. -!shares Dow Se! Index symbol DVY Sold 01130 
(part) 
355. 
-!shares Dow Se! Index symbol DVY Sold 06/13 
 
356. 
-!shares TrFTSE China Index FXI Buy 08/25 
 
 
357. -Kayne Anderson MLP INVT Buy 01/30 Income Gain Codes: (See Columns and 04) Value Codes (See Columns and DJ) Value Method Codes (See Column C2) 1,000 Jess F=S50,001-SIOO.OOO J=S 15,000 less =S25o.oo -$500,000 =S25,000,00I -S50,000,000 =Appraisal U=Book Value =SI ,001 -SZ,500 =SI00.001 -Sl ,000,000 =Sl5,00I -$50.000 0=S500,00 -SI ,000,000 =Cost (Real Estate Only) V=Other =SZ.501 -S5,000 1,000,00 -SS,000,000 =$50,001 -SI00,000 =$1,000,001 -SS,000,000 =More than SS0,000,000 S=Assessment W=Estimated =S5,00I -SIS,000 =More than S5,000,000 =SI00,001 -S250,000 =$5,000,001 -$25,000,000 T=Cash Market =StS,001 -SS0,000 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type(e.g., div., rent? int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type(e.g., buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
358. -Standard Poors Depository SPY Buy 01/30 Income Gain Codes: 1,000 less 1,00  S2,500 =$2,50  ,000 =SS,001 -SIS,000 =Sl5,001 -S50,000 
(See Columns and 04) =SS0,001  SI00,000 =SI00,001 -SI ,000,000 =SI ,000,001 -SS,000,000 =More than $5,000,000 Value Codes =St 000 less =$15,001 -$50,000 =$50,001 -SI00,000 =SI00,001 -$250,000 
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001  SS0,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 
Lines 24-28 fractional shares Kinder Morgan Mgmt: Instead paying cash dividends, Kinder Morgan issued fractional shares stock. The fractional shares have monetary value and market until they accumulate equal full share. 
Lines 54, 56, 154, 214, 274, 309, and 345, Dreyfus General Money Market Fund was used vehicle hold cash equivalent assets for purchase other investments and place sale proceeds pending other investments. Consequently, money moved and out these funds with great frequency and attempt was made distinguish each transaction unless specifically requested. 
Lines 48, 142, 205, and 264; December 19, 2008, Transocean Inc changed the location its place Incorporation from its group holding company the Cayman Islands Switzerland. The name changed from TransOcean Inc Transocean LTD 
All trust assets are accounted for herein. According your instructions, the aggreagate income and values were reported. Identification the trusts was omitted for security purposes, but will provided requested. Naturally the records each individual trust are available for the committees inspection upon request. 
 
Name Person Reporting 
Date Report 
Herndon, David 
0511512009 certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544