Debra A. Livingston – 2012
Category:Federal Judges
Number of Pages:11
Date Created:January 3, 2014
Date Uploaded to the Library:May 22, 2014
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Rev. 112013 FOR CALENDAR YEAR 2012 U.S.C. app J.J Person Reporting (last name, first, middle initial) Livingston, Debra Court Organization U.S. Court Appeals for the Second Circuit Date Report 05113/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) United States Circuit Judge. Active status. Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address United States Courthouse Foley Square New York, New York 10007 IMPORTANT NOTES: The instructions accompanying this form m11st followed. Complete all parts, checking the NONE box for each part where you have reportable i11formatio11. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) NAME ORGANIZATION/ENTITY Columbia Law School Trust fbo relative ("Trust SJ") II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) PAR TIES AND TERMS 2/1999 Wolters-Kluwer Law BusinesslAspen Publishers. Royalty payments sales co-authored case book, Comprehensive Criminal Procedure 1992 See Part VIII. Additional Information. 2007 See Part VIII. Additional Information. Livingston, Debra 05/13/2013 Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing inslr11ctions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME 04.01.2012 Wolters-Kluwer Law Business!Aspen Publishers (royalties) 2012 Columbia Law School Spouse's Non-Investment Income Ifyo11 were married d11ring any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{] NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Federal Bar Council February 4-11, 2012 Kona, Hawaii Judicial Chair, FBC 2012 Winter Bench/Bar Conf travel, lodging, meals for self and spouse National Federalist Society March 1-2, 2012 Cambridge, Speech Harvard travel, lodging, meal Federalist Society University Virginia School May 13-15, 2012 Charlottesville, Judge Moot Court travel, lodging, meals 05/13/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [ZJ NONE (No reportable gifts.) SOURCE DESCRIPTION VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [ZJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 05/13/2013 Livingston, Debra VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spo11se and dependent c1tildren; see PP 34-60 filing ins1mctions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 c=$ 2.501 -$5.000 D=$5,001-$15,000 =$15,001 -$50,000 (Sec Columns and D4) F=$50.001 -$100,000 =$100.001 -$1,000.000 =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes J=$15,000 less K=$15,001 -$50.000 L=$50,001 -$100,000 =$100,001 -$250.000 (Sec Columns and D3) N=$250.001 $500.000 =$500,001 -$1.000.000 =$1.000.001 $5,000.000 =$5.000.001 -$25,000.000 =$25,000.00 $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) =Book Value =Other W=Estimated 05/13/2013 VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period ofreporting period (I) (2) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 1.Income Gain Codes: =$1.000 less .OOI -$2.500 =$2,501 -$5,000 0=$5,001 -$t5,000 =$15.00t -$50.000 (Sec Cohnnns and 04) =$50.00 00.000 =$I 00.00 -$1,000.000 =$1,000.001 -$5,000,000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00,000 =$100.001 -$250.000 (Sec Columns and 03) =$250,00 -$500.000 =$500,001 -$1.000.000 =$1,000,001 -$5.000.000 1'2 =$5. 000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated Livingston, Debra 05/13/2013 VII. INVESTMENTS and TRUSTS --income, value, transactions (Jnc/11des those spouse and dependent children; see PP 34-60 filing instr11ctions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period (1) (2) (2) (3) (4) (5) Livingston, Debra Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) 35. VGSLX Vanguard REIT Index Fund Adm Dividend Sold 03109112 36. VBTLX Vanguard Total Bond Mkt Index Adm Dividend Sold 03109112 37. VDC Vanguard Consumer Staples ETF Dividend Sold 03109112 38. VDE Vanguard Energy ETF Dividend Sold 03109112 39. VHT Vanguard Health Care ETF Dividend Sold 03109112 40. VOX Vanguard Telecom Services ETF Dividend Sold 03109112 41. NLY Annaly Capital Management Inc Dividend Sold 03109112 42. AAPL Apple Inc. None Sold 03/09/12 43. ATT Inc. Dividend Sold 03109112 44. BIDU Baidu Inc Sponsored ADR None Sold 03109112 45. CTL Centurylink Inc. Dividend Sold 03109112 46. CJM Chimera Investment Corp Dividend Sold 03109112 47. CLX Clorox Dividend Sold 03109112 48. Consolidated Edison Dividend Sold 03109112 49. DEO Diageo PLC New Sponsored ADR Dividend Sold 03109112 50. DuPont Nemours Dividend Sold 03109112 51. EOG EOG Resources Inc Dividend Sold 03/09/12 Income Gain Codes: 1.000 less =$1,00 -$2,500 =$2.501 -$5.000 =$5,001 -$15.000 =$15,001 -$50,000 (Sec Columns and 04) F=$50,001-$100.000 =$100.001 -$1.000,000 =$1.000.001 -$5.000.000 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.00 -$100.000 =$100,00 -$250,000 (Sec Columns and 03) =$25 0.001 -$500,000 =$500,00 -$1,000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Othcr =Estimated 05/13/2013 VII. INVESTMENTS and TRUSTS --income, va111e, transactions (1nc111des those spouse and dependent c11udren; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including lrusl assets) reporting period reporling period (2) (3) (4) (5) Place "(X)" after each assel Amount Type (e.g., Value Value Type (e.g., Dale Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) lransaclion) Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5.000 0=$5,001-$15.000 =$15.001 -$50.000 (See Columns and 04) F=$50.00l -$100.000 G=$100.001 -$1.000.000 =$1.000.001 -$5,000,000 112 =More than $5,000,000 Value Codes =$15,000or less 415,001 -$50,000 =$50,001 -$!00.000 =$100,001 -$250.000 (Sec Columns and 03) N=$250.001 -$500,000 0=$500,001. $1.000.000 =$1,000,001 -$5,000.000 45,000,001 $25,000.000 =$25.000,001 $50.000,000 P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 05/13/2013 VII. INVESTMENTS and uSTS --income, value, transactions (lnc/11des tltose spo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period (I) (2) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 $2.500 c=$2,501 $5,000 0=$5.001 -$15.000 =$15.001 -$50,000 (Sec Columns and D4) F=$50.001 -$100.000 =$100.001 $1.000.000 =$1,000.001 -$5.000.000 112 =More than $5.000.000 Value Codes J=$15.000 lcss K=$15.001 -$50.000 L=$50,00 -$100.000 =$100.001 $250.000 (See Columns and D3) N=$250.00 -$500.000 0=$500,00 $1.000.000 =$1 ,000,001 $5,000.000 5.000.001 -$25,000.000 =$25.000.00 $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) U=Book Value V=Othcr =Estimated 05/13/2013 Livingston, Debra VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11tles those spouse anti dependent c/1iltlren; see PP 34-60 filing instmctions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private ansaction) 86. Vanguard Prime Money Market Fund (X) IntJDiv. Buy 08/28/12 87. ====Trust 6F== (H) (n.9) 88. Vanguard Wellesley Income Fund (X) Dividend Buy 07/24112 89. Buy (add'!) 07/27/12 90. Vanguard Prime Money Market Fund (X) Int./Div. Buy 07/09/12 91. Buy (add'!) 07/30112 92. Sold (part) 10/09/12 93. ====Nevada 529 ==== (H) (n.10) 94. Vanguard 529 Moderate Age-Based Opt: Income Portf (n. None Open 06/22/ 95. I.Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 0=$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and 04) F=$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes J=$15.000 less K=$15,001 -$50.000 L=$50.00 -$I 00.000 =$100.001 $250.000 (Sec Columns and 03) N=$250,00 -$500.000 =$500,00 -$1.000.000 =$1,000.001 $5,000.000 =$5.000.001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) V=Othcr =Book Value =Estimated Date Report 05113/2013 Livingston, Debra VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicale part ofreport.) Part II. Agreements. 2007. continue have retirement accounts maintained through Columbia University, the individual holdings which are listed under Part VII, Investments and Trusts. 1992. result employment with the University Michigan Law School from 1992-1994, continue have retirement account establistied through the University Michigan, the holdings which are listed under Part VII. Investments and Trusts. Contributions are course longer made those retirement accounts. Part VII. Investments and Trusts. Fidelity Contrafund converted Fidelity Fidelity Contrafund Kon 1/11/12 transaction that did not result capital gains for income tax purposes. There was 2012 income for Fidelity Contrafund. n.2 Fidelity Growth Co. converted Fidelity Fidelity Growth Co.Kon 1/11/12 transaction that did not result capital gains for income tax purposes. There was 2012 income for Fidelity Growth Co. n.3 Name change only. n.4 Vanguard 078 Asset Allocation converted Vanguard Vanguard Balanced Index Fund Feb. 10, 2012, and Vanguard 502 Balanced Index Fund Admiral Aug. 28, 2012. conversion resulted capital gains for income tax purposes. Income level Bas reported aggregate; separately reported, income level for each fund would level n.5 This was return deposit, less expenses refurbish the unit. n.6 The PNC bank accounts were inadvertenly omitted from the list estate assets reported the 2011 FDR. end 2011 the PNC bank accounts had value code and interest income value code n.7 Non-interest-paying account opened executor estate following issuance Letters Testamentary January 2012. n.8 Multiple separate purchases were made 3/9/12 corresponding the separate liquidations listed rows through 70. This row lists the aggregate all purchases this asset 3/9/12. rel:t::l the death one those relatives the year before, the other relative renounced succession the 529 account. June 18, 2012, the account was transferred maintain for the benefit ofrelative June 22, Vanguard exchanged Vanguard Total Bond Market Index Portfolio and Vanguard Inflation-Protected Securities Portfolio, each about 50% the value the account, and then exchanged them out, replacing them with Vanguard Moderate Age-Based Option: Income Portfolio. None the exchanges resulted capital gains for income tax purposes. Livingston, Debra 05/13/2013 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature: Debra Livingston NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544