Dickinson R Debevoise Financial Disclosure Report for 2008
Category:Financial Disclosure
Number of Pages:12
Date Created:October 21, 2009
Date Uploaded to the Library:November 13, 2013
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Debevoise_Dickinson_R III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 6/01/08 Spouse's Non-Investment Income -lf you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) !ZJ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS transportation, lodging.food, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) [Z] NONE (No reportable reimbursements.) GIFTS, (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION VJ, LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [Z] NONE (No reportable liabilities.) CREDITOR DESCRIPTION Name Person Reporting Date Report Debevoise, Dickinson 04/02/2009 VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see PP J4-6o filing instrucnons.J NONE (No reportable income, assets, transactions.) Name Person Reporting Date Report Debevoise, Dickinson 04/02/2009 VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 18. Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure -Trust See VIII Income during Gross value end Transactions during reporting period reporting period reporting period (I) (2) (I) (2) (!) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) Dividend 19. -Trust See VIII Interest 20. -Blackrock NJ. Munic. (BN} Bonds Fund 21. -BP PLC 22. -Bristol Myers Squibb Com. 23. 24. -FPL Group, Inc. Com. -Chevron Texaco Corp. Com. Sold (part) Sold (part) 2/11 6/11 26. -International Paper Com. -Peapack Gladstone Finan_cial Corp. Sold 2111 27. -Unilever New York Com. 28. -Roxiticus Golf Club Com. 29. 30. -Kimberly-Clark Com. -Blackrock Liquidity Funds Sold (part) 2111 See VIII 32. -Hammonton 4.75% due 7/1/18 -Margate City 4.75% due 211/17 33. -Cape May Co. N.J. College due 8/15/16 -General Dynamics Com. Sold 3/31 (part) Income Gain Codes: =Sl,000 less B=S 1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15.001 -$50,000 (See Columns aod 04) F=$50,001 -$100,000 G=SI00,001-$1,000,000 =$1,000,001-$5,000,000 112 =More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 L=S50,001-$100,000 M=SI00,001-$250,000 (See Columns and D3) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessm ent =Cash Market (See Column C2) U=Book Value V=Other W=Estimated VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (2) (I) (2) (3) (4) (5) Type (e.g., Value Value Type (e.g., Date Value Gain Place "(X)" after each asset Amount Identity Code div., rent, Code Method buy, sell, Month-Code Code exempt from prior disclosure buyer/seller (A-II) int) Code redemption) Day (J-P) (A-II) (if private 36. (Q-W) transaction) -General Electric Com. Buy 2/11 -Johnson Johnson Com. -IBM 38. -Medtronic Inc. 39. -Bank America 40. -Bank America 41. -Exelon Corp. 42. -Duke Realty Corp. 43. -Harbor Fund International Sold 2/11 Buy 2/11 Sold 6111 (part) Sold 2/11 (part) Sold 2/11 -United Technologies Com. -Wyeth Com. Sold 2/11 46. -U.S. Treas Inflation Proj. 47. -Coca Cola Sold 2/11 (part) 48. -Lehman Bro. 6.375% pfd Sold 3/31 49. -Proctor Gamble Com. 50. -Marathon Oil Com. 51. -McDonald Com. Income Galn Codes: =Sl,000 less =Sl,001 $2,500 =$2,501 $5.000 =$5,001 -$15,000 "001 -S50.000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 $5.000,000 =Mon: than $5,000.000 Value Codes =$15,000 less K=$15,001 $50,000 =S50,00I -SI 00,000 =SI 00,00 -$250,000 (See Columns and DJ) =$250,001-$500,000 =$500,001 $1,000,000 =$1,000,001-$5,000,000 =$5,000,001. $25,000.000 =$25,000,001 $50,000.000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V=Other W=Estimated Name Person Reporting Date Report Debevoise, Dickinson 04/02/2009 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Gross value end Transactions during reporting period Income during Description Assets reporting period reporting period (including trust assets) (2) (2) (2) (4) (5) Place (X)11 Date Value Value Value Gain Type e.g., Amount Type e.g., Identity after each asset Code Method buy, sell, Month Code2 div., rent, Code2 Code buyer/seller exempt from prior disclosure (A-H) redemption) Day int) Code (A-H) (if private (J-P) (J-P) (Q-W) transaction) 52. -Fed. Nat'! Mort. Assn. Matured 3/19 -Citigroup Cap. XVII 54. -Federated Strat. Value (SVAAX) BUY 2/11 -Bank ofN.Y. Mellon -America Movil Sold 12/18 57. -Northern Trust Corp. BUY 10/15 58. -ATTCom. BUY 6/29 59. -J.P. Morgan Chase Buy 2/11 60. -Fed Home Bonds 2015 Buy 3/31 61. -Bergen Cty IMRT Auth 2014 Buy 4/14 62. 63. UBS Pace Fixed Income Fund (Formerly Invest. Account) Hartford Dividend Interest 64. Management account PNC Bank, See See VIII 65. -Blackrock Money Market Fund Interest 66. Verizon Com. (Bell At!) Dividend 67. Chevron Texaco Corp. Com. Dividend 68. Johnson Johnson Dividend Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =$1,000 less =$50,00 -$I 00,000 =$15,000 less =$250,001 -$500,000 =$25,000,001 -$50,000,000 =Appraisal =Book Value =$1,00 -$2,500 =$100,001 -$1,000,000 =$15,001 -$50,000 =$500,001 -Sl,000,000 =Cost (Real Estate Only) V=Other =$2,501 -$5,000 =$1,000,001 -$5,000,000 L=S50,00l-$100,000 =Sl,000,001 -$5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 =$5,000,001 -$25,000,000 =Cash Market =$15,001 -$50,000 VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Name Person Reporting Date Report Debevoise, Dickinson 04/02/2009 VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (2) (4) (5) Place "(X)" after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) 86. Coca Cola Dividend Sold (part) Date Month- Day 2/11 Value Gain Identity Code Code buyer/seller (J-P) (A-H) (if private transaction) United Technologies Dividend Sold 2/11 (part) 88. Wyeth Dividend 89. Proctor Gamble Dividend 90. ATT, Inc. Dividend 91. U.S. Treas Notes 3/31/08 Interest Matured 3/31 94. 95. PPI Corporation Dividend Sold 2111 Fed. Nat'! Mtg. Assn. Interest Matured 3119 Blackrock N.J. Munn. Fd. 416 Interest See VIII General Elec. Com. Dividend (part) 96. Citigroup Cap. XVII PFD. Dividend 97. Dupont Dividend 98. JSHARES Barclays l-3yr treas Interest See VIII MacDonalds Corp. Com. Dividend 100. XTO Energy Inc. Com. Dividend IOI. Rowe Price Summit Mun Interest 102. FED Strategic Value CLA Interest Buy 2111 Income Gain Codes: (See Columns and 04) Value Codes (Sec Columns and 03) Value Method Codes (See Column C2) =$1,000 less =$50,001 -$100,000 =$15,000 less =$250,001 -$500,000 =$25,000,001 -$50.000,000 =Appraisal =Book Value =$1,001 -$2,500 =SI00,001 -$1,000,000 =$15,001 $50,000 =$500,00 -$1,000,000 =Cost (Real Estate Only) V=Other =$2,501 -$5,000 =Sl,000,00J -$5,000,000 =S50,00I $100,000 =$1,000.001 '$5,000,000 =More than $50,000,000 =Assessment =Estimated =$5,001 -$15,000 112 =More than $5,000,000 =$100,001 $250,000 =$5,000.001 -$25,000,000 =Cash Market =$15,001 -$50,000 Name Person Reporting Date Report Debevoise, Dickinson 04/02/2009 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 103. J.P. Morgan Chase Dividend Buy 2/11 104. Bergen County Impt Auth Interest Buy 4/14 105. Franklin Tax Free 171 Interest Buy 12/18 Income during Gross value end Transactions during reporting period reporting period reporting period (1) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 106. Blackrock Munic Bond Fund 324 Interest See VIII Income Gain Codes: 1,000 less =Sl,001-$2,500 =S2,501 -S5,000 =S5,001 -$15,000 =$15,001 -S50,000 (Sec Columns and D4) F=S50,001-Sl00,000 G=Sl00,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless K=$15,001 -$50,000 =$50,001 Sl00,000 =SI00,001 -S250,000 (Sec Columns and 03) =$250,001-$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00t -$25,000,000 =$25,000,001 -$50,000,000 C"Morcthan $50,000,ooO Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Other W=Estimated VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporL) From time time the various Nuveen Funds make returns principal various bonds are redeemed. Williams College Pooled Income Fund #3. have set forth the value this item the amounts placed the Fund from time time. receive the income from the Fund but upon death goes Williams College; therefore, the value would the value life interest. -Trust and Management Account: Blackrock Money Market Funds are the equivalent cash. The trustee Fund Manager purchases and sells (deposits and withdraws) money from the Funds frequently. have not listed each deposit and withdrawal and have set forth the December 3I, 2008 values. During 2006 transferred the cash and six tax exempt bonds listedjndividually report into revocable trust which trustee and over which have complete powers disposition. The purpose ensure that upon death the assets will available help pay college education expenses Because retain complete control over the assets see need list them separately part trust. The assets are listed Part VII lines Notes -Trust Account (Part VII, lines 18-61): 2007 Report Part VII line listed "Blackrock Funds Tax Free Bonds." This asset not listed the December 2008 PNC report and upon inquiry was informed that had not been trust asset. was listed error 2007 Report. Part VII Line 30. 2007 Report Part VII line listed this trust asset "Blackrock Money Market Institutional." the account into which PNC deposits and withdraws cash and now described "Blackrock Liquidity Funds." Notes Management Account (Part VII Lines 64-106): Part VII, line 64. This simply header for the assets listed lines 65-106. 2007 Report Part VII line listed "Blackrock Fund N.J. Tax Free #92." This asset not listed the December 2008 PNC Report, and upon inquiry was informed that checking back 2005 there record this asset being held the account. was listed error the 2007 Report. 2007 Report Part VII line 104 listed "Blackrock Mun. Ed. 37." This asset not listed the December 2008 PNC Report, and upon inquiring was informed that PNC Blackrock had not used that account for three years. was listed error the 2007 Report. Part VII, line 93. listed "Blackrock NJ. NMunn Fd. 416" 2007 Report (Part VII line 107) sold. was not sold and still held the account. The 2007 Report should corrected accordingly. Part VII line 106. Blackrock Munic Bond Fund 324 was not listed 2007 report. Upon inquiring PNC Bank was informed that was acquired December 2006 with valuation apparently thought was listed the 2007 Report Part VII line 104 "Blackrock Mun 27." (see above for that item). note that the custodian PNC Bank shifts funds and out ofBlackrock account frequently and that these accounts have similar changing names. This the reason for the confusions noted above. Part VII, line 98. 2007 Report (Part VII line 112) listed Lehman Index Fd. November 26, 2007 there was received exchange for this Fund !SHARES Barclays 1-3 treas. certify that information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544