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Judicial Watch • Douglas P. Woodlock – 2005

Douglas P. Woodlock – 2005

Douglas P. Woodlock – 2005

Page 1: Douglas P. Woodlock – 2005

Category:Federal Judges

Number of Pages:12

Date Created:February 21, 2007

Date Uploaded to the Library:January 05, 2015

Tags:Douglas P Woodlock, WOODLOCK, liquidated, douglas, Growth, vanguard, Market, 2005, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Repon Required the Ethics Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-lll) Person Reporting Oast name, first, middle initial) WOODLOCK, DOUGLAS Title (Article III judges indicate active senior status; magistrate judges indicate run-or part-time) ACTIVE DISTRICT JUDGE Court Organization DISTRICT MASSACHUSETTS Sa. Report Type (check appropriate type) Nomination> Date Initial Annual Final Date Report 05/22/2006 Reporting Period 01/01/2005 12/31/2005 
Sb. Amended Report Chambers Office Address United States Courthouse Suite 4110, Courthouse Way Boston, 02210 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each pan where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee Trust No. 
Member, Board Advisers The Petra Foundation (50l(c)(3)) 
Trustee First Circuit History Society (501(c)(3)) 
II. AGREEMENTS, (Reporting individual only; see pp. 14-16 Instructions.) [Kl NONE (No reportable agreements.) (/) ;r; 
 
Ct? :IC 
t,1]e ::: 
 
 
ttJ 
 
Name Person Reporting 
Date Report 
 
WOODLOCK, DOUGLAS 05/22/2006 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructionsJ Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME 
(yours, not spouses) 6110105 Boston Society Architects (payment made charitable organization) 300.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
!KJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
!KJ NONE (No reportable reimbursements.) 
 
 
Date Report 
 
WOODLOCK, DOUGLAS 05/2212006 
 
VII. INVESTMENTS and TRUSTS -income. value, transactions (includes those the spouse and dependent children. see PP. 14-s1 filing instructions; NONE (No reportable income, assets, transactions.) 
 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior sclosure Income during reporting period Gross value end reporting period Transactions during reporting period (2) (I) (2) (1) not exempt from disclosure:: 
Amount Code (A-H) Type(e.g. div., rent, inl) Value Code (J-P) Value Method Code (Q-W) Type{e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) .Liquidated 2001 Liquidated 200 Fidelity Cash Reserves (Money Market Account) Merrill Lynch-CMA Tax Exempt Fund (Money Market Account) Condo, Newry, Dividend Dividend Rent Liquidated 2000 
7.Liquidated 995 Liquidated 1993 
9.Liquidated 2002 
10. Liquidated 1993 Liquidated 2004 
12.Liquidated 1995 
13. Fidelity Ginnie Mae Portfolio Dividend 
14.Fidelity Independence Fund Dividend 
15. Fidelity Growth Company Fund Dividend Bought 211 
16. Fidelity Magellan Fund Dividend 
17. Liquidated 1995 
Income Gain Codes: 	A=$t ,000 less 8=$1,001-$2,500 c=$2,501 -$5,000 D=$5,001 -$15,000 E=$15,00l -$50,000 (See Columns and 04) =$50,001-$100,000 =$100,001-$1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less K=$15,00l -$SO,OOO L=$50,00I -$100,000 =$100,001 -$250,000 (SeeColumns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
(See Column C2) Q=Appraisal V=Olher =Assessment =Book Value 	W=Estimated Value Melhod Codes =Cost (Real Estate Only) T=CashMarlcet 
 
Date Report 
 
05/2212006WOODLOCK, DOUGLAS 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP. 34-57 filing 
instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) 
Jfnot exempt from disclosure 
(2) 
(I) 
Value 
 
Place (X) after each asset 
Amount 
Value 
Type(e.g. 
Type(e.g. 
(3) 
(4) 
(5) 
 
exempt from prior disclosure Code (A-H) div., rent, int.) Code (J-P) Method Code (Q-W) buy, sel merger, redemption) Date Month-Day Value Code (J-P) Gain Code! (A-H) Identity buyer/seller (if private transaction) 
18. Liquidated 1995 
 
19. 
Fidelity Convertible Securities Fund Dividend 
 
20. 
Liquidated 1999 
 
 
21. 
T.Rowe Price Small Cap Dividend 
 
22. 
Liquidated 1998 
 
 
23. 
Putnam Global Natural Res ources, Dividend Cl.A 
 
 
24: Putnam Global Growth Equity, Cl.A None Sold 515 
25. 
Liquidated 1998 
 
 
26. 
First Nat! Bank oflpswich, (Check Interest Acct) 
 
27. 
Liquidated 1998 
 
28. 
Liquidated 1998 
 
29. 
Liquidated 1998 
 
30. 
Liquidated 1995 
 
31. 
Liquidated 1999 
 
32. 
Liquidated 1999 
 
33. 
Liquidated 1996 
 
34. 
Liquidated 1996 Income Gain Codes: =$1,000 orless =$1,001 -$2,500 =$2,501 -$5,000 D=$5,00l -$15,000 E=$15,00l -$50,000 
(See Columns and D4) -$50,001 -$100,000 G-$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More lhan SS,000,090 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 M=SI 00,001-$250,000 
(See Columns and D3) -$25-0,001 -$500,000 0=$500,001-$1,000,000 -$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Melhod Codes -$25,000,001 -$50,000,000 =Cost (Real Estate Only) -More lban $50,000,000 =Cash Market 
(See Column C2) Q-Appraisal V=Olher =Assessment =Book Value =Estimated 
 
Date Report 
 
WOODLOCK, DOUGLAS 
 
05/22/2006 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Ifnot exempt from disclosure 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) 
Amount Code (A-H) Type(e.g. div., rent, int) Value Code (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. Scudder Growth Fund, Cl.A None Sold 1/28 
36. Liquidated 2002 
37. Oppenheimer Quest Capital Value Fund, Cl.A Dividend 
38. longer reportable 2002 
39. longer reportable 2002 
40. longer reportable 2002 
41. longer reportable 2002 
42. Fidelity Stock Selector Dividend Sold 1/31 
43. Trust No. Distribution 
44. longer reportable 2002 
45. Liquidated 1996 
46. Liquidated 200 
47. Liquidated 2000 
48. Liquidated 2004 
49. Davis New York Venture Fund, Cl.A Dividend 
50. Central Securities Corp. Dividend 
51. T.Rowe Price Blue Chip Growth Fund Dividend Income Gain Codes: =St,000 less ,OCll -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) F=$50,001-$100,000 0=$100,001-Sl ,OOO,OOO =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes J=$15,000or less K=Sl5,00I -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and Dl) =$250,001 -$500,000 0=$500,001 -Sl,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) =Appraisal V=Other =Assessment 
U=Book Value W=Estimated 
 
Date Report 
 
WOODLOCK, DOUGLAS 
05/2212006 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and tkpendent chUdren. see PP. 14-s1 flung instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) {I) (2) {I) not exempt from disclosuic 
Amount Code (A-H) Type(e.g. div., ren int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (ifprivate transaction) 
 
52. 
Franklin Small Mid-Cap Growth Fund, Dividend Cl.A 
 
53. 
Janus Investment Worldwide Fund None Sold 1/6 
 
54. 
Janus Investment Worldwide Fund Sold 1/12 
 
55. 
Nantucket MBIA 7/15117 (Bonds) Interest 
 
56. 
Liquidated I998 
 
57. 
Liquidated 1999 
 
58. 
Liquidated 1999 
 
59. 
Liquidated 1999 
 
60. 
Liquidated 1999 Liquidated 1999 
 
62. 
Liquidated I998 
 
63. 
Liquidated 1998 
 
64. 
Liquidated 2000 
 
65. 
Liquidated 2000 
 
 
66. 
General Electric-Common Dividend 
 
67. 
Liquidated 2000 
 
68. 
High Yield Income Fund Dividend Income Gain Codes: =$1,000 less =$1,001-$2.500 =$2,501 -$5,000 0=$5,001-$15,000 E=$15,00l -$50,000 
(See Columns and 04) =$50,001 -$100,000 G=SI00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 L=$50,00l -$100,000 =$100,001 -$250,000 
(See Columns and 03) N=$250,001 -$500,000 0=$500,001-$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) -More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment 
U=Book Value W=Estimated 
 
Date Report 
 
WOODLOCK, DOUGLAS 
05/ 2212006 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (includes those the spouse and dependent children. see PP. 3-1-s1 filing instructions; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place {X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
{I) (2) {I) (2) {I) not exempt from disclosure 
Amount Code {A-H) Type{e.g. div., rent, int.) Value Code2 {J-P) Value Method Code3 {Q-W) Type{e.g. buy, sell, merger, redemption) (2) Date Month Day (3) Value Code2 {J-P) {4) Gain Code {A-H) (5) Identity buyer/seller {if private transaction) 
 
69. 
Scudder High Income Fund Dividend 
 
70. 
Liquidated 2000 TCW Convertible Securities Fund Dividend 
72. 
DNP Select Income Fund Dividend 
 
73. 
Vanguard Prime Money Market Fund Dividend 
 
74. 
Vanguard Long-Term Treasury Fund Dividend 
 
75. 
Vanguard Long-Term Treasury Fund Sold 1/6 
 
76. 
Vanguard Long-Term Treasury Fund Sold 1/10 
 
77. 
Vanguard Long-Term Treasury Fund Sold 1/12 
 
78. 
Vanguard Long-Term Treasury Fund Sold 12114 
 
79. 
Vanguard Long-Term Treasury Fund Sold 12/19 
 
80. 
Vanguard Long-Term Dividend Investment-Grade Fund Vanguard Life Strategy Income Fund Dividend 
82. 
Liquidated 2000 
 
83. 
Mass. St. Turnpike Authority 1/13 Interest (Bonds) 
 
 
84. Managers Fremont Micro-Cap Fund [name change 19) None Sold 5119 
85. Managers Fremont Micro-Cap Fund [name change 1/19] Sold 619 Income Gain Codes: A=$1,000 orless =$1,001 -$2,500 c=$2,SOt -$5,000 0=$5,00t -$15,000 E=$t5,00I -$50,000 
(See Columos and 04) =$50,001 -$100,000 =$100,001-Sl,OOO,OOO =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less =$15,001 -$50,000 L=$50,00l -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001  $500,000 o=$500,001 -Sl,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codea =$25,000,001 -$50,000,000 =Cost (RealEstate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessmeut -Book Value W=Estimated 
 
Date Report 
 
WOODLOCK, DOUGLAS 05/22/2006 
instructions; 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP. 34-s7 filing NONE (No reportable income, assets, transactions.) 
 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
 
86. 
Putnam lntl Capital Opportunities Fund None Sold 2117 
 
87. 
Putnam lntI Capital Opportunities Fund Sold 6/1 
 
88. 
Vanguard Mid-Cap Index Fund Dividend 
 
89. 
Vanguard Value Index Fund Dividend 
 
90. 
Vanguard 500 Index Fund Dividend 
 
91. 
Vanguard Intermediate-Term Bond Dividend Index Fund 
 
92. 
Vanguard Short Term Bond Index Fund Dividend 
 
93. 
Vanguard Treasury Money Market Dividend Fund 
 
94. 
Liquidated 2001 
 
95. 
Liquidated 2001 
 
96. 
Liquidated 2000 
 
 
97. 
Van Kampen Mass VIMT Dividend 
 
98. 
AIM Premier Equity None Sold 5/26. 
 
99. 
Van Kampen Emerging Growth Fund, None Sold 5126 Cl.B 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (1) (2) (I) Jfnot exempt from disclosure 
Amount Type(e.g. Value Value Type(e.g. (2) (3) (4) (5) 
Code div., rent, Code Method buy, sell, Date Value Gain Identity 
(A-H) int) (J-P) Code merger, Month- Code Code buyer/seller 
(Q-W) redemption) Day (J-P) (A-H) (if private 
transaction) 
 
JOO. Merrill Lynch Fundamental Growth Fund, Cl.B None Liquidated 200 
102. Emerging Growth Fund None Sold 6/13 Income Gain Codes: 1,000 lcss =Sl,001-$2,500 =$2,50 -$5,000 D=$5,001 -$15,000 E=S15,00I -$50,000 
(SeeColumnsBI andD4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=Sl5,00l -$50,000 L=S50,00l -$100,000 =$100,001-$250,000 
(SeeColumns and 03) =$250,001 -$500, 000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Other =Ass essment 
U=Book Value =Estimated 
 
Date Report 
Name Person Reporting 
 
05/22/2006WOODLOCK, DOUGLAS 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions rmc1u11es those the spouse and dependent children. see PP J-t-s1 fmng instructions) NONE (No reportable income, assets, transactions.) 
Description Assels 
(including trust assels) 
 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (1) (2) (1) not exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, inl) Value Code2 (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
103. FidelityAdvisor High Inc. Advantage Cl.T Dividend 
I04. Sequoia Fund Dividend 
I05. Franklin Strategic Small Cap Growth II, Cl.B None 
106. Rowe Price Mid-Cap Value Fund Dividend 
107. NASDAQ-JOO Trust Series Dividend 
108. Liquidate 2004 
I09. Wacho via Bank accounts Interest I0. Merrill Lynch veloping Cap. Mark ets, CI.A None Sold 5/26 Trusts None 12. T.Rowe Price Value Fund Dividend ught 515 13. T.Rowe Price Value Fund Bought 5/10 Income Gain Codes: =$1,000 less =$1,001-$2,500 c=$2,501 -$5,000 0=$5,001-St5,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,001 -$100,000 G=Sl00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less K=$15,001 -$50,000 L=$50,001-Sl00,000 M=Sl00,001-$250,000 
(See Columns and 03) =$250,001 -$500,000 O=$500,001 1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Resl Estate Only) More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V;()ther s=Assessment =Book Value W=Estimated 
 
 
Date Report 
 
05/22/2006 
WOODLOCK, DOUGLAS 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 
Part and Part VII: 
Trust No. (Part Item Part VII, Item 43) revocable trust which does not appear meet the definition Aggregate Ownership Arrangement The 
corpus this trust consists assets fully disclosed within Part VII, where the income and value the holdings are separately reported part the individual 
identification those assets. Thus, the report income and value provided for this Trust Part VII constitutes duplicate reporting the income and value the 
underlying assets. 
 
Part VII, Item 111: 
During the administration the will 
received bequest modest fractional interest two trusts holding 
ownership ofundeveloped properties are being made sell the properties and liquidate the trusts. 
 
 
Date Report 
 
05/22/2006 
WOODLOCK, DOUGLAS 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TillS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS (5, U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544