Douglas P Woodlock Financial Disclosure Report for 2006
Category:Financial Disclosure
Number of Pages:12
Date Created:September 4, 2007
Date Uploaded to the Library:November 13, 2013
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Government Act 1978 Rev. 112007 FOR CALENDAR YEAR 2006 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) WOODLOCK, DOUGLAS Court Organization DISTRICT MASSACHUSETTS Date Report 05/01/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) ACTIVE DISTRICT nJDGE Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 Sb. Amended Report Chambers Office Address United States Courthouse Suite 4110, Courthouse Way Boston, 02210 the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) NAME ORGANIZATION/ENTITY Trustee TrustNo. Member, Board Advisers (resigned 1/31/07) The Petra Foundation 501 )(3)) Trustee (resigned 12/14/06) First Circuit History Society (50l(c)(3)) Trustee Trust No. II, AGREEMENTS, (Reporting individual only; see pp. 14-16 instructions.) [!] NONE (No reportable agreements.) PARTIES AND TERMS III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income (KJ NONE (No reportable non-investment income.) (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) (KJ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, wdging,food, entertainment (Includes those spouse and dependent children. See pp. 25-27 instructions.) (KJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION Name Penon Reporting Date Report WOODLOCK, DOUGLAS 05/0112007 V GIFTS. (Includes those spouse and dependenl children. See pp. 28-31 ofinstructwns.) [K'] NONE (No reportable gifts.) SOURCE DESCRIPTION VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) [K'] NONE (No reportable liabilities.) DESCRIPTION Name Person Reporting Date Report WOODLOCK, DOUGLAS 05/01/2007 VII. INVESTMENTS and TRUSTS income, value, transactwns (Includes those the spouse and dependent children. See pp. 34-fiO filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Liquidated 2001 Liquidated 2001 Income during Gross value end Transactions during reporting period reporting period reporting period (1) (2) (I) (2) (1) (2) (3) (4) (5) Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) Not reportable 2006 Not reportable 2006 longer reportable 2006 Liquidated 2000 Liquidated 1995 Liquidated 1993 Liquidated 2002 10. Liquidated 1993 11. Liquidated 2004 12. Liquidated 1995 13. Fidelity Ginnie Mae [FGMNX] 14. Fidelity Independence [FDFFX] 15. Fidelity Growth Company [FDGRX] 16. Fidelity Magellan [FMAGX] Dividend Dividend None Dividend Liquidated 1995 Income Gain Codes: A=$ 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,00I 100,000 =$100,001-Sl,OOO,OOO =Sl,000,001 -$5,000,000 H2=More than $5,000,000 Value Codes J=$I 5,000 less K=$15,001 -$50,000 =$50,001 -Sl00,000 =$100,001 -$250,000 (See Columns and D3) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 R=Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated Name Penon Reporting Date Report WOODLOCK, DOUGLAS 05/01/2007 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 18. Liquidated 1995 19. Fidelity Convertible Securities [FCVSX] Dividend 20. Liquidated 1999 21. T.Rowe Price Small Cap [OTCFX] Dividend 22. Liquidated 1998 23. Putnam Global Natural Resources, Dividend [EBERX] 24. Liquidated 2005 25. Liquidated 1998 26. Not reportable 2006 27. Liquidated 1998 28. Liquidated 1998 29. Liquidated 1998 30. Liquidated 1995 31. Liquidated 1999 32. Liquidated 1999 33. Liquidated 1996 34. Liquidated 1996 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 0=$5,001 -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 00,000 G=SlOO,OOl-Sl,000,000 =$1,000,001 -$5,000,000 =Morethan $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 $100,000 100,001 -$250,000 (See Columns and 03) =$250,001-$500,000 =$500,001 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Morethan $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimated VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 offwng instructions.) NONE (No reportable income, assets, transactions.) Name Penon Reporting Date Report WOODLOCK, DOUGLAS 05/01/2007 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "QC)" after each asset exempt from prior disclosure Franklin Small Mid-Cap Growth, Cl.A Dividend Sold 12/22 Income during Gross value end Transactions during reporting period reporting period reporting period (1) (2) (1) (2) (I} (2) (3) (4) (5) Amount Type{e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) [FRSGX] 53. Liquidated 2005 None Nantucket MBIA 7115117 (Bonds) Interest 55. Liquidated 1998 56. Liquidated 1999 57. Liquidated 1999 58. Liquidated 1999 Liquidated 1999 60. Liquidated 1999 61. Liquidated 1998 62. Liquidated 1998 63. Liquidated 2000 64. Liquidated 2000 65. General Electric-Common [GE] Dividend Sold 12/11 66. Liquidated 2000 67. High Yield Income [HYI] Dividend 68. DWS High Inc.Trust[name change2/8][KHI] Dividend Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =$10000 less F=$50,001 -$100,000 J=$15,000 orless N=$250,00 -$500,000 =$25,000,001 -$50,000,000 =Appraisal U=Book Value =Sl,001 -$2,500 G=SI00,001-Sl,000,000 K=$15,001 -$50,000 0=$500,00 1,000,000 R=Cost (Real Estate Only) V=Other c=$2,501 -$5,000 =$1,000,001 -$5,000,000 L=$50,001 -SI00,000 =Sl,000,001 -$5,000,000 =More than $50,000,000 =Assessment W=Estimated =$5,001 -$15.000 H2=More than $5,000,000 =SI 00,00 -$250,000 =$5,000,001 -$25,000,000 =Cash Market =$15,001 -$50,000 Name Person Reporting Date Report 05/01/2007 WOODLOCK, DOUGLAS VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 off.Ung instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (!) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 69. Liquidated 2000 70. TCW Strategic Income [name change 3/1] [TSI] Dividend 71. DNP Select Income [DNP] Dividend 72. Not reportable 2006 73. Vanguard Long-Term Treasury [VUSTX] Dividend Partial Sale 11/15 74. Vanguard Long-Term Investment-Grade [VWETX] Dividend Bought 12/11 75. Vanguard Life Strategy Income [VSAIX] Dividend Sold 12111 76. Liquidated 2000 77. Mass. Turnpike Authority 1/1/13 (Bonds) Interest 78. Liquidated 2005 79. Liquidated 2005 80. Vanguard Mid-Cap Index [VIMAX] Dividend 81. Vanguard Value Index [VVIAX] Dividend 82. Vanguard 500 Index [VFIAX] Dividend 83. Vanguard Intermediate-Term Bond Index [VBILX] Dividend 84. Vanguard Short Term Bond Index [VBISX] Dividend Partial Sale 3/10 85. Not reportable 2006 Inco Gain Codes: 1,000 orless =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 $50,000 (See Column and 04) =$50,001 -$100,000 G=Sl00,001 $1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 100,001 -$250,000 (See Columns and 03) =$250,001 -$500,000 0=$500,001 -Sl,000,000 =$1,000,001 -55,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) Q=Appraisal V=Otber =Assessmen =Bo Value =Estima ted VII. INVESTMENTS and TRUSTS -income, value, transactUJns (Includes those the spouse and dependent children. See pp. 34-60 offiUng instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period Place "(X)" after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type(e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) (See Columns and 03) =$250,00 -$500,000 =$500,00 -SI ,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimated Name Person Reporting Date Report WOODLOCK, DOUGLAS 05/01/2007 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 offding instructions.) NONE (No reportable income, assets, transactions.) Description Assets {including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period {I) (2) {l) (2) {I) (2) (3) (4) (5) Amount Type{e.g. Value Value Type e.g. Date Value Gain Identity Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller {A-H) int) (J-P) Code3 redemption) Day (J-P) A-H) {if private (Q-W) transaction) 103. Trusts None 104. T.Rowe Price Value [TRVLX] Dividend 105. Vanguard Small-Cap Index [VSMAX] Dividend Bought 12/ll 106. Vanguard Extended Market Index Dividend Bought 12121 107. T.Rowe Price New American Growth [PRWAX] None Bought 12/22 108. T:Rowe Price Equity Income [PRFDX] None Bought 12/22 109. T.Rowe Price New Horizons [PRNHX] None Bought 12/22 Income Gain Codes: A=$1,000 less =Sl,001 -S2,500 =S2,501 -S5,000 =S5,00I -$15,000 =$15,001 -$50,000 (See Columns and 04) =S50,00I -SI00,000 G=SIOO,OOl-Sl,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less K=S15,00I -$50,000 =$50,001 -$100,000 =SIC0,001 -$250,000 (See Columns and 03) =S250,00 -$500,000 0=$500,001-Sl,000,000 =$1,000,001 -$5,000,000 =S5,000,00I -S25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimat