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Judicial Watch • Duffey Jr William S – 2005

Duffey Jr William S – 2005

Duffey Jr William S – 2005

Page 1: Duffey Jr William S – 2005

Category:Federal Judges

Number of Pages:12

Date Created:December 5, 2006

Date Uploaded to the Library:January 17, 2015

Tags:duffey, Distribution, shares, partial, william, 2005, assets, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev.112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Duffey, Jr., William Court Organization Northern District Georgia Date Report 0712512006 litle (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-lime) District Court.-Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2005 12/31/2005 
Sb. Amended Report Chambers Office Address 1721 United States Courthouse Spring Street, S.W. Atlanta, 30303-3309 the basis the information conlllined this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checkin!f the NONE box for each part where you have reportabk infonnaJion. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) [RJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY rrt 
II. AGREEMENTS. (Reporting individual only; see pp. U-16 ofinstructwns.) [RJ NONE (No reportable agreements.) e-qr r1 .,,.,._ 
 
 
 
Dale Report 
Duffey, Jr., William 
0112512006 
 
 
III. N-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
(KJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) 
 
 
SOURCE TYPE 2005 Simon Schuster -royalties from copyrights 
2.2005 Holtzbrink Publishing Holdings, -royalties from copyrights 2005 Penguin Group (USA) Inc. -royalties from copyrights 
4.2005 Random House, Inc. -royalties from copyrights 
5.2005 Self-employed writer National Law Review Association you were married during any portion a/the reporting year, complete this section. 
 
 
March 17-18 -Charleston, SC-Speech National Law Review Association meeting (Airfare, Hotel, and Lunch) 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 ins tructions.) 
IK] NONE (No reportable liabilities.) 
 
DESCRIPTION 
 
 
 
 
 
 
 
 
 
Date Report 
Duffey, Jr., William 
0112512006 
 
VII. INVESTMENTS and TRUSTS -income. vatue. transactions rurc1udesthose the spouse and dependent children. see PP 34-s1 ft1inc instructions) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt fro disclosure 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type(e.g. div., rent, int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (ifprivate transaction) Brokerage Account -Active Assets Money Trust (Formerly Dividend Active Assets Fund) Distribution 
-Blackrock Ins Muni Term Fund Interest Sell 12-20 
-!shares MSC! Japan Index Fund None Sell 1-13 
-Europe Fund None Buy 1-13 
 
 
None Sell 7-6 
-American LTD Term Tax-Ex Bond Interest 
-Franklin Mutual Shares Fund None -Morgan Stanley Asia Pacific Dividend 
11. 
-Troup Faes Interest 
 
12. 
-AAtlanta WTR-A Interest 
 
13. 
-Van Kampen Emerging Market Fund None 
 
 
14. -Van Kampen Equity Growth Fund None 
15. -!shares Goldman Sachs Tee Ind None Buy 12-27 
16. -Vanguard European Vipers Dividend Buy 7-11 
17.IRA#I Dividend Income Gain Codes: =$1,000 less 8=$1,001-$2,500 =$2,SOI -$5,000 O=S5,00I -$15,000 E=$15,00l -S50,000 
(See ColWlllls and 04) =$50,001  $100,000 100,001 -$1,000,000 =Sl,000,001-S5,000,000 =More than $5,000,000 Value Codes J=SIS,000 less K=Sl5,001 -$50,000 L=$50,00I  SI00,000 M=Sl00,001-$250,000 
(See ColWlllls and 03) =$250,001 -$500,000 =$500,001-$1,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =S25,000,001 S50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CashMarlcet 
(See ColWllll C2) Q=Appraisal V=Other =AssC5S11lent =Book Value =Estimated 
 
Date Report 
Duffey, Jr., William 
0112512006 
 
VII. INVESTMENTS and TRUSTS -income. value, transactions rmcludes those ofhe spouse and dependent children. see PP 34-57 fuing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) not exempt from disclosure 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (AH) (5) Identity buyer/seller (if private transaction) 
 
18. Interest 
19. -Liquid Asset Fund 
20. -Health Care Se! Sect Spdr Buy 2-28 
21. -!shares MSC! Eafe Fund 
22. -Powershares Yid Div 
23. -Putnam Premier Income SB! 
24. -Utilities Se! Sect Spdr Fund Buy 4-19 
25. -Government National Mortgage Assn Pool 7.5% Partial sale 12-15 
26. -FHR 2920 5.25% Buy 1-13 
27. Partial sale 12-15 
28. -Federal National Mtg Assn Buy 12-20 
29. -MS International Small Cap 
30. -MS Special Value Fund 
 
31. 
-MS Intertational Fund 
 
32. 
-Cohen Steers REIT Trust Sell 5-20 
 
33. 
Sell 2-28 
34. IRA Dividend Income Gain Codes: =Sl,000 less B=Sl,001  $2,500 c=$2,501-$5,000 0=$5,001  $15,000 E=Sl5,00l S50,000 
(See Columns and D4) F=$50,001  $100,000 G=SI00,001-Sl,000,000 =Sl,000,001 .$5,000,000 =More than$5,000,000 Value Codes J=SIS,000 less K=Sl5,00l -$50,000 L=$50,001 -SI00,000 =$100,001 -$250,000 
(See Columns and D3) N=$250,00 -$500,000 0=$500,001 -$1,000,000 =Sl,000,001 .$5,000,000 =$5,000,00 -$25,000,000 Value Melhod Codes =$25,000,00 -$50,000,000 R=Cost (Real Estate Only) =More than SS0,000,000 T=Cash Market 
(See Colunm C2) Q=Apptaisal V=OtherS =Asses111ent =Book Value =Estimated 
 
Date Report 
07125/2006 
Duffey, Jr., William 
VII. INVESTMENTS and TRUSTS -income, value. transaaions rmctudes those the spouse and dependent children. see PP 34-s7 Juinc instructions) NONE (No reportable income, assets, transactions.) Description Assets (includingtrust assets) Income during repcrting period Gross value end repcrting period Transactions during repcrting period 
Place 11(X)11 after each asset exempt from prior disclosure (I) (2) Amount Type(e.g. Code div., rent, (A-H) int.) (I) (2) Value Value Code Method (J-P) Code3 (Q-W) (I) Type(e.g. buy, sell, merger, redemption) Ifnot exempt from disclosure (2) (3) (4) (5) Date Value Gain Identity Month-Code Code buyer/seller Day (J-P) (A-H) (if private transaction) Interest 
36. 
-Liquid Asset Fund 
 
37. 
-Blackrock LTD Duration, Inc. 
 
38. 
-Eaton Vance LTD Duration Inc. 
 
39. 
-!shares Basic Materials 
 
40. 
-!shares Consumer Noncyclical Sell 12-20 
 
41. 
-!shares Healthcare 
 
42. 
-!shares Industrial Sell 12-20 
 
43. 
-!shares Financial Partial sale 6-8 
 
44. 
-!shares Consumer Cyclical 
 
45. 
-!shares SP Global Energy 
 
46. 
-MFS Multimarket Income Trust Sell 12-7 
 
47. 
-Morgan Stanley Emerg Mkts Fund 
 
48. 
-Nuveen Qua! Pfd Income Fund Buy 12-7 
 
49. 
-Powershares Dynamic Pharmaceutical Buy 12-20 
 
50. 
-Powe;shares Exchange Buy 2-28 
 
51. 
-The Technology Se! Sec SPDR Buy 6-8 Income Gain Codes: =Sl,000 Jess B=Sl,001  S2,SOO =S2,S01  S5,000 D=S5,001  $15,000 E=Sl5,001-S50,000 
(See Columns and D4) F=S50,00I -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More tha SS,000,000 Value Codes J=Sl5,000 less K=Sl5,001-S50,000 =$50,001-Sl00,000 M=Sl00,001-$250,000 
(See Columns and D3) =$250,00 -$500,000 =$500,001 -Sl,000,000 =s1,ooo,001.ss,ooo,ooo =S5,000,00 -$25,000,000 Value Method Code< P3=$25,000,001  $50,000,000 =Cost (Real Esta Only) =More than $50 ,000 ,000 T=CashMarlret 
(See Column C2) Q=Appraisal V=Other =Assessment 
U=BookValue .w=Estimated 
 
 
 
Date Reporl 
 
0712512006 
Duffey, Jr., William 
 
VII. INVESTMENTS and TRUSTS -income. value. transactions (includes those the spouse and dependent children. see PP 34-57 fuing instructions) _NONE (No reportable income, assets, transactions.) 
Description ssets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
 
52. 
-US Treasury Zero Coupon, 5107 
 
53. 
-US TreasuryNote 4.75% 11/15/08 
 
54. 
-US Treasury Zero Coupon 2/09 
 
55. 
-US Treasury note 6%, due 8/09 
 
56. 
-US Treasury Bond Inflation Index 
 
57. 
-FNMA Bond 3.25%, 11/07 
 
58. 
-F1ILB Bond 4.75%, 9109 Buy 12-20 
 
59. 
-Federal Home Loan Mortgage Corp., Sell 10-11 4.25%, 10/12 
 
60. 
-Fed Home Mtg Corp 
 
61. 
-Government National Mortgage Assn. Partial sale 12-20 8%, 11124 
 
62. 
-MS Special Value Fund Partial sale 6-8 
 
63. 
-Cohen Steers REIT Trust Seit 5-20 
 
64. 
-Cohen Steers REIT Trust Seit 2-28 
 
65. 
-MS Spectrum Select (Dean Witter Spectrum Select) 
 
66. 
-MS Spectrum Currency 
 
67. 
-MS Charter Campbell 
 
68. 
-MSDW Charter DWFCM Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not ex.empt from disclosure 
Amount Code (A-H) Type (e.g. div., rent. int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Qajn Codes: =Sl,000 less =Sl,001 -$2,SOO =$2,50I -$5,000 D=S5,00I -$15,000 E=Sl5,001 -$50,000 
(See ColWIU1sBl and D4) F=S50,001  Sl00,000 G=Sl00,001-Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=St5,000 orless K=Sl5,001-SS0,000 L=SS0,001 -S!00,000 =SI00,001  $250,000 
(See ColWIUlsCl and DJ) =$250,001  $500,000 =SS00,001  Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =S2S,000,00t -S50,000,000 R=Cost(Resl Estate Only) =More than SS0,000,000 T=Cub Market 
(See ColWIUl C2) Q=Apprusal V=Other =Assamtent =Book Value W=Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income. value. transactions rmc1udes those the spouse and dependent children. see PP 34-57 fuinc instructions) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) (2) Amount Type (e.g. Code div., rent, (A-H) int) (I) (2) Value Value Code Method (J-P) Code3 (Q-W) (I) Type (e.g. buy, sell, merger, redemption) Ifno exempt from