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Judicial Watch • Edward L. Filippine – 2006

Edward L. Filippine – 2006

Edward L. Filippine – 2006

Page 1: Edward L. Filippine – 2006

Category:Federal Judges

Number of Pages:8

Date Created:September 14, 2007

Date Uploaded to the Library:October 16, 2014

Tags:FILIPPINE, Edward L Filippine, Wachovia, edward, Market, 2006, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 USC app.  101-111) Person Reporting (last name, first, middle initial) FILIPPINE, EDWARD Court Organization USDC,EDMO Date Report 05/02/2007 Tille (Article ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge-Senior Sa. Report Type {check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/3112006 
Sb. Amended Report Chambers Office Address T.F. Eagleton U.S. Courthouse 111S10th St, Room 10.137 St. Louis, 63102 the basis the Information contained this Report and any modifications pertaining thereto, Is, opinion, compllanee with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying thiform must followed. Complete all parts, checking the NONE box for each part where you have reportable ieformation. Sign last page. POSITIONS. (Reporting indivitlua/ only; see pp. 9-13 instructions.) 
[Kl NONE (No reportable positions.) 
 
NAME 	 
 
 
 
__, 	 
r--ri (/))> 
 
 
 
1-() (.11Ul 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[Kl NONE (No reportable agreements.) 
 
 
Date Report 
05/02/2007FILIPPINE, EDWARD 
ID. N-INVESTMENT ME. 2,501 -$5,000 $1,000,001-$5,000,000 s5,001 -s15,ooo More than $5,000,000 Sl5,001-$50,000 Value Codes 415,000or less $15,001 -$50,000 s50,001 -s100,ooo $100,001 -$250,000 
(See Columns and D3) -$250,001 -$500,000 0=1;500,001 -$1,000,000 $1,000,001-$5,000,000 s5,ooo,001 -$25,ooo,ooo Value Method Codes $25,000,001 -$50,000,000 ost (Real Estate Only) More than $50,000,000 =Dish Market 
(See Column CZ) QAppraisal V=Othcr =Msessment Book Value =Estimated 
 
Date Report 
 
FILIPPINE, EDWARD 
05/02/2007 
VII. INVESTMENTS and UST -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) 
(I) 
(I) 
(3) (4) (5) 
Value Gain Identity 
Code2 Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
Place (X) after each asset Amount Type(e.g. Value Code 
div., rent, Code2exempt from prior disclosure 
(A-H) int.) (J-P) 
Value Method Code3 
(Q-W) 
Type(e.g. Date buy, sell, Month-redemption) Day Income Gain Codes: 1,000 less l,001 -$2,500 2.501 -$5,000 5,001 -$15,000 E=$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 1=$15,000 less =$15,001 -$50,000 L=$50,001-$100,000 M=$100,001-S250,000 
(See Columns and D3) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001-$5,000,000 P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
 
Date Report 
05/02/2007 
FILIPPINE, EDWARD 
VIIl. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 
Part VII, Investments and Trusts, Section (2) asks for the type income received from investments. certain cases, however, there was more than one type. 
Consequently, please note that lines and one type listed; but each case income was also received from distribution. The same occurred lines and 33. There each case dividend was listed but income was also received from interest. 
[This note necessary the software allows only one entry section B(2).] 
 
Part VII, Investments and Trusts, Section line 30, SPI, common stock: 06/12/2006, SPI recapitalized resulting reduction its outstanding shares. 
Consequently, the number shares held were exchanged for lesser number and the difference value was paid cash into our General Money Market 
Account Stifel, Nicolaus Co. 
 
 
 
Date Report 
05/02/2007 
FILIPPINE, EDWARD 
IX. CERTIFICATION. certify that all Information given above (lnclnding Information pertaining spouse and minor dependent children, ifany) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned Income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.SC. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Conunittee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
 
 
DISTRICT COURT THE VIRGIN ISIANDS THE UNITED STATES 3013 EsTATE GOLDEN ROCK SUITE 373 
 
CHAMBERS 
CHRISTIANSTED, ST. CROIX 
 
RAYMOND FINCH 
VIRGIN lsLANDS 00820 -4355 DISlRICT JUDGE (340) 773-5021 FAx: (340) 773-2113 
 
May 16, 2007 
::::0 
Judge Ortrie S,mith, Chair 
 
Committee Fina:cal Disclosure Administrative Office the U.S. Courts One Columbus Circle, N.E. Washington, D.C. 20544 
Dear Judge Smith:: 
 
 
Re: Calendar Year 2006 
The following explain entry Part VII, page line 
Some time during after 2004, Prudential Bache, with whom had money market funds, 
was bought Wachovia Corporation. Wachovia Securities non-bank affiliate Wachovia Corporation where the funds are now held. These funds are held there (Wachovia Securities) money market funds. you require additional explanation, please let know. 
Sincerely, 
Raymond Finch