Eldon E. Fallon – 2012
Category:Federal Judges
Number of Pages:9
Date Created:January 3, 2014
Date Uploaded to the Library:May 22, 2014
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Government Act 1978 Rev. 112013 FOR CALENDAR YEAR 2012 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) FALLON, ELDON Court Organization .S.District Court,Louisiana Date Report 06/07/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE (ACTIVE) Sa. Report Type (check appropriate type) Nomination Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address DISTRICT COURT 500 POYDRAS STREET -ROOM C456 NEW ORLEANS, 70130 IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 NONE (No reportable positions.) instructions.) POSITION NAME ORGANIZATION/ENTITY Ex-Officio Board Member/Past President Louisiana Bar Foundation Trustee Testamentary Trust II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [Z] NONE (No reportable agreements.) PARTIES AND TERMS III. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. I7-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) 2012 Thompson-West (book royalty) $1,646.00 Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{] NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE The Sedona Conference 5/2/12 -5/4/12 Delmar, Duke University Law School 617/12 -6/8/12 Durham, North Carolina Tulane Law School 10/17/12 10/25/12 Shanghai, China Teaching educational seminar Teaching educational semianr Teaching educational seminar ITEMS PAID PROVIDED Travel, housing and food Travel, housing and food Travel, housing and food FALLON, ELDON 06/07/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE FALLON, ELDON 06/07/2013 VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end (including trust assets) reporting period reporting period Transactions during reporting period (2) (2) Place "(X)" after each asset exempt from prior disclosure PARCEL #2, NOLA PARCEL #5, NOLA *PARCEL#6, (Pearl River County) DUKE COMMON STOCK FIDELITY FUND COMMON STOCK EMPIRE DISTRICT ELECTRIC COMMON STOCK ANADORKO COMMON STOCK VIAD COMMON STOCK FINOV COMMON STOCK 10. REGIONS BANK [formerly SOUTH (IRA) 11. SCHWAB MONEY MARKET ACCOUNT 12. SAVING/FIDELITY HOMESTEAD ASSN' Amount Code (A-H) Type (e.g., div., rent, int.) Rent Rent Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Value Value Type (e.g., Date Value Gain Identity Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 14. *TESTAMENTARY TRUST None VANGUARD INDEX TRUST Dividend SMALL CAP STOCK PORTFOLIO (NAESX)MUTUAL 15. LEGG MASON VALUE MUTUAL FUND 16. *GNMA'S POOL (BONDS) Income Gain Codes: =$I .000 Jess (Sec Columns and D4) =$50.001 -$100.000 Value Codes =$15.000 orless (Sec Columns and 03) =$250.001 -$500.000 =$25.000.001 -$50.000.000 Value Method Codes =Appraisal (Sec Column C2) =Book Value Dividend Interest =$1.001 -$2.500 =$2.501 -$5.000 0=$5.001 -$15.000 =$15.001 -$50,000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 =$15.001 -$50.000 =$50.00I -$I 00.000 =$100.001 -$250.000 =$500,00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000,001 -$25,000.000 =More than $50.000.000 =Cost (Real Estate Only) =Assessment =Cash Market V=Othcr =Estimated FALLON, ELDON 0610712013 VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (I) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 17. FNMA MTG POOL Interest 18. VANGUARD TOTAL STOCK MKT Dividend INDEX FUND 19. MONEYGRAM INTERNATIONAL, INC. Dividend [Spin off VIAD] 20. *SCHW ABB MONEY MARKET FUND Interest (See VIII for explanation) 21. SECTOR SPDR SB! INT-ENERGY Dividend 22. OIL SVC HOLDERS DEPOSTRY Dividend Sold 5/15/12 RCPT (part) 23. PIMCO FDS PAC INVT MGM COMMD Dividend STR 24. POWERSHARES ETF TRUST DYN Dividend Sold 5115112 PROD 25. BLACKROCK INCOME COM Dividend 26. FHLMC POOL Dividend !SHARES OIL GAS EXP Dividend Sold 5112/12 28. POWERSHARES ETF TRUST DYN Dividend Sold 5115112 STEETTRACKS GOLD GOLD SHS Dividend 30. TELECOM HLDRS DEPOSITRY RCPT Dividend Sold 3112112 31. VANGUARD WORLD FDS MATERIALS ETF Dividend PIMCO CORPORATE OPP COM Dividend STREETTRACKS SER SPDR SP Dividend Sold 5115112 MTL Income Gain Codes: =$1,000 Jess =$1.001 -$2.500 =$2.501 -$5.000 045.001-$15.000 =$15.001 -$50.000 (Sec Columns and 04) =$50.001 -$100.000 =$100.00 I-$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.00 I-$250.000 (Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.00 I-$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market (Sec Column C2) =Book Value =Other =Estimated FALLON, ELDON 06/07/2013 VII. INVESTMENTS and TRu STS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-HJ (if private (Q-W) 'transaction) Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and D4) =$50.001 -$100.000 =$100.00I -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50,000 =$50.00I -$I 00.000 =$100.001 -$250.000 (Sec Columns and D3) =$250.001 -$500.000 =$500,00I -$1.000.000 =$1,000,001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated FALLON, ELDON 06/07/2013 VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period {I) (2) (1) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) {A-H) (if private (Q-W) transaction) 51. SPDR SERIES TRUST BRCL SHRT ETF Interest 52. ALPS EFG ALERIAN MLP Interest Buy (add'!) 5116112 53. *BLACKROCK LTD DURATION COM SHS Interest 54. SELECT SECTOR SPDR SB! INTUTILS Interest Buy 5/16/12 55. Income Gain Codes: =$1.000 less =$I ,00 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000 (See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 Jess =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000 (See Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Other =Book Value =Estimated 06/07/2013 FALLON, ELDON VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepart ofreport.) VII. INVESTMENTS AND TRUSTS. ************************************** #3. Farm and pasture land. ************************************** #13. Assets ofTestmentary Trust. (I) Trustee, with direct personal interest, for Account Testamentary Trust deposit with Bank One, New Orleans, Louisiana. pursuant the terms the Trust monthly installments decedent's widow, who income beneficiary for life remarriage. are the principal beneficiaries the Trust. (2) *************************************** #16. GNMA'S POOL BONDS principle reduction government mortgage pool. #20. SCHWABB MONEY MARKET FUND funds IRA cash reserve with money and out, similiar bank account. This fund treated like CD, and some the funds are used purchase other stocks, i.e., the value beginning the year was greater than the value the end the funds were reduced purchase more shares fund. ***************************************** *24 and *28 -POWERSHARES ETF TRUST DYN, same stock and sold 5/15112. These will removed next report. ***************************************** #46. WISDOMTREE TRUST EMERG MKTS ETF (sold 2/23/11), inadvertently noted partial sale --ROW DELETE; WISDOMTREE TRUST INTL DIV FINL STILL ACTIVE, inadvertently listed sold 2011, should ahve been partial sale. FALLON, ELDON 06/07/2013 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature: ELDON FALLON NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E.