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Judicial Watch • Emmet G. Sullivan – 2008

Emmet G. Sullivan – 2008

Emmet G. Sullivan – 2008

Page 1: Emmet G. Sullivan – 2008

Category:Federal Judges

Number of Pages:9

Date Created:December 4, 2009

Date Uploaded to the Library:December 24, 2014

Tags:Emmet, Emmet G Sullivan, Sullivan, funds, Washington, 2008, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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II. AGREEMENTS. (Reportmg individual only; see pp. 14-16 filing insiructions.) 
[Z] NONE (No reportable agreements.) 
-4= PAR TIES AND TERMS 
 
 
Sullivan, Emmet 
 
 
III. N-INVESTMENT ME. (Reporting individual and spouu; see pp. 17-U filing 
instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
(yours, not spouses) 2008 Pension (D.C. Government) $57.749.00 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
!ZJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE GIFf (Includes thou spouu and dependent children; see pp. 16-11 filing instructions.) 
[l] 	NONE (No reportable gifts.) SOURCE 
VI. LIABILITIES. (Includes those spouse and dependent childun; see pp. 11-11 filing instructions.) 
[l] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE ... 
 
Name Person Reporting 
Oate Report 
Sullivan, Emmet 
08/06/2009 
 
VII. INVESTMENTS and STS -income, value, transactions (Includes those spouse and deptndent children; Ste pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during value end 
Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) --- 
Value 
---- 
Amount Type (e.g., 
Value Type (e.g., Date tValuc Gain Code 
Identity Code (A-H) 
____J 
 
(J-P) 
buy, sell, Month buyer/seller 
(J-P) 
redemption) Day 
(A-H) (if private int.) Code 
(Q-W) 
___J_________ 
transaction) 
 
-_ --__ 
___J 
__,__ Rental Property Income (Washington, D.C. Rent 	 
Rental Property Income (Washington, Rent w.) 	 
Janney Montgomery IRA 
 
 
4.5. Columbia FDS Class Dividend 
Federated Equity FDS Dividend 
6.7. First Eagle Fund Dividend 
Growth Fund America, Inc. CLF (GFAFX) Dividend 
 
Sold 4107 (part) 	 
Keeley Small Cap Funds Dividend Rowe Price Growth Stock Fund Dividend 
10. Rowe Price Equity Dividend 
11. 	 
Thornburg lnvt. Tr. Dividend 
12. 	 
Harbor International Dividend 
13. Morgan Trust Dividend 
14. 	 
Artisan Funds Dividend 
15. 	 
Royce Fed. Rel. Dividend 
16. 	 
Sentinel Group FDS Dividend 
17. 	 
Janney Montgomery IRA Income Gain Codes: 1,000 less =S1,00 -$2,500 =S2,501 -S5,000 =S5,00I -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -SI00,000 G=SI00,001-Sl,000,000 =Sl.000,001 -S5,000.000 =More than $5,000,000 Value Codes =SI 5,000 less =$15,001 -SS0,000 =SS0,001-SI00,000 =SI 00,00 S250,000 
 
(See Columns and DJ) =$250,00 -$500,000 =$500,00 1,000.000 =Sl,000,001 -$5,000,000 =S5,000,00I -$25,000,000 =$25,000,00 -$50,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V=Other =Estimated 
 
 
Dal< Report 
Name Ptrson Reporting 
 
08/06/2009 
Sullivan, Emmet 
VII. INVESTMENTS and TRUSTS -income, value, transactions 
(lncfudes t/1oseofspouseand dependentchildrm: pp. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Transactions during reporting period 
Description Assets Jncomuring :ross val end 
(including trust assets) reporting period reporting period 
 
(5) 
 
 
-r--(ii- 
Value 
...; 
 
Type (e.g., Amount 
 
Identity 
Method 
buyer/seller 
ValuePlace (X) after each asset 
exempt from prior disclosure 
_______J 
(if private transaction) (J-P) 
------------------- 
18. 
Columbia FDS, Class Dividend 
19. 
Calamos Growth Fund Dividend 
 
20. 
First Eagle Fund Dividend 
 
21. 
Thornburg Value Fund Dividend 
 
22. 
Allianz Orr. Ren. Dividend 
 
23. 
Janney Montgomery Fund 
 
24. 
Allianz Funds Multi Manager (X) Dividend 
 
25. 
Capital Income BLDR Fund, Class (X) Dividend 
 
26. 
Columbia FDS, Class (X) Dividend 
 
27. 
Henderson Global FDS (X) Dividend 
 
28. 
Ivy Funds Inc. (X) Dividend 
 
 
- 
29. 
Keeley Funds Inc. (X) Dividend -J 
 
30. 
Kinetics Mutual Funds (X) Dividend 
NFJ Div Int and Strategy Fund (X) 
31. Dividend 
 
32. 
Rowe Price Intl FDS (X) Dividend 
Thornburg lnvt. Class (X) Dividend 
D.C. Hsg Fin Agy Mun Bond (X) Interest Income Gain Codes: 1,000 less =Sl,001 -S2,500 =$2,501 -S5,000 =$5,001 -$15,000 =S15,001 -$50,000 (See Columns and 04) =S50,001 -SI00,000 100,00 1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =SI5,000 less =$15,001 -$50,000 =SS0,001  SI00,000 =SI 00,00I -S250,000 
(Sec C-0lumns and DJ) =S250,00 -S500,000 =5500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =SS,000,001 -S25,000,000 =s2s.ooo.001 -S5o.ooo.ooo =More than $50,000,000 Value Method Codes =Appraisal =-O>st (Real Estate Only) =Assessment =Cash Market (See Column C2) Book Value V=Other W=E stimated 
 
Name Person Reporting 
Date Report 
Sullivan, Emmet 
08/06/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent childrm; pp. 34..fJOoffiling instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
35. GMAC Smartnotes Bond (X) 
Income during Gross value end reporting period reporting period 
(I) (2) (I) (2) 
Amount Type(e.g., Value Value Code 
div., rent, Code Method (A-H) int.) (J-P) Code3 
(Q-W) 
___J____ ----- Interest 
Transactions during reporting period 
 
(I) (2) Type(e.g., Date 
buy, sell, Month-redemption) Day ______ 
-(j)-1 _____(5)__________ --! 
Value Gain identity Code Code 1 buyer/seller 
(J.P) (A-H) (ifprivate transaction) ___L --------..._ 
36. Franklin Income Fund CLA (X) Dividend 
Janney Advantage Insured Sweep (X) Divid;;dT 
38. 
40. 
 
41. 
 
42. 
 
 
44. 
 
45. 
 
46. 
 
47. 
 
48. 
 
49. 
 
 
51. Income Gain Codes: =$1,000 less =$1,00I -S2,500 =S2,501 -$5,000 =S5,00I -$15.000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -SI00,000 =SI00,001  Sl,000,000 =$1,000,001-$5,000,000 =More than SS.000.000 Value Codes 15,000 less K=SIS,001-SSO,OOO =SS0,001  SI00,000 =SI00,001  $250,000 
(See Columns and DJ) =$250,001 -5500,000 =$500,001  Sl,000,000 =Sl,000,001  $5,000,000 =$5,000,001 -$25,000,000 =S25.ooo,001 -s5o.ooo.ooo =More than S50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) Book Value ..other W=Estimated 
52. 
53. 
54. Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501  55,000 =$5,001 -$15,000 =515.001 
(See Columns and D4) =$50,001 -$100,000 =5100,001 -Sl,000,000 =Sl,000.001  $5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 =SS0,001 -SI00,000 =$I 00,00I -$250,000 
(See Columns and DJ) =5250,001  5500,000 =5500,00 -SI .000.000 =SJ,000,001. 55,000.000 =55,000.001 -$25,000,000 =525,000,00  550,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Esrate Only) =Assessment =Cash Market (See Column C2) U=Book Value V=Other =Estimated 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport.) 
Part VII. Investments and Trusts 
Line Item One-half interest Rental Property (Washington, D.C.) -the assessed total value $770,000. 
Line Item One-third interest Rental Property (Washington, D.C.) -the estimated total value $500,000. 
 
 
Name Person Reporting 
Date Report 
Sullivan, Emmet 
 
08/0612009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported arc compliance lith the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544