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Judicial Watch • Gary L. Sharpe – 2006

Gary L. Sharpe – 2006

Gary L. Sharpe – 2006

Page 1: Gary L. Sharpe – 2006

Category:Federal Judges

Number of Pages:10

Date Created:September 4, 2007

Date Uploaded to the Library:December 17, 2014

Tags:Sharpe, Gary L Sharpe, oppenheimer, Merrill, Lynch, stock, 2006, transactions, Codes, disclosure, reporting, report, CIA, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Sharpe, Gary Court Organization U.S. District Court, NDNY Date Report 05/10/2007 Tide (Article Ill judges indicate active senior status; magistrate judges indicate fuU-or part-time) District Court Judge, Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12131/2006 
Sb. Amended Report Chambers Office Address James Foley Courthouse 445 Broadway Albany, New York 12207 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES:. The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) [K) NONE (No reportable positions.) 
POSITION NAME 
5:z: 
-nr 
..,., 
II. AGREEMENTS. (Reporting Individual only; eepp. 14-16 Instructions.) 
[R] NONE (No reportable agreements.) 
 
 
05/10/2007 
Sharpe, Gary 
Ill. NON-INVESTMENT ME. (Reporting individual 11nd spouse; see pp. 17-24 instructions.) Filers Non-Investment Income Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 Realty USA -Independent Contractor -commissions 
 
2.2006 Southern Living -Independent Contractor -commissions 
 
 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[!] NONE (No reportable reimbursements.) 
SOURCE 
 
 
 
 
 
 
 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
(KJ NONE (No reportable gifts.) 
 
 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
(KJ 	NONE (No reportable liabilities.) CREDITOR 
 
 
 
 
 
 
05/10/2007 
Sharpe, Gary 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 1-1-60 ruing ins1r11ctions.J NONE (No reportable income, assets, transactions.) Description ofAsse (including trUst asse) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-1-1) (2) Type(e.g. div., rent, inl) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Merrill Lynch (IRA #I) Dividend See note Part VIII ---Oppenheimer Internatl Bond ---Scudder High Return ---Dreyfus Premier Intl Vlaue ---Lord Abbett Research cap ---Oppenheimer Developing Mkts ---Thornburg .International Value Fund ---Vankampen Comstock Fund ---Cohen Steers Special Equity Fund 
10. --Matthews Asian Funds Japan Funds 
11. ---Aim Energy 
12. ---Gartmore Global Natural Resources 
13. ---Oppenheimer Gold Special Metals Fund 
14. ---Alger Health Sciences 
15. ---Blackrock Nat Resource Buy 10-04 
16. Merrill Lynch (IRA #2) Dividend 
17. ---Oppenheimer Internatl Bond Income Gain Codes: =Sl,000 less =$1,001 -$2,500 =$2,501 -$5.000 =$5,00 -$I 5,000 =$15,00  $50.000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00 -$50,000 =$50,00  $I00,000 =SI00,001  $250,000 
(Sec Columns and 03) =$250,00  $500,000 =$500,001  $1,000,000 =Sl,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (RealEstate Only) =More than $50,000,000 T=CashMarlcet 
(Sec Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
 
05/10/2007 
Sharpe, Gary 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and t1ependen1 children. see PP. u-60 fuinc instrucaons.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets). 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) inl) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
 
18. ---Scudder High Return 
19. ---Dreyfus Premier Intl Vlaue 
20. ---Lord Abbett Research cap 
21. --Oppenheimer Developing Mkts 
22. ---Thornburg International Value Fund 
23. --Vankampen Comstock Fund 
24. ---Cohen Steers Special Equity Fund 
25. ---Matthews Asian Funds Japan Funds 
26. ---Aim Energy 
27. ---Oartmore Global Natural Resources 
28. --Oppenheimer Gold Special Metals Fund See note Part VIIJ 
29. ---Alger Health Sciences 
30. ---Blackrock Nat Resource Buy I0-04 
31. New York College Tuition Savings (529) Dividend Buy 1-1 See note Part VIII 
32. American Express IRA Dividend Roll Over 2-10 See note Part VIII 
33. Merrill Lynch (IRA# Dividend Roll Over 2-16 See note Part VIII 
34. ---Peabody Common Stock Buy 2-23 Income Gain Codes: =Sl,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 15,001 -$50,000 
(See Columns and 04) F=$50,001 100,000 =$100,001 -Sl,000,000 1,000,00 -$5,000,000 =Moro than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 M=$100,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CashMarlcet 
(See Colu11U1 C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
05/10/2007 
Sharpe, Gary 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 offtling instructions.) NONE (No reportable income, assets, transactions) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure c.. 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-ll) int.) (J-P) Code3 redemption) Day (J-P) (A-II) (if private 
(Q-W) transaction) 
 
 
35. Buy 12-20 
36. ---Boeing Common Stock Buy 2-27 
37. ---Caterpillar Common Stock Buy 2-27 
38. ---Ingersoll Rand Common Stock Buy 2-27 
39. Total Sale 12-8 
40. ---Valero Energy Common Stock Buy 2-27 
41. Buy 9-14 
42. ---Celgene Common Stock Buy 2-28 
43. ---Sandisk Common Stock Buy 2-28 
44. Total Sale 5-17 
45. ---NYSE Group Common Stock Buy 3-8 
46. ---China Life Ins ADR Common Stock Buy 5-18 
47. Total Sale 9-14 
48. ---China Nat Res Inc Common Stock Buy 5-18 
49. Total Sale 12-11 
50. ---Ultra Petroleum Corp Common Stock Buy 9-14 
51. Buy 9-18 Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 -$5,000 =$5,00I 15,000 15,00 $50,000 
(SeeColumns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than$5,000,000 Value Codes =$15,000 less =$15,00I $50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(Sec ColumnsCl and 03) =$250,001 -$500,000 =$500,00 $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CashMarlcct 
(Sec Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
05/10/2007 
Sharpe, Gary 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instrucdons.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type(e.g. div., rent, int.) (I) Value Code {J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-. Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
52. Partial Sale 12-13 
53. ---McDermott Intl Inc Common Stock Buy 9-14 
54. ---Fuel Tech Common Stock Buy 9-18 
55. ---Aegean Marine Petroleum Netwk Inc Common Stock Buy 12-8 
56. Buy 12-21 
57. ---Guidance Software Inc Common Stock Buy 12-13 
58. Merrill Lynch (IRA# Dividend Roll Over 2-I6 See note Part VIII 
59. --Matthews Asian Funds Pacific Tigers Buy 2-16 
60. ---AXA Enterprise Mergers Acquisitions CIA Buy 2-16 
61. ---Alger Health Sciences Buy 2-I6 
62. ---Gartmore Small Cap Fund Buy 2-16 
63. ---Baron Partners Fund NLD Buy 2-16 
64. ---Gartmore Global Natural Resources Fund Cl.A Buy 2-16 
65. ---Blackrock All Cap Global Resources Portfolio Buy 2-16 
66. ---ML Latin America .Fd Buy 2-16 
67. ---Oppenheimer Intematl Bond Buy 2-16 
68. ---Oppenheimer Developing Markets Buy 2-I6 Income Gain Codes: =Sl,000 less B=Sl,001-$2,500 =$2,50 -S5,000 =S5,00I 15,000 E=Sl5,00l -S50,000 
(Sec Column 04) F=$50,001 -SI00,000 0=$100,001-Sl,OOO,OOO =$1,000,001 -$5,000,000 =More than$5,000,000 Value Codes =$15,000 less =$I 5,00 I-$50,000 =S50,00I -$I 00,000 =$100,001 -$250,000 
(See Column and DJ) =$250,001 -S500,000 =$500,00 -$1,000,000 =$1,000,001-SS,000,000 =S5,000,00I -S25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real EstateOnly) =More than $50,000,000 T=CashMarlcet 
(See Column C2) Q=Appraisal V=O tber =Assessment =Book Value =Estima ted 
 
05/10/2007 
Sharpe, Gary 
VII. INVESTMENTS and TRUSTS -income, value, ITansactions (Includes those the spouse and dependent children. See pp. 14-60 offding instructions.) NONE (No reportable income, assets, or. transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
69. Partial Sale 7-11 
70. Partial Sale I0-10 
71. ---Loomis Sayles Bond Inst! Buy 2-16 
72. ---Hartford Capital Appreciation Buy 2-16 
73. ---Columbia Marsico Focused Equity Buy 2-16 
74. ---Thornburg International Value Buy 2-16 
75. ---American Cap Inc BLDR SBI Buy 2-16 Income Gain Codes: 1,000 orless =SJ,001-$2,500 =$2,50 -$5,000 D=$5.00 -SI 5,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl.000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =SJS,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250.000 
(See Columns and DJ) N=$250,00I -S00,000 =$500,001 -Sl,000,000 =$1,000,001-$5,000,000 =SS,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Marlcet 
(See Column C2) Q=Appraisal V=Other S=As.sessment 
U=BookValue W=Estimated 
 
05/10/2007 
Sharpe, Gary 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaleparto/Report.) VII, Line Merrill Lynch (IRA#!): Last years report VII, Page Line listed buy Natural Resources Trust September 22, 2005. The report should then have shown total sale September 28, 2005, value code ofJ and gain code ofA. The asset was totally disposed during the last filing year, and does not appear this years report. 
VII, Line 28, Merrill Lynch (JRA#2): Oppenheimer Gold Special Metals Fund listed this years form, but was inadvertently not listed last years form. There transactional data because was included the initial assets created IRA #2. 
VII, Line 31, New York College Tuition Savings (529): The computerized software would not permit make multiple entry the date transaction block, and twelve separate entries seemed ludicrous me. There automatic monthly deposit (buy) this account the Ist each month. 
VII, Line 32, American Express IRA, VII, Line 33, Merrill Lynch (IRA #3), and VII, Line 58, Merrill Lynch (IRA #4): The American Express account was rolloed over indicated, and the total value was divided create two separate new Merrill Lynch IRAs which are now designated Merrill Lynch (IRA#3) and Merrill Lynch (JRA#4). 
 
 
 
 
 
 
 
 
 
 
 
 
 
05/10/2007 
Sharpe, Gary 
 
 
IX. CERTIFICATION; certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544