Gray H. Miller – 2006
Category:Federal Judges
Number of Pages:17
Date Created:January 31, 2008
Date Uploaded to the Library:November 25, 2014
Donate now to keep these documents public!
See Generated Text ∨
Autogenerated text from PDF
Government Act 1978 Rev. 112007 FOR CALENDAR YEAR 2006 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) MILLER, GRAY Court Organization U.S. DIST. COURT, SO. DIST. Date Re11J?J}l> Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE-ACTIVE Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 Sb. Amended Report Chambers Office Address BOB CASEY COURTHOUSE 515 RUSK AVE HOUSTON, 77002 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable Jaws and regulations. Reviewing Officer Date NOTES: The instructions accompanying this form must followed. Complete all parts, the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY PARTNER (BEFORE APPOINTMENT) FULBRIGHT JAWORSKI L.L.P. MEMBER THE ADVISORY BOARD THE HONORS COLLEGE THE UNIVERSITY HOUSTON II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [2U NONE (No reportable agreements.) PARTIES AND TERMS Date Report MILLER, GRAY 05/24/2007 III. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 FULBRIGHT JAWORSKI L.L.P. (INCOME AND INTEREST INCOME BEFORE APPOINTMENT) INCOME (yours, not spouses) 257,461 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) [RJ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, lodging, food, entertainment (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE Date Report 0512412007 MILLER, GRAY GIFTS, (Includes those spouse and dependent children. See pp. 28-31 instructions.) [KJ NONE (No reportable gifts.) VALUE VI. LIAB ILITJES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION CODE CHASE BANK CREDIT CARD TRAPEZE CAPITAL CORP. SHORT SELLS (350 SHS DILLIARDS INC COMMON, 900 SHS ALIGN TECH INC COMMON, AND 500 SHS VAY INC COMMON) TRAPEZE CAPITAL CORP. MARGIN ACCOUNT Date Report MILLER, GRAY 05/24/2007 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 offiling instructwns.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end (including trust assets) reporting period reporting period Transactions during reporting period (I) (I) (2) (I) (5) (4) Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, redemption) Chase Bank Account Interest Everbank Bank Accounts Interest Date Month Day Identity Code Value Gain Code buyer/seller (J-P) (if private transaction) (A-H) Peoples State Bank AccountX None Excelsior Fund L.P. Int./Div. Income Gain Codes: =$1,000 less 1,00 $2,500 =$2,50 $5,000 =$5,001 $15,000 =$15,001 S50,000 (See Columns and D4) F=$50,001 $100,000 =$100,001 Sl,000,000 =SJ,000,001 $5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=S 15,001 $50,000 L=$50,00l -SIOO,OOO M=SI00,001-$250,000 (See Columns and D3) N=$250,00 $500,000 0=$500,001 ,000,000 =$1,000,001 $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market (See Column C2) =Appraisal =Other =Assessment U=Book Value =Estimated Date Report Name Person Reporting 05/24/2007 MILLER, GRAY VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) (5) Identity exempt from prior disclosure Place (X) after each asset buyer/seller (ifprivate transaction) Income during Gross value end Transactions during reporting period reporting period reporting period (1) (2) (1) (2) (1) (2) (3) (4) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Code div., rent, Code Method buy, sell, Month- Code Code (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (Q-W) Income Gain Codes: =$I ,000 less =Sl,001 -$2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 -S50,000 (See Columns and 04) F=$50,001 $100,000 =$I 00,00 $1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,001 $50,000 L=$50,001 $100,000 =$100,001 $250,000 (See Columns and 03) =$250,001 $500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market (See Column C2) Q=Appraisal V=Other =Assessment Book Value =Estimated Name Person Reporting Date Report MILLER, GRAY 05/24/2007 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (!) (2) (I) (2) Place (X) after each asset Amount Type (e.g. Value Value exempt from prior disclosure Code div., rent, Code Method (A-H) int.) (J-P) Code (Q-W) (2) (4) Type (e.g. buy, sell, redemption) Date Month Day Value Gain Identity Code Code buyer/seller (J-P) (A-H) (if private transaction) Income Gain Codes: =$1,000 less =Sl,001-$2,500 =$2,501 -$5,000 0=$5,001 -$15.000 =$15,001 -$50,000 (See Columns and 04) F=$50,001 -$100,000 =$I 00,00 -$1,000,000 =$1,000,001 -$5.000,000 =More than $5,000,000 Value Codes J=$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5.000,001-$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated Name Person Reporting Date Report MILLER, GRAY 05/24/2007 VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (I) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 52. Cover Short 09/15 53. Cover Short 10/25 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 E=$15,00l -S50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001-$1,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 L=$50,00l -$100,000 =$100,00 -$250,000 (See Columns and D3) N=$250,00I -$500,000 0=$500,00 -$1,000,000 =$1,000,001 $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) Q=Appraisal V=Other =Assessment U=Book Value W=Estimated Date Report MILLER, GRAY 0512412007 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (1) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 G=SI00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00I-$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,00 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 =Appraisal =Assessment Value Method Codes =Cost (Real Estate Only) =Cash Market (See Column C2) V=Other =Book Value =Estimated Date Report 05/24/2007 MILLER, GRAY VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: ,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,00 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated Name Person Reporting Date Report MILLER, GRAY 05/24/2007 VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those the spouse and dependent children. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (!) (2) (I) (2) (!) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 103. Sold Short 04/13 104. Income Gain Codes: =$1,000 less =Sl,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 -$50,000 (See Columns and 04) F=$50,001 -$100,000 =$100,001 $1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 $100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other S=Assessment =Book Value =Estimated Date Report Name Person Reporting 0512412007 MILLER, GRAY VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (I) (2) (I) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (ifprivate (Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501. $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4} =S50,00I. $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 $50,000 L=S50,00l -$100,000 I00,00 -$250,000 (See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment Book Value =Estimated Date Report 05/24/2007 MILLER, GRAY VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501. $5,000 D=$5,001 $15,000 =$15,001 -$50,000 (See Columns and D4) F=$50,001 -$100,000 G=SI00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,001 -$50,000 L=$50,001 -$100,000 M=S!00,001-$250,000 (See Columns and D3) N=$250,00 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 P3=$25,000,001 -$50,000,000 =More than $50,000,000 =Appraisal =Assessment Value Method Codes =Cost (Real Estate Only) T=Cash Market (See Column C2) V=Other =Book Value =Estimated Date Report 05/24/2007 MILLER, GRAY VII. INVESTMENTS and STS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (!) Amount Type (e.g. Place (X) after each asset (!) (1) (2) (2) (3) Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method exempt from prior disclosure Month buy, sell, buyer/seller Code2 Code (A-H) int.) Code3 redemption) (if private Day (J-P) (J-P) (A-H) transaction) (Q-W) 154. Buy 01/30 155. Buy 02/01 156. Sell 10/03 157. -St. Andrew Goldfields -New Common None Stock 158. -St. Andrew Goldfields Ltd 10%30Apr08 Int./Div. Buy 11/03 159. -Sterling Res Ltd. None Buy 10/18 160. Buy 12/13 161. -Storm Cat Energy Corp 33L 28Jan07 Units None Buy 09125 162. -Sub Rec-Pacific Engy-Unit 16Mar07 None Buy 11/10 163. -Tim Hortons Inc Common Stock None Sold Short 10/02 164. Cover Short 12/21 165. -TJX Companies Inc-New Common Stock Dividend 166. -Transocean Inc. Common Stock None Sold Short 05/15 167. Cover Short 06115 168. -Tudor Corporation Ltd None Buy 02/03 169. -Ultratech Inc Common Stock None Sold Short 04/18 170. Sold Short 04/19 Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =SI 00,001 -$250,000 (See Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 Cash Market (See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated Name Person Reporting Date Report MILLER, GRAY 05/24/2007 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. SeePP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 171. Sold Short 04/20 172. Cover Short 06/02 173. Cover Short 06106 Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,00 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimated Date Report 05/24/2007 MILLER, GRAY VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructwns.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets Place (X) after each asset exempt from prior disclosure Income during Gross value end Transactions during reporting period reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 188. Cover Short 11/15 Income Gain Codes: =$1,000 Jess =$1,001 $2,500 =$2,501. $5,000 =$5,001 Sl5,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =SIOO,OOl -Sl,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 -$100,000 =$100,001 S250,000 (See Columns and 03) =$250,00 -$500,000 =$500,001. $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 =Appraisal =Assessment Value Method Codes =Cost (Real Estate Ooly) =Cash Market (See Column C2) =Other =Book Value =Estimated Date Report MILLER, GRAY 05/24/2007 VIII ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) Part Line Copernicus International Market Neutral Fund, was formerly known Alpha Equity International Mkt. Neutral Fund. Part Line Line 190 Brokerage Statement with Trapeze Capital Corp. which was formerly known Strategic Capital Partners, Inc. Part Line -Note from Relative was formerly known Note from Bobby and Jacquie Smaistria. Date Report MILLER, GRAY 05/24/2007 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned incoine from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544