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Judicial Watch • H J Wilkinson III Financial Disclosure Report for 2009

H J Wilkinson III Financial Disclosure Report for 2009

H J Wilkinson III Financial Disclosure Report for 2009

Page 1: H J Wilkinson III Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:11

Date Created:November 8, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Ridgeworth, H J Wilkinson III, SunTrust, Growth, trust, stock, 2009, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge

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Govermnent Act 1978
Re~. 1/2010 FOR CALENDAR YEAR 2009 u.s.c app.  lo1-111) Person Reporting (last name, first, m,ddle ~mtml) Court Organization Date Report Wilkmson, II1. 4th Circmt Court Appeals 05/10,/2010 Title (Arliele Ill judges indicate aenve sentor slams; 5a. Report Type (cheek appropriate t~pe) Reporting Period 
magistrate ludges md~cate full- parI-ume) Nommauon, Date ~01/2009 
U.S Circuit Judge lmlial Annual Final 12/31 r2009 5b. Amended Repor~ Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
255 Mairx Street 230 

with applicable laws and regulalions. 
Charlottesville, Va. 22902 

Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying thls form mast followed. Complete all parts, checking the ~ONE box for each part where you have reportable information. Sign laM page. POSITIONS. ~~o.i~g o.~y: see pp. 9-13 filing ..... .... 
NON (No reportable positions.) 
II. AG~EMENTS. (Rep,,mng ma, vlauat onO,; see pp. 14-1a fihng m~tructio,,s.) NONE reportable agreements.) 
DATE PARTIES AND TERMS date wdl receive sal~ from lb~er employer, the Umvers~tv Law Sdmol There wdl continuing pammpatton (cntd Paa VIII) 
Name Person Reporting 	Date Report
III. NON-INVESTMENT COME. tRepo.i.g individual and spoue; see ppo 17-24 f!ling instructions.) Fliers Non-Investment Income 
NON]~ (No reportable non-investment income.) 
DAT_..~ SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -~f ~,oa were married daring any porttots the reportmg year, complete this .~ectto~ 
(Dollar amoant not requtred except for honorarta NONE (No reportable non-investment income.) DATE SOUR.CE AND.TYPE 

(Ira lua~ those .~pouse .~nd d~7~endent chtldren, set. 25-27 filing m~tractto~ NONE (No reportable reimbursements 
SOURCE  DATES  LOCATION  PURPQSE  ITEMS PAID PROVIDED  American Constitution  June 19, 2009  Washington,  Panel  Lodging  
Society 	Um~ersity Sonth Carohna October 14. 2009 Columbia, Panel Lodging La. School The Federahst Society Nt~vembet 12, 2009 Washington, Panel Lunch!Droner GIFTS. a.,.~d~, th,,s ~po~ ~.~ ~1~,~; ~r. 2s-~ J~dlng instructions.)  
[-~  NONE (No reportable gifts.)  
V1. LIABILITIES. a,~t,a,, ,ho.~, oy,~o~., ~,d ~,r~"a" ~mt~,~; ,p. ~2-3~ o,~ti.g it~strucKOns.)  
NONE (No reportable liabilities.)  

VII. INVESTMENTS and TRUSTS i.~o~,. ~,. t,..,.~ao.~ a.~t.d~, a.o.~, ...... depe~ent children; see pp. 34-60 finng in.~maion~)  

~scnp~on Asser_~ (including t~st a~eIs)  Income dunng repomng  Gro~s ~alue end oftepomng  Tran~ctlons during reposing period  
Place "[X~" ~er each asset exempt from prior d~sclosure   Amouat Ty~ g,~ Code d~v, rent,  (A-H) ormt)  Value Code (J-P)  Value Method Code3 (Q-W)  "[y~ (e,g, buy, sell, redemption) Date Value Gam ~d~ G@e Code (J-P) (A-H)~  ldent~ buycr/selle~ (ifpnvate ~nsacuon) TRUST  
-Albemarle Corp Common Stock  Dividend  -Alwia Group, Inc Common Stuck  Dividend  -Phd~p Mo~is Intl Common Stock  Dividend  -ATT Common Stock  Dividend  -Deere Company Common Stock  Dtvidend  -Dupont Nemours Co. Common Stock  Divadend  -Duke L:nergy Corp Common Stock  Diwdend  -General Electric Common Stock  Dividend  -Hewlett Packard Common Stock -Johnson Johnson Common Stock  Diwdend D~wdend  Sold (part) 1/13109  -Kraft Common Stock  Dwidend  -Lilly Common Stock  Dw~dend  -Media General Inc. Common Stock  Dlvtdend  -Proctor Gamble Common Stock -Providence Worcester RR. Common Stock  Dw,dend Dtvidend  Sold (part)  11/13/09  -Royal Dutch Petro Shell Common Stock  D~v~dend /ncomeGamCodn A=$l,000orl~,~ B=$1,O01-$2,500 =$2,501- $5,000 D=SS,001-$15,fKI0 E=SIS,001-~5(J,000 
Date Report
FINANCIALDISCLOSURE REPORT Name Person Reporflag Page O~!lOnO~0 w~.~on, 
VII. INVESTMENTS and TRUSTS ..... value, ..... ctions Includes those spous and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transacttons.) 
A.BC Description Assets Income during Gross value cad Transactions dunng reporting period 0ncludmg wo~ a~sets) reporlmg period reporting period 12) (~-) (2) (3) (~) 
Place "(X)" after each asset Amount [ype Value Value Type (e.g., Date Value Gain/ [denub ofexempt from prior disclosure dlv, rent, (ode Melhod buy, sell, Code  Code buyer!seller
Code mm/ddtyyI (A-H) orint.) (J-P) Code redemplt~on) (J-P) (A-H)I 0fpnvate (Q-W) transactmn} ........................ __j .......................... ....... -Schenng Plough Corp. Common Stock D~vldend Merged !/05/09 (with line 19) 
19. -Merck Common Stock Dividend -Spectra Energy, Corp.Common Stock Dwidend 
21. -SunTrust Bank Inc Common Stock Dwidend -Wyelh Common Stock D~vidend Merged 11/16/09 (wtth hne 23) 
-Pfizer Inc. Common Stock D~v]dend 

-Ridgeworth Fd-Largecap Core Eqty. D~vidend Sold 11/10/09 
(part) -R~dgeworth l~d-Sm Cap Growth Dw~dcnd 	Sold 1/10/09 (paa) -Ridgeworth Fd-Sm Cap Val Eqty Dw~dend Sold 1/10/09 
(part) Rxdgev,,orth M~d-Cap Core Equity Diwdcnd Buy 11/10/09 -R~dgeworth Fd-lntl Eqmly Dtwdend 	Sold I110109 (part) 
29. -R~dgewo~h lntl Equity Index D~vidend Buy 1/10/09 
-Rtdgeworth Fd-l.argccap Grth Slk D~v~dend 	Sold I,"10/09 (part) 
-Ridgewocth Fd-Aggressive Growth Divtdend Sold 1/10109 

 -R~dgeworth Fd-Va Inter Mira Interest Buy 1/10/09 

-Radgeworth Fd-Va "{ax Free Mmkt Interest 
34. Income Gzm Codes L()f~) Ics~ =$1,0f]l $2,s00 =$2,501 $,5,000
--D--~,001~$i5.000 .... Person Reporting

VII. INVESTMENTS and TRUSTS -into .... ,l,,. transaclionv (Includes tho;~e spow;e and dependent children.- see pp. 34-60 filing instruction) NONE reportable income, asset transactions.) BCD 
Descnpnon Asse~s Income dunng Gross value end Transactm~ dunng repomng pe~od (including t~t a~e~) re~mg period reposing 
Pla~ "(X)" after each asset Amount g., Value Value Ty~ ~e.g.. Date Value~am[ ld~tity exempt hem pr~m dtsclosure  Code div, rent, Code ~Meth~ buy, ~ell,  mm/dd~  C~ Code buyer/sel]cr mr.) (J-P) redemptmn) O-P) (A-H)i [~0fpnvate~on) (A-H) 1 C~e(Q.W)3 ....
35. IRA 36~ -R~dgewo~h Fd-Sm Cap Growth Divtdend Sold 10/26/09 
-Ridgeworth Fd-MldCap Core Dividend Sold 07/13/09 

-Ridge,a, orth Fd-MldCap Val Dr~adend -Ridgeworth Fd-LargeCap Core Eqt Dtvtdend Sold 07/13;09 -RIdgeworth Fd-LargeCap Grth Stk Dtvidend (addl) -Rtdgeworth Fd-Large Cap Value Eqty Dividend Buy 07/13/09 (addl) -Rtdgeworth Fd-Aggress~ve Growth Divtdend Sold 07/I 3/09 1 (part) -Ridgeworth Fd-Emerg~ng Growth Buy 07/13109 Dividend Sold 07/I 3/09 

44. -R~dgeworth Fd-lml Eqmty Dividend Sold 07/13/O9 -Rldgeworth Fd-/ntl 130;30 Dividend -Rldgeworth Fd-Intl Fqmty Index Dividend Buy 07/13/09 -R~dgcworth Fd-Pnme Qlty Mmkt Interest TRUST -Albemarle Corp Cornmon Stock Dividend -AT 1" Common Stock Dividend [ncome(~a,nCodcs .,x. =$1,O00orlc~s -B-=$1~001752 500 C-$2,501 -$5,000 D=$5,001 $t5,000 -S15,~)1 -$50,~0 

Some Person Reporting
FINANCIAL DISCLOS URE REPORT Date Report Page Wilkinson, Ill, It. 05/10/2010 
VII. INVESTMENTS and TRUSTS ..... value, ira ..... finns lncludes those ..... dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) ~ 
......... A.---- ............ .....
Description Assets ]ncome doting Gros~ value end Transacttons dunng reporttog period (including trust assets) reporting pertod reporting period 
Place "(X)" after each asset Amount ["rype Value Value r~.q:,e Code dry., rent.
exempt from prior dtsclosure 	Code Method buy, .sell, buyer/seller
mm.dcV3,.y Code  Code [(.I-P)  Code3 redemption) (A-H) ormt) ................... (Q-V~) transaction) -Dnpont Nemours Co, Common Stock Dtvldend -Duke Energy Corp Cormnon Stock Dividend -Hewlett Packard Common Stock Divtdend -Johnson Johnson Common Stock Dtvidend -Ltncoln Natl Corp Common Stock Dividend Sold Ill 3/09 
(part) -Royal Dutch Petro Shell Common Stock D~vtdend 
-Spectra Energy Corp Common Stock Dividend 
 -Schering Plough Corp Conmmn Stock Dtwdend Merged 11/05/09 (with line 60) -Merck Common Stock Dividend -Wyeth Common Stock Dividend Merged 10/16/09 (with hne 62) -Pfizere Inc Common Stock Dtvtdend -IShares SP Cap 600 Value Indos Dtvtdend 	Sold I/I3/09 -Ridgeworth Fd-LargeCap Core Equity Dtvldend Sold !110/09 -Ridgeworth Fd-SmallCap Growth Stk Dtvtdend Sold 11]10/09 -Rldgcworth Fd-lnll Eqmty Dlwdend Sold 11!10/09 -Ridgeworth Fd-Agresswe Growth Stk D~vldend I 
68. 	-Rtdgcworth Fd-Va Inter Mun Interest Buy 11/10/09 (addl) ~21000.001-550.000.~ MorethaaS50,000,o00 

Name Person Reimrth~g

VII. INVESTMENTS and TRU STS i.eo,~, ~.e, t,~,~a~tions a.~1aae~ those oy.~o~ ~.~ ~d~, ch~dren; see pp. 34-60 ~ding ingruc,~ng) 
NONE reportable income, assets, transactions.)  
Description A~e~ (including t~st assets) Place "(X)" after each assel exempt from prior disclos~e Income dunng reposing pert~ ABount "1"~ C~e dtv. rent. (A-H~ ~oss value end repomng Code Method buy, sell, (J-P) Code redemption)  T~nsactlons ~rmg reposing pen~ m~dyy Code Code 0-P) (A-H)  bu~er/~eller 0fp~vate  
69. 70.  -R~dgewo~h Fd-Va Tax Fr~  Interest  
72.  SunTrust Interes~ Checking SunTrust Checking SunTrust Checking  Interest None None  TRUST  
77. 81. 84.  -R~dgeworth Fd-LatgeCap core Eqmty -R~dgeworth Fd-Smallcap Growth Stk -Rldgeworth Fd-lntl Equ~ly. -R~dgeworth I.d-lntl 130,30 -R]dgeworth bd-M,dcap (ore Equity -R~dgeworth Fd-Largecap Gro,.vth Stk -R~dgeworth Fd-Aggresslve Growth Stk -R~dgeworth Fd-Lmergmg Growth Stk -R~dgeworth Fd-LargcCap Val I:.qu~y  Dividend Dividend Dtv,dend Dividend Dwldend Diwdend D~wdend l)~vidend Dividend .....  Gum Codes -$1 000 le~s =$1~1 $2~ ........................  

t~e Colunms and D4) -$50,~I $100.~0 ~Sl00.001 $1,~0.0~ =$1 .~.00l $5,~0,000 =Mo~ ~an $5,00~,000 (See (~du~s and D3) ~5250,001 $500.000 $500 601 $1.0~ =$1,~,001 $5,0~,~0 -$5 00O $25fl~1),(1(~ 
VII. INVESTMENTS and TRUSTS .... ~alue, transacdons(lncludesthoseofsp ...... dependent chRdren; see pp. 34-60off!linginstructlons.) NON~ (No reportable income, assets, transactions.) 
Descnptmn As~s 
income dunng Gross value end T~nsact~on~ during reposing ~nod (including ~mst a~ts) 
Place "(X)" aRer each as~t Amount Type ~e,g,. Value Value T~e Date Value Gain Id~uu exempt from prior d~sclosure (A-H) mr) (J-P) Code ~demptmn) (J-P) (A-H) (if private 
-Ridgewo~ Fd-M~dcap Val Equi~ D~v~dend 
-Ridgeworth Fd-Va Inter Mun Interest -Ridgworth Fd-Va Tax-Free MMkt Interest Income Gain Codes =$1,000 less B~-$1,0~i $2.500 -$2,501 $5.000 =$s.00l $15 090 =$15,001 
FINANCIALDISCLOSURE REPORT Name Person Reporting Date Report Page 
O~/l o:2oto[ Wi~ki,,~on, 

Part II: Agreements. 
Re: will rec, contd...~n any benefit plan prowdcd the Univcrs~, although past pension benefits arc vested. mortgage was provided favorable rate 
available faculty members a.nd had refinanced within months leaving the University. The mortgage was prod full 02/09/1985. 

Trusl Revocable Trust-
IRA current IRA-
Accolmt invested entLrely SunTrust Bank mutual fimds, named Rtdgeworth Iunds-

Trust Revocable Trust-

Irrev. GST Trust for (from~ trust)This Trust was created from~.~~ ~,ii~l~rust Rev. Trust became lrrev Interim Trust-aftc~death) which was split into two shares, after IRS approval wasreceived, for~ and ~~y sl~are latei" became this trust When was inttially funded,~tonly held cash. but has now been invested The overall
asset allocatiiiiVnow includes various asset classes represented d~vers group SunTrust Bank mutual funds (R~dgeworth Funds) ~t~s through 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are incompliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Mall signed original and additional cop~es to: 
Committee Financial D~sclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544