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Judicial Watch • Harris L. Hartz – 2006

Harris L. Hartz – 2006

Harris L. Hartz – 2006

Page 1: Harris L. Hartz – 2006

Category:Federal Judges

Number of Pages:10

Date Created:September 11, 2007

Date Uploaded to the Library:October 28, 2014

Tags:Hartz, Harris L Hartz, Harris, 2006, assets, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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A010 Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial} Court Organization Date Report 
Hartz, Harris Temh Circuit Court Appeals 0413012007 Title (Article III judges indicate active senior status; magistrate judges inclicate full-or part-time} Circuit Judge Active Sa. Report Type (check appropriate type} Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address 201 Third St. NW,#1870 Albuquerque, 87102 the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. SITI NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
 
 NAJvIB Trustee TrustNo. 
 
 
C::J ......,= 
.fl __, :AJ 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) .--.,CJ-:n :::D ::?--!: ::i:> CX) NONE (No reportable agreements.) PARTIES AND TERMS fTlC> D)>-ri;-q -P. 
 
fTl judicial pension from the State New Mexico has vested and will distributed when aligible 
 
 
Date Report 
Hartz, Harris 
0413012007 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
[Kl NONE (No reportable non-investment income.) 
 
(yours, not spouses) SpouseS Non-Investment Income -lf you were married during any portion of/he reporting year, complete this seclion. 
(Dollar amount not required except for honoraria.) 
[Kl NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
ABA 2/11-12, Chicago Ill. Appellate Judges Conference (transportation, lodging, food) Southern Ill. Univ. Law School 2/15-18, Carbondale, Ill, Visiting Juris (transportation, lodging, food) 
Boston Univ. School Law 415-7, Boston, MA, moot court (transportation, lodging, food) ABA 8/2-7, Honolulu, HA, Appellate JudgesConference panels (transportation, lodging, food) 
 
 
Date Report 
04/30/2007 
Hartz, Harris GIFTS, (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
(K] NONE (No reportable gifts.) 
 
DESCRIPTION 	VALUE 
 
 
VI. LIABILITIES. (includes those spouse and dependent children. See pp. 32-33 instructions.) 
(K] 	NONE (No reportable liabilities.) CREDITOR 
 
VALUE CODE 
 
 
 
 
 
Date Report 
Name Person Reporting 
Hartz, Harris 
04/30/2007 
vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Trust Div.And int 
--BRKA 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: 1,000 less =Sl,001 -$2,500 =S2,501 -$5,000 =$5,00 15,000 =$15,001-$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,00I -$500,000 =SS00,001 -Sl,000,000 =Sl,000,001 -SS,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Otber =Assessment =Book Value =Estimated 
 
Date Report 
Hartz, Harris 
04/30/2007 
Vil INVESTMENTS and TRUSTS -income, value, transactions (Includes those oithe spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (I) (2) (!) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. -USGAX 
19. --DINAX Income Gain Codes: =$1,000 less 1,00 -$2,500 =$2,501 -$5,000 D=S5,001-Sl5,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =SIS,001-$50,000 L=S50,001-Sl00,000 =$100,001 -$250,000 
(See Columns aod D3) =$250,00 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =SS,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimated 
 
Name Person Reporting 
Date Report 
Hartz, Harris 
04/30/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 of.filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
Place (X) after each asset exempt from prior disclosure (1) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code3 (Q-W) {I) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. 
 Partial buy 10/30 
 
36. 
 
 
 
Partial buy 11116 Income Gain Codes: =St,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,001 -$100,000 =SJ00,001-Sl,000,000 =SJ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=SJ5,00I-S50,000 L=S50,00I -SIOO,OOO =SI00,001 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -SJ,000,000 =$1,000,001-$5,000,000 =$5,000,001 -S25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CasbMarkct 
(See Column C2) =Appraisal V=Othcr =Assessment =Book Value =Estimated 
 
Date Report 
04/30/2007 
Hartz, Harris 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (I) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int) (J-P) Code3 redemption) Day {J-P) (A-H) (if private 
(Q-W) transaction) 
 
52. --DIVDX sold 7/21 Income Gain Codes: =SJ,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=S50,00l -S100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001-Sl,OOO,OOO =$1,000,00I -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Olher =Assessment =Book Value =Estimated 
 
Date Report 
Name Person Reporting 
04/30/2007 
Hartz, Harris 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those oft/ie spouse and dependent c/iildren. See PP 34-60 ins/Tltc/ions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
Place (X) after each asset (I) Amount (2) Type(e.g. (1) Value (2) Value (1) Type(e.g. (2) (3) (4) (5) Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
--Morgan Stanley CPI/Commodity note buy 1/6 
70. -ACSDX buy 7/21 Income Gain Codes: =Sl,000 less =Sl,OOI  $2,500 =$2,501 -S5,000 =$5,001 -$15,000 =Sl5,00J -$50,000 
(See Columns and 04) =$50,001-SJ00,000 =SI00,001  Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=Sl5,00l -S50,000 =$50,001-$100,000 =SJ00,001 -$250,000 
(See Colunms and DJ) =$250,00 -$500,000 =$500,001  $1,000,000 =Sl,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CashMarket 
(Sec Colunm C2) =Appraisal =Oth =Assessment =Book Value =Estimated 
 
 
Date Report 
Hartz, Harris 
04/30/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parlofReport) Items lines 10, 12, and the 2005 report have been omitted because they not meet the threshhold for reporting. 
ltem line of2005 report has been omitted because the corporation went under and the stock worthless. 
Item line of2005 report money market mutual fund) has been omitted because was liquidated 8/15 with funds it. 
Item line this report was opened 11/21/05 and mistakenly omitted from 2005 report. 
Item line this report did not meet threshhold for reporting 2005. 
 
 
 
 
 
 
Date Report 
04/30/2007 
Hartz, Harris 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIBS FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544