Harry Pregerson Financial Disclosure Report for 2006
Number of Pages:8
Date Created:October 12, 2007
Date Uploaded to the Library:November 13, 2013
Autogenerated text from PDF
Rev. 112001 U.S.C. app. 101-111) FOR CALENDAR YEAR 2006 Person Reporting (Last name.first, middle initial) PREGERSON, HARRY Court Organization Date Report United States Court Appeals for the Ninth Circuit 5/15/07 Title (Article II/judges indicate active senior status; magistratejudges indicate full-or part-time) United States Circuit Judge Sa. Report Type (check appropriate type) _Nomination, Date Initial Annual Final Sb. Amended Report Reporting Period January 2006-December 31, 2006 Chambers Office Address 21800 Oxnard Street Suite 1140 Woodland Hills, 91367 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. __J POSIT!0NS. (Reporting individual only; see pp. 9-13 Irutructions.} POSITION NAME ORGANIZATION/ENTITY NONE (No reportable positions.) Member Marine Corps Reserve Officers Assoc. Member Advisory Board, Childhelp USA Member Advisory Board Directors, Metropolitan II. Division, The Salvation AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions.) DATE PARTIES AND TERMS Army NONE (No reportable agreements.) III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 Instructions.) )>DATE SOURCE AND TYPE -,.., -lmcOME c::; Filer's Non-Investment Income rri NONE (No reportable non-investment income.) 2006 State California Judge's Retirement System 15,008. 2006 -GGWH LLC 18,000. Spouse's Non-Investment Income -If you were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE (No reportable non-investment income.) IV. REIMBURSEMENTS transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 Instructions.) SOURCE DESCRIPTION NONE (No such reportable reimbursements.) GIFTS. (Includes those spouse and dependent children. See pp. 28-31 Instructions.) SOURCE DESCRIPTION NONE (No such reportable gifts.) VI. LIABILITIES. (Includes those spouse and dependent children See pp. 32-33 Instructions.) CREDITOR DESCRIPTION VALUE CODE* NONE (No reportable liabilities.) Name Person Reporting Date Report 5/15/07 P.REGERSON, HARRY VII. Page INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) NONE (No reportable inome, assets, transactions.) U-Hau International Inc. Rent Conaominium Palm Desert, 1979 None Sell Oxnard Shores, (1964) None Oxnard Shores, (1964) Woodland Hills, (1963) Woodland Hills, (1979) Woodland (1984) Limited11 Interest Penn Investors, 12Limited CGM 403(B)13 UIPL L.A. Single Name Person Reporting Date Report PREGERSON, HARRY 5/15/07 VII. Page INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) NONE (No reportable inome assets, transactions.) IRA ACCT.--Wachovia Securities Bank Deposit Swee tion Microsoft_ Corp. Wash IRA ACCT.--Wachovia Securities Bank Deposit Swee Int -+' Date Report Name of.Person Reporting 5/15/07 VIl. Page INVESTMENTS and TRUSTS income, value, transactions (Includes those PREERSON, HARRY spouse and dependent children. See pp. 34-60 Instructions.) NONE (No rei>ortable income, assets, transactions.) Centennial Money. Mkt Prev. report Div listin ere Cisco Sys Inc. Stock None Schlumberger LTD Stock Div Wyeth 'Div Loss Yahoo Inc. Stock None Loss -S' VII. Page INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) (No reportable inome, assets, transactions.) Hewlett Packard Co. Alliance Bernstein Value Fund World Savings Bank Nuveen Pref erred Conv Income Fund Capital Markets Gov't Money Investments Capita ets Core Fixed Income Fund Capital Markets Value Investments Capitl Markets Value Investments Capital Markets Int None Int Div Int Int Int Int Sell 5/8 Loss artial LossSell /18 Partial Sell /27 Partial Sell /27 Partia Sell B.. Int Erner Markets -6' VII. Page INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children. See pp. 34-60 Instructions.) NONE (No reportable income, assets, transactions.) Capital Markets Partial Growth Invesemtnts Capital Markets Growth Int Investments Orion Bank les Act Northern Trust Bank The Oakmark Funds Int Int Buy Buy Buy was 2005 Buy was 2005 El.a.ins .... Capital Ban.k None Buy Sell. Redeemed Date Report Name Person Reporting PREGERSON, HARRY 5/15/07 VIII. ADDITIONAL INFORMATION EXPLANATIONS (Indicate part Report.) NOTE: have tried keep all items Section VII listed the same order previous report with new items being placed the end the list. The exception the IRA accounts--buy and sell the IRA accounts has remained within the IRA account setup. you see stock listed again the report, because was purchased through dif fernt bokerage firm. Also, some additional buys and sells took place. the previous year and mistakenly omitted--now listed this report with notation the year the buy and/or.sell. Section POSITIONS (cont.) Board Trustees, Devil Pups, Inc. Section VI. The loan listed.in 2005 Financial Disclosure Report was repaid on.March 14, 2005. Through oversight this was not explained that time. IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, i:f any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions pennitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353 and Judicial Conference regulations. Signa NOTE: FALSIFIES ORF AILS FILE THIS REPORT MAY SUBJECT CNIL AND CRIMINAL SAN pp. 104.) -1"'